0001140361-16-061226.txt : 20160415 0001140361-16-061226.hdr.sgml : 20160415 20160415115923 ACCESSION NUMBER: 0001140361-16-061226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160413 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 351828377 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 NORTH MILTARY TRAIL CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561 447 2520 MAIL ADDRESS: STREET 1: 2381 EXECUTIVE CENTER DRIVE CITY: BOCA RATON STATE: FL ZIP: 33431 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capps John Edward CENTRAL INDEX KEY: 0001390463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 161573665 MAIL ADDRESS: STREET 1: 2381 EXECUTIVE CENTER DRIVE CITY: BOCA RATON STATE: FL ZIP: 33431 4 1 doc1.xml FORM 4 X0306 4 2016-04-13 1 0000895655 JARDEN CORP JAH 0001390463 Capps John Edward 1800 NORTH MILITARY TRAIL BOCA RATON FL 33431 0 1 0 0 EVP-Admin, Gen. Counsel & Sec. COMMON STOCK 2016-04-13 4 A 0 35000 0 A 340114 D COMMON STOCK 2016-04-13 4 A 0 35000 0 A 375114 D COMMON STOCK 2016-04-15 4 F 0 29366 58.99 D 345748 D COMMON STOCK 2016-04-15 4 F 0 67725 58.99 D 278023 D COMMON STOCK 2016-04-15 4 D 0 278023 D 0 D Granted pursuant to and in accordance with Issuer's 2013 Stock Incentive Plan. Shares withheld to satisfy tax withholding liabilities associated with the vesting of shares of stock granted on April 13, 2016. Aggregate number of shares withheld to satisfy tax withholding liabilities associated with the vesting of restricted stock granted on January 17, 2014, March 27, 2014 and March 6, 2015. Disposed of pursuant to the Agreement and Plan of Merger dated as of December 13, 2015 (the "Merger Agreement") among the Issuer, Newell Rubbermaid Inc. (n/k/a Newell Brands Inc. and referred to herein as "Newell"), NCPF Acquisition Corp. I ("Newell Merger Sub") and NCPF Acquisition Corp. II ("Successor Merger Sub") pursuant to which Newell Merger Sub merged with and into the Issuer (the "First Merger"), with the Issuer continuing as the surviving corporation and as a wholly-owned subsidiary of Newell, and immediately following the effectiveness of the First Merger, the Issuer merged with and into Successor Merger Sub, with Successor Merger Sub continuing as the surviving corporation and as a direct wholly-owned subsidiary of Newell. Pursuant to the Merger Agreement, at the effective time of the First Merger, each share of Issuer common stock was converted into the right to receive a per share amount (the "Merger Consideration") equal to (i) $21.00 in cash, without interest, and (ii) 0.862 of a share of Newell common stock. The disposition was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder. /s/ John E. Capps 2016-04-15