SC TO-I/A 1 d303754dsctoia.htm AMENDMENT NO.1 TO SCHEDULE TO Amendment No.1 to Schedule TO

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE TO

(Amendment No. 1)

TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1)

OF THE SECURITIES EXCHANGE ACT OF 1934

JARDEN CORPORATION

(Name of Subject Company (Issuer) and Filing Person (Offeror))

Common Stock, par value $0.01 per share

(Title of Class of Securities)

471109108

(CUSIP Number of Common Stock)

Martin E. Franklin

Executive Chairman

Jarden Corporation

555 Theodore Fremd Avenue

Rye, New York 10580

(914) 967-9400

(Name, address and telephone number of person authorized to receive notices and communications on behalf of filing person)

With a copy to:

Robert L. Lawrence, Esq.

Kane Kessler, P.C.

1350 Avenue of the Americas

New York, New York 10019

(212) 541-6222

 

CALCULATION OF FILING FEE

 

Transaction Valuation   Amount Of Filing Fee**

$500,000,000

  $57,300.00

 

 

* The transaction value is estimated only for purposes of calculating the filing fee. This amount is based on the offer to purchase for not more than $500 million in aggregate of up to 15,625,000 shares of common stock, $0.01 par value, at the minimum tender offer price of $32.00 per share.
** The amount of the filing fee, calculated in accordance with Rule 0-11 under the Securities Exchange Act of 1934, as amended, as modified by Fee Rate Advisory No. 3 for fiscal year 2012, equals $114.60 per million dollars of the value of the transaction.

 

x Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

Amount Previously Paid:

   $57,300.00      

Filing Party:

   Jarden Corporation

Form or Registration No.:

   Schedule TO   

Date Filed:

   January 26, 2012

Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.    ¨

Check the appropriate boxes below to designate any transactions to which the statement relates:

  ¨ third-party tender offer subject to Rule 14d-1.
  x issuer tender offer subject to Rule 13e-4.
  ¨ going-private transaction subject to Rule 13e-3.
  ¨ Amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer:    ¨

If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:

  ¨ Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
  ¨ Rule 14d-1(d) (Cross-Border Third Party Tender Offer)


INTRODUCTION

This Amendment No. 1 (the “Amendment”) amends and supplements the Tender Offer Statement on Schedule TO originally filed with the Securities and Exchange Commission (the “Commission”) on January 26, 2012 (the “Schedule TO”), relating to the offer (the “Offer”) by Jarden Corporation, a Delaware corporation (“Jarden” or the “Company”), to purchase up to $500 million in value of shares of its common stock, $0.01 par value per share (the “Shares”). The Offer is being made upon the terms and subject to the conditions in the Offer to Purchase, dated January 26, 2012 (the “Original Offer to Purchase”), as supplemented and amended by the Supplement to the Offer to Purchase, dated February 21, 2012 (the “Supplement” and together with the Original Offer to Purchase, the “Offer to Purchase”), and the related Amended Letters of Transmittal. The Original Offer to Purchase was filed with the Schedule TO as Exhibit (a)(1)(i), and the Supplement and the Amended Letters of Transmittal are being filed herewith as Exhibits (a)(1)(vi) and (a)(1)(vii), respectively.

The purpose of this Amendment is to amend and supplement the Offer by (i) amending the price at which the Company is offering to purchase the Shares in the Offer to a price per Share of not greater than $36.00 nor less than $32.00; and (ii) extending the expiration date of the Offer from 12 midnight, New York City time, on Wednesday, February 23, 2012 to 12 midnight, New York City time, on Monday, March 5, 2012, unless otherwise extended, withdrawn or terminated (the “Expiration Date”).

The information in the Offer to Purchase and the related Amended Letters of Transmittal is incorporated herein by reference in response to all of the items of Schedule TO, except that such information is hereby amended and supplemented to the extent specifically provided herein.

 

ITEM 11. ADDITIONAL INFORMATION

(c) The Offer to Purchase; Forms of Letters of Transmittal; Notice of Guaranteed Delivery; Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees; Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees that were previously filed with the Schedule TO as Exhibits (a)(1)(i), (a)(1)(ii), (a)(1)(iii), (a)(1)(iv) and (a)(1)(v), respectively (the “Exhibits”), are being amended and/or supplemented by the Supplement to the Offer to Purchase dated February 21, 2012, filed herewith as Exhibit (a)(1)(vi); the Forms of Amended Letters of Transmittal, filed herewith as Exhibit (a)(1)(vii); the Amended Notice of Guaranteed Delivery, filed herewith as Exhibit (a)(1)(viii); the Supplemental Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees, filed herewith as Exhibit (a)(1)(ix); and the Supplemental Letters to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees, filed herewith as Exhibit (a)(1)(x).

 

ITEM 12. EXHIBITS

Item 12 of the Schedule TO is hereby amended and supplemented by adding the following exhibits:

 

(a)(1)(vi)    Supplement to the Offer to Purchase, dated February 21, 2012.
(a)(1)(vii)    Forms of Amended Letters of Transmittal.
(a)(1)(viii)    Amended Notice of Guaranteed Delivery.
(a)(1)(ix)    Supplemental Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees.
(a)(1)(x)    Supplemental Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees.
(a)(5)(ii)    Press Release, dated February 21, 2012.

 

2


SIGNATURES

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment is true, complete and correct.

 

JARDEN CORPORATION
By:  

/s/ Ian G.H. Ashken

Name:       Ian G.H. Ashken
Title:       Vice Chairman and Chief Financial Officer

Dated: February 21, 2012


EXHIBIT INDEX

 

Exhibit
Number

  

Description of Exhibit

(a)(1)(i)

   Offer to Purchase, dated January 26, 2012.**

(a)(1)(ii)

   Forms of Letters of Transmittal.**

(a)(1)(iii)

   Notice of Guaranteed Delivery.**

(a)(1)(iv)

   Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees.**

(a)(1)(v)

   Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees.**

(a)(1)(vi)

   Supplement to the Offer to Purchase, dated February 21, 2012.*

(a)(1)(vii)

   Forms of Amended Letters of Transmittal.*

(a)(1)(viii)

   Amended Notice of Guaranteed Delivery.*

(a)(1)(ix)

   Supplemental Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees.*

(a)(1)(x)

   Supplemental Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees.*

(a)(5)(i)

   Press Release, dated January 25, 2012.**

(a)(5)(ii)

   Press Release, dated February 21, 2012.*

 

* Filed herewith.
** Previously filed with the Schedule TO on January 26, 2012.