-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVru2vVYbj4M1146g1sBMnwCoKcQV99BZIQoUZ2l/9iizC3xD95HjdXMpoZpy1v+ HiIv6m/smriKSnsJx0R8sw== 0001005477-03-004560.txt : 20031202 0001005477-03-004560.hdr.sgml : 20031202 20031202215337 ACCESSION NUMBER: 0001005477-03-004560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031124 FILED AS OF DATE: 20031202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKLIN MARTIN E CENTRAL INDEX KEY: 0000940603 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 031033801 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE B-302 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149679400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVE STREET 2: SUITE B-203 CITY: RYE STATE: NY ZIP: 10580 4 1 edgar123.xml FORM 4 X0201 4 2003-11-24 0 0000895655 JARDEN CORP JAH 0000940603 FRANKLIN MARTIN E 555 THEODORE FREMD AVE SUITE B-203 RYE NY 10580 1 1 0 0 Chairman and CEO Common Stock 2003-11-24 4 A 0 150000 0.00 A 1020817 D Common Stock 2003-11-24 4 A 0 60000 0.0 A 415938 I See Footnote Common Stock 2003-12-01 4 G 0 18500 0.0 D 397438 I See Footnote Forward Purchase Contract (obligation to sell) 24.9178 2003-12-01 4 J 0 1 A 2003-12-01 2005-12-01 Common Stock 237000 1 D Forward Purchase Contract (obligation to sell) 24.9178 2003-12-01 4 J 0 1 A 2003-12-01 2005-12-01 Common Stock 82500 1 I See Footnote Shares held by Ian G.H. Ashken. Mr. Franklin entered into a voting agreement, dated as of August 22, 2002, with Mr. Ashken, pursuant to which Mr. Franklin has the power to vote, or direct the vote, over all of these shares. Mr. Franklin disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is the beneficial owner of these securities for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. On December 1, 2003, Mr. Franklin entered into a forward purchase contract with a securities broker pursuant to which Mr. Franklin has agreed to sell 237,000 shares of Common Stock (subject to adjustment) to the securities broker upon the expiration of the two-year term of the agreement and the securities broker has currently paid to Mr. Franklin $5,905,510.27 for an imputed per share price of $24.9178 per share. Mr. Franklin will continue to retain beneficial ownership and voting rights with respect to these shares for the term of the contract and will be able to participate in the future appreciation of the stock. This future appreciation will be accomplished through a collar on the future market price of the shares. Any appreciation of the market price of the Common Stock above a floor price of $27.4697 per share and less than or equal to a cap price of $32.9636 per share will result in a decrease in the number of shares that must be delivered by Mr. Franklin to the securities broker and a consequent increase in the imputed price per share that he has received. On December 1, 2003, Mr. Ashken entered into a forward purchase contract with a securities broker pursuant to which Mr. Ashken has agreed to sell 82,500 shares of Common Stock (subject to adjustment) to the securities broker upon the expiration of the two-year term of the agreement and the securities broker has currently paid to Mr. Ashken $2,055,715.60 for an imputed per share price of $24.9178 per share. Mr. Ashken will continue to retain beneficial ownership with respect to these shares for the term of the contract and will be able to participate in the future appreciation of the stock. This future appreciation will be accomplished through a collar on the future market price of the shares. Any appreciation of the market price of the Common Stock above a floor price of $27.4697 per share and less than or equal to a cap price of $32.9636 per share will result in a decrease in the number of shares that must be delivered by Mr. Ashken to the securities broker and a consequent increase in the imputed price per share that he has received. Mr. Ashken entered into a voting agreement, dated as of August 22, 2002, with Mr. Franklin, pursuant to which Mr. Franklin has the power to vote, or direct the vote, over all of these shares. /s/ Martin E. Franklin 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----