-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EK0zE0pvwln8mwOGVmJVUwcnYDva482gN8CbCLio0wYF7bGv0mcfNyCRxP36dl16 VwfKW2d2H/uAyXNrYTTrGw== 0000899140-97-000636.txt : 19970925 0000899140-97-000636.hdr.sgml : 19970925 ACCESSION NUMBER: 0000899140-97-000636 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970924 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY BIOSYSTEMS CORP CENTRAL INDEX KEY: 0000895677 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 043078857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42597 FILM NUMBER: 97684677 BUSINESS ADDRESS: STREET 1: 4200 RESEARACH FOREST DR CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 7133646100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /ADV CENTRAL INDEX KEY: 0000865599 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 113015963 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123321333 FORMER COMPANY: FORMER CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /NY/ /ADV DATE OF NAME CHANGE: 19960909 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -------------------------------------------------------------------------------- SCHEDULE 13G Information statement pursuant to Rule 13d-1 and 13d-2 (Amendment No. )(1) ENERGY BIOSYSTEMS CORP. - -------------------------------------------------------------------------------- (Name of issuer) Common Stock* - -------------------------------------------------------------------------------- (Title of class of securities) 29265L102 - -------------------------------------------------------------------------------- (CUSIP number) Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) (Continued on following page(s)) (Page 1 of 3 Pages) - ------------------------ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). *We hold securities convertible into Common Stock 1 - --------------------------------- -------------------- CUSIP NO. 29265L102 13G Page 2 of 3 Pages - --------------------------------- -------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS 11-3015963 - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] Not Applicable - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ---------------------- ------ -------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 1,074,785 SHARES BENEFICIALLY OWNED BY ------ -------------------------------------------------- EACH REPORTING 6 SHARED VOTING POWER None PERSON WITH ------ -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,074,785 ------ -------------------------------------------------- 8 SHARED DISPOSITIVE POWER None - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,074,785 - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.41% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 PECKS MANAGEMENT PARTNERS LTD. PAGE 3 of 3 Item 1a. Energy Biosystems Corp. Item 1b 4200 Research Forest Drive The Woodlands, TX 77381 Item 2a Pecks Management Partners Ltd Item 2b One Rockefeller Plaza, Suite 900 New York, NY 10020 Item 2c New York Item 2d Common Stock* We hold securities convertible into common stock Item 2e Cusip: 29265L102 Item 3e Investment Adviser Registered under Section 203 of the Investment Advisers Act of 1940 Item 4 a 1,074,785 shares b 8.41% c (i) 1,074,785 (ii) Not Applicable (iii) 1,074,785 (iv) Not Applicable Item 5 Not Applicable Item 6 Shares as to which this schedule is filed are owned by Four investment advisory clients of the person filing this schedule, which clients receive dividends and the proceeds from the sale of such shares. One such client is known to have such interest with respect to more than 5% of the class and such client is named below: General Motors Employees Domestic Group Trust Items 7-9 Not Applicable Item 10 "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect." After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth is true, complete and correct. July 21, 1997 /s/ Arthur W. Berry ______________________________ Arthur W. Berry Managing Director 3 -----END PRIVACY-ENHANCED MESSAGE-----