-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQ1LrmMVOjd2jt3Bxh6APMI2mvIue+2KpUk6hqD1NUIJjwZu+dezUXEZdvPPsD5/ UUw7hNMzGtnulRW6QbSsbA== 0000950135-01-502334.txt : 20010810 0000950135-01-502334.hdr.sgml : 20010810 ACCESSION NUMBER: 0000950135-01-502334 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010809 GROUP MEMBERS: ABINGWORTH BIOVENTURES III A L.P. GROUP MEMBERS: ABINGWORTH BIOVENTURES III B L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 3 DIMENSIONAL PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000914201 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232716487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-59449 FILM NUMBER: 1702151 BUSINESS ADDRESS: STREET 1: 665 STOCKTON DRIVE STREET 2: SUITE 104 CITY: EXTON STATE: PA ZIP: 19341 BUSINESS PHONE: 6104588959 MAIL ADDRESS: STREET 1: 665 STOCKTON DRIVE STREET 2: SUITE 104 CITY: EXTON STATE: PA ZIP: 19341 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ABINGWORTH BIOVENTURES SICAV CENTRAL INDEX KEY: 0000895906 STANDARD INDUSTRIAL CLASSIFICATION: TEXTILE MILL PRODUCTS [2200] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 231 VAL DES BONS MALADES L-2121 CITY: LUXEMBERG-KIRCHBERG STATE: N4 BUSINESS PHONE: 3524389891 MAIL ADDRESS: STREET 1: 231 VAL DES BONS MALADES STREET 2: BOITE POSTALE 566 L2015 CITY: LUXEMBOURG STATE: N4 SC 13G 1 b40250absc13g.txt ABINGWORTH BIOVENTURES SICAV 1 ------------------------------- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION ------------------------------- WASHINGTON, D.C. 20549 OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response....... 14.9 ------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )(1) 3-Dimensional Pharmaceuticals, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 88554W104 ------------------------------------------------------ (CUSIP Number) August 2, 2001 ---------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) |X| Rule 13d-1(c) [ ] Rule 13d-1(d) - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 2 OF 9 PAGES - --------------------- -------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ABINGWORTH BIOVENTURES SICAV, IN LIQUIDATION --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION LUXEMBOURG --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 1,040,327 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY -0- EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 1,040,327 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,140,327 SHARES OF COMMON STOCK (SEE ITEM 4(a) OF ATTACHED SCHEDULE) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.3% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* CO --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 3 OF 9 PAGES - --------------------- -------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ABINGWORTH BIOVENTURES III A L.P. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 58,260 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY -0- EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 58,260 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,140,327 SHARES OF COMMON STOCK (SEE ITEM 4(a) OF ATTACHED SCHEDULE) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.3% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 4 OF 9 PAGES - --------------------- -------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ABINGWORTH BIOVENTURES III B L.P. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 41,740 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY -0- EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 41,740 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,140,327 SHARES OF COMMON STOCK (SEE ITEM 4(a) OF ATTACHED SCHEDULE) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.3% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 5 OF 9 PAGES - --------------------- -------------------- ITEM 1. (a) NAME OF ISSUER 3-Dimensional Pharmaceuticals, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 665 Stockton Drive Suite 104, Exton, Pennsylvania 19341-1151 ITEM 2. (a) NAME OF PERSON FILING: Abingworth Bioventures SICAV, in liquidation ("Abingworth SICAV"), Abingworth Bioventures III A L.P. ("Abingworth III A") and Abingworth Bioventures III B L.P. ("Abingworth III B"). See attached Exhibit 1, which is a copy of their agreement in writing to file this statement on behalf of each of them. (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The business address for Abingworth SICAV is 231 Val des Bons Malades, L-2121, Luxembourg-Kirchberg, Luxembourg. The business address for Abingworth III A and Abingworth III B is c/o Abingworth Management Limited, Princes House, 38 Jermyn Street, London, England SW1Y 6DN. (c) CITIZENSHIP: Abingworth SICAV is a corporation organized under the laws of Luxembourg. Abingworth III A and Abingworth III B are limited partnerships organized under the laws of England. (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.001 per share. (e) CUSIP NUMBER: 88554W104 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR RULES 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under section 15 of the Exchange Act; (b) [ ] Bank as defined in section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule13d-1(b)(1)(ii)(G); 6 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 6 OF 9 PAGES - --------------------- -------------------- (h) [ ] savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Not applicable. ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in (a) AMOUNT BENEFICIALLY OWNED: Each of Abingworth SICAV, Abingworth III A and Abingworth III B may be deemed to beneficially own 1,140,327 shares of Common Stock as of August 3, 2001. Abingworth SICAV was the record owner of 1,040,327 shares of Common Stock as of August 3, 2001. Abingworth III A was the record owner of 58,260 shares of Common Stock as of August 3, 2001. Abingworth III B was the record owner of 41,740 shares of Common Stock as of August 3, 2001. (The shares held of record by Abingworth SICAV, Abingworth III A and Abingworth III B are referred to collectively herein as the "Record Shares.") By virtue of their relationship as affiliated entities, each of Abingworth SICAV, Abingworth III A and Abingworth III B may be deemed to beneficially own all of the Record Shares as of August 3, 2001. (b) PERCENT OF CLASS: Abingworth SICAV: 5.3%; Abingworth III A: 5.3%; Abingworth III B: 5.3%. The foregoing percentage is calculated based on 21,507,835 shares of Common Stock reported by the Issuer to be outstanding as of March 31, 2001 in its report on Form 10-Q filed with the Securities and Exchange Commission on May 14, 2001. (c) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: Reference is made to Items Nos. 5-8 of the Cover Sheet. Each of Abingworth SICAV, Abingworth III A and Abingworth III B, expressly disclaims beneficial ownership of any shares of Common Stock of 3-Dimensional Pharmaceuticals, Inc. except, in the case of Abingworth SICAV, for the 1,040,327 shares of Common Stock that it holds of record, in the case of Abingworth III A, for the 58,260 shares of Common Stock that it holds of record, and in the case of Abingworth III B, for the 41,740 shares of Common Stock that it holds of record. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. 7 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 7 OF 9 PAGES - --------------------- -------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 8 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 8 OF 9 PAGES - --------------------- -------------------- SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Date: August 8, 2001. ABINGWORTH BIOVENTURES SICAV, IN LIQUIDATION By: /s/ M.-Rose DOCK ---------------------------------- Name: M.-Rose DOCK Title: Liquidator ---------------------------------- By: /s/ Benevieve Blauen ---------------------------------- Name: Genevieve Blauen Title: Company Secretary ---------------------------------- ABINGWORTH BIOVENTURES III A L.P. By: Abingworth Management Limited, its Manager By: /s/ James Abell ---------------------------------- Name: James Abell Title: Executive Director ABINGWORTH BIOVENTURES III B L.P. By: Abingworth Management Limited, its Manager By: /s/ James Abell ---------------------------------- Name: James Abell Title: Executive Director EX-99.1 3 b40250abex99-1.txt AGREEMENT 1 - --------------------- -------------------- CUSIP NO. 88554W104 13G PAGE 9 OF 9 PAGES - --------------------- -------------------- EXHIBIT 1 AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13 need be filed with respect to the ownership by each of the undersigned of shares of stock of 3-Dimensional Pharmaceuticals, Inc. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. EXECUTED this 8th day of August, 2001. ABINGWORTH BIOVENTURES SICAV, IN LIQUIDATION By: /s/ M.-Rose DOCK --------------------------------- Name: M.-Rose DOCK Title: Liquidator --------------------------------- By: /s/ Genevieve Blauen --------------------------------- Name: Genevieve Blauen Title: Company Secretary --------------------------------- ABINGWORTH BIOVENTURES III A L.P. By: Abingworth Management Limited, its Manager By: /s/ James Abell --------------------------------- Name: James Abell Title: Executive Director ABINGWORTH BIOVENTURES III B L.P. By: Abingworth Management Limited, its Manager By: /s/ James Abell ---------------------------------- Name: James Abell Title: Executive Director -----END PRIVACY-ENHANCED MESSAGE-----