0001179110-16-029803.txt : 20160919 0001179110-16-029803.hdr.sgml : 20160919 20160919163144 ACCESSION NUMBER: 0001179110-16-029803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160915 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATHWARI M FAROOQ CENTRAL INDEX KEY: 0001217614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 161892074 MAIL ADDRESS: STREET 1: C/O ETHAN ALLEN INTERIORS INC STREET 2: ETHAN ALLEN DRIVE CITY: DANBURY STATE: CT ZIP: 06811 4 1 edgar.xml FORM 4 - X0306 4 2016-09-15 0 0000896156 ETHAN ALLEN INTERIORS INC ETH 0001217614 KATHWARI M FAROOQ ETHAN ALLEN DRIVE DANBURY CT 06811 1 1 1 0 Chairman, President & CEO Common Stock 2016-09-15 4 G 0 2599 32.065 D 277682 I The Ifran Kathwari Foundation Common Stock 2140672 D Common Stock 15364 I Shares held by Spouse Balance includes the following shares gifted from The Irfan Kathwari Foundation: 12,355 shares gifted on 3/19/2015; and 10,550 shares gifted on 3/30/2016. Balance includes 100,000 shares gifted from direct holdings to The Irfan Kathwari Foundation on 12/16/2015. M. Farooq Kathwari 2016-09-19