0001179110-14-001769.txt : 20140204 0001179110-14-001769.hdr.sgml : 20140204 20140204143615 ACCESSION NUMBER: 0001179110-14-001769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Depasquale Bridget CENTRAL INDEX KEY: 0001477274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 14571640 MAIL ADDRESS: STREET 1: ETHAN ALLEN DRIVE CITY: DANBURY STATE: CT ZIP: 06811 4 1 edgar.xml FORM 4 - X0306 4 2014-01-31 0 0000896156 ETHAN ALLEN INTERIORS INC ETH 0001477274 Depasquale Bridget ETHAN ALLEN DRIVE DANBURY CT 06811 0 1 0 0 VP, Communications Stock Options (right to buy) 25.24 2014-01-31 4 A 0 5000 0 A 2017-02-01 2024-01-31 Common Stock 5000 5000 D Options will performance vest ratably over fiscal years 2014, 2015 and 2016 pursuant to Stock Option Agreement. Performance Vested stock options shall then fully vest ratably in 3rd, 4th and 5th anniversary of Grant Date. Bridget Depasquale 2014-02-04