-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IB46tBv/thRzBcL2B4TSV99pidzG+FWdZR56W5c3sTe6Jz+/7kwhIuCmC+BtWGeq zPhbeJl5mL6rteS4dYPtAA== 0001157523-10-001366.txt : 20100303 0001157523-10-001366.hdr.sgml : 20100303 20100303085424 ACCESSION NUMBER: 0001157523-10-001366 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100302 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100303 DATE AS OF CHANGE: 20100303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ETHAN ALLEN INTERIORS INC CENTRAL INDEX KEY: 0000896156 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 061275288 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11692 FILM NUMBER: 10651630 BUSINESS ADDRESS: STREET 1: ETHAN ALLEN DR STREET 2: PO BOX 1966 CITY: DANBURY STATE: CT ZIP: 06811 BUSINESS PHONE: 2037438000 8-K 1 a6200452.htm ETHAN ALLEN INTERIORS INC. 8-K
 


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C.  20549

FORM 8-K

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  March 2, 2010

ETHAN ALLEN INTERIORS INC.
(Exact name of registrant as specified in its charter)

Delaware

1-11692

06-1275288

(State or other jurisdiction of
incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)


Ethan Allen Drive
Danbury, CT

06811

(Address of principal executive offices)

(Zip Code)


Registrant’s telephone number, including area code:    (203) 743-8000


 

Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

INFORMATION TO BE INCLUDED IN REPORT


SECTION 7 – REGULATION FD

Item 7.01

Regulation FD Disclosure

On March 2, 2010, Ethan Allen Interiors Inc. (the “Company”) issued a press release commenting on current business trends.  A copy of the press release is attached hereto as Exhibit 99.1 and hereby incorporated by reference.


SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

Item 9.01

Financial Statements and Exhibits

(d) Exhibits

Exhibit

Description

99.1 Press release dated March 2, 2010
1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ETHAN ALLEN INTERIORS INC.

 
Date:

March 2, 2010

By:

/s/ David R. Callen

David R. Callen

Vice President, Finance and

Treasurer

2

EXHIBIT INDEX


Exhibit

 

Description

99.1

Press release dated March 2, 2010

3

EX-99.1 2 a6200452_ex991.htm EXHIBIT 99.1

Exhibit 99.1

Ethan Allen Comments on Business

DANBURY, Conn.--(BUSINESS WIRE)--March 2, 2010--Ethan Allen Chairman and CEO, Farooq Kathwari, will present at the Raymond James Annual Institutional Investor Conference in Orlando, Florida on March 9, 2010. This presentation will be webcast and can be accessed via the Company website at ethanallen.com.

In anticipation of questions about current business trends, Ethan Allen announced today that written sales (orders) for the two months ended February 28, 2010, have increased approximately 25% over prior year.

Farooq Kathwari, Chairman and CEO commented, “We are pleased that our marketing programs that focus on projecting our value proposition of style, quality, and design services together with significant savings are driving traffic to our design centers. This increase in traffic is resulting in higher written orders than we have seen in some time. It is important to keep in mind that for the most part, orders taken in this period will be delivered and reported as sales in our fourth fiscal quarter ending June 30, 2010.”

Mr. Kathwari continued, “As we discussed during the last quarterly analyst call, improvements in written orders is the first step toward improved delivered sales and profitability. We continue to work through the challenges of consolidating our manufacturing operations while converting our wooden product offerings to custom and more recently the significant ramping up of domestic production capacity.”

Mr. Kathwari added, “We are very pleased with the recent significant increase in written sales, however macro economic conditions continue to be challenging. While optimistic about the potential financial results for our fourth fiscal quarter ending June 30, 2010, we remain cautious given the many operational challenges being managed.”

About Ethan Allen

Ethan Allen Interiors Inc. is a leading interior design company and manufacturer and retailer of quality home furnishings. The Company offers free interior design service to its clients and sells a full range of furniture products and decorative accessories through ethanallen.com and a network of approximately 284 Design Centers in the United States and abroad. Ethan Allen owns and operates six manufacturing facilities in the United States, which includes one sawmill, and one manufacturing facility in Mexico, and manufactures approximately sixty-five percent of its products in its United States plants. For more information on Ethan Allen’s products and services, visit ethanallen.com.

CONTACT:
Ethan Allen Interiors Inc.
Investor / Media:
David R. Callen, 203-743-8305
Vice President Finance & Treasurer

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