-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OkgtQr816VcuvJ033P2wEju+dCpuPAEeUHc+0Nh87O4Rj+mkCVW1bV/O9Llv/X1C pdlUerXAGZA/uByLm5iNjQ== 0001005477-03-004561.txt : 20031202 0001005477-03-004561.hdr.sgml : 20031202 20031202215419 ACCESSION NUMBER: 0001005477-03-004561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031124 FILED AS OF DATE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHKEN IAN G H CENTRAL INDEX KEY: 0001093725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 031033802 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE B-302 CITY: RYE STATE: NY ZIP: 10580 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE B-203 CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 4 1 edgar123.xml FORM 4 X0201 4 2003-11-24 0 0000895655 JARDEN CORP JAH 0001093725 ASHKEN IAN G H 555 THEODORE FREMD AVE SUITE B-203 RYE NY 10580 1 1 0 0 Vice Chairman, CFO & Secretary Common Stock 2003-11-24 4 A 0 60000 0 A 415938 D Common Stock 2003-12-01 5 G 0 18500 0 D 397438 D Forward Purchase Contract (obligation to sell) 24.9178 2003-12-01 4 J 0 1 A 2003-12-01 2005-12-01 Common Stock 82500 1 D Mr. Ashken entered into a voting agreement, dated as of August 22, 2002, with Martin E. Franklin, pursuant to which Mr. Franklin has the power to vote, or direct the vote, over all of these shares. On December 1, 2003, Mr. Ashken entered into a forward purchase contract with a securities broker pursuant to which Mr. Ashken has agreed to sell 82,500 shares of Common Stock (subject to adjustment) to the securities broker upon the expiration of the two-year term of the agreement and the securities broker has currently paid to Mr. Ashken $2,055,715.60 for an imputed per share price of $24.9178 per share. Mr. Ashken will continue to retain beneficial ownership with respect to these shares for the term of the contract and will be able to participate in the future appreciation of the stock. This future appreciation will be accomplished through a collar on the future market price of the shares. Any appreciation of the market price of the Common Stock above a floor price of $27.4697 per share and less than or equal to a cap price of $32.9636 per share will result in a decrease in the number of shares that must be delivered by Mr. Ashken to the securities broker and a consequent increase in the imputed price per share that he has received. Mr. Ashken entered into a voting agreement, dated as of August 22, 2002, with Mr. Franklin, pursuant to which Mr. Franklin has the power to vote, or direct the vote, over all of these shares /s/ Ian G. H. Ashken 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----