POS EX 1 d801973dposex.htm POS EX POS EX

As filed with the Securities and Exchange Commission on October 10, 2019

Registration No. 333-233693

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE

AMENDMENT NO. 2

TO

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

SUPERCONDUCTOR TECHNOLOGIES INC.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   3663   77-0158076

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification No.)

9101 Wall Street, Suite 1300

Austin, TX 78754

(512) 334-8900

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Jeffrey A. Quiram

President and Chief Executive Officer

Superconductor Technologies Inc.

9101 Wall Street, Suite 1300

Austin, TX 78754

(512) 334-8900

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copy to:

Ben D. Orlanski, Esq.

Matthew S. O’Loughlin, Esq.

Proskauer Rose LLP

2029 Century Park East, Suite 2400

Los Angeles, CA 90067-3010

(310) 557-2900

(310) 557-2193 — Facsimile

 

Charles E. Phillips, Esq.

Ellenoff Grossman & Schole LLP

1345 Avenue of the Americas

New York, New York 10105

(212) 370-1300

(212) 370-7889 — Facsimile

 

(Approximate date of commencement of proposed sale to the public) As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.  ☒

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ (File No. 333-233693)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act (Check one):

 

 

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

This post-effective amendment shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(d) under the Securities Act of 1933, as amended.

 

 

 


EXPLANATORY NOTE

This Post-Effective Amendment No. 2 (this “Amendment”) relates to the Registrant’s Registration Statement on Form S-1 (File No. 333-233693), as amended, declared effective on October 8, 2019 by the Securities and Exchange Commission (the “Registration Statement”). The Registrant is filing this Amendment for the sole purpose of re-filing in full Post-Effective Amendment No. 1 filed on October 9, 2019 to correct an inadvertent typographical error contained in Amendment No. 1.


PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

ITEM 16.

EXHIBITS

(a)    Exhibits.

 

EXHIBIT
NUMBER

  

DESCRIPTION OF DOCUMENT

4.23    Form of Securities Purchase Agreement ❖
4.24    Form of Warrant to Purchase Common Stock.❖
  5.1    Opinion of Proskauer Rose LLP ❖
23.2    Consent of Proskauer Rose LLP (included in Exhibit 5.1).
24.1    Powers of Attorney (included in the signature pages to the Original Registration Statement)

 

Filed herewith.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Post-Effective Amendment No. 2 to Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on this 10th day of October, 2019.

 

SUPERCONDUCTOR TECHNOLOGIES INC.
By:  

/s/ Jeffrey A. Quiram

 

Jeffrey A. Quiram

President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 2 to Registration Statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.

 

/s/ Jeffrey A. Quiram

Jeffrey A. Quiram

   President, Chief Executive Officer and Director
(Principal Executive Officer)
  October 10, 2019

/s/ William J. Buchanan

William J. Buchanan

   Chief Financial Officer
(Principal Financial and Accounting Officer)
  October 10, 2019

/s/ *

   Director   October 10, 2019
Lynn J. Davis     

/s/ *

   Director   October 10, 2019
David W. Vellequette     

/s/ *

   Director   October 10, 2019
Julia S. Johnson     

 

* By: /s/ Jeffrey A. Quiram

Jeffrey A. Quiram

Attorney-in-fact