-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ne9ZzMku7V/9GZSFeje100/A5L8zyPvOkCRxchbggbHtDn0Gv9tqOMbdJorgHGZ1 BLeQ0bSzK6NGx+VSTOWriQ== 0000950136-03-000374.txt : 20030220 0000950136-03-000374.hdr.sgml : 20030220 20030220124900 ACCESSION NUMBER: 0000950136-03-000374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030218 FILED AS OF DATE: 20030220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 03573901 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TOLBERT JOHN DAVID CENTRAL INDEX KEY: 0001167295 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O KANE KESSLER PC STREET 2: 1350 AVENUE OF THE AMERICAS 26TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125416222 MAIL ADDRESS: STREET 1: 345 S HIGH STREET STREET 2: STE 201 CITY: MUNCIE STATE: IN ZIP: 47305 4 1 file001.txt FORM 4 - ------- |FORM 4| - ------- [ ] Check this box if no longer subject to Section 16. Form 4 OR Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Tolbert John David - -------------------------------------------------------------------------------- (Last) (First) (Middle) 345 S. High Street, Suite 201 - -------------------------------------------------------------------------------- (Street) Muncie IN 47305 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year February 18, 2003 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) | | Director |_| 10% Owner |X| Officer (give title below) |_| Other (specify below) Vice President, Human Resources and Administration ---------------------------------------------------------- ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Law) |X| Form filed by One Reporting Person |_| Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. Amount of 6. 4. Securities Owner- 2A. Securities Acquired (A) or Beneficially ship 2. Deemed 3. Disposed of (D) Owned Form: 7. Trans- Execution Transaction (Instr. 3 and 4) Following Direct Nature of action Date, if Code ------------------------------- Reported (D) or Indirect 1. Date any (Instr. 8) (A) Transactions Indirect Beneficial Title of Security (Month/ (Month/ ------------ or (Instr. 3 (I) Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price and 4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/03 M 1,500 A $11.13 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/03 M 1,500 A $10.63 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/03 M 7,500 A $6.25 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/03 M 7,500 A $5.48 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/03 S 11,500 D $26.00 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/03 S 1,000 D $26.10 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/18/03 S 2,500 D $26.20 11,690 D - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
9. Number of Deriv- ative 10. 2. Secur- Owner- Conver- 5. 7. ities ship 11. sion Number of Title and Amount Bene- Form Nature or 3A. Derivative 6. of Underlying 8. ficially of of Exer- Deemed 4. Securities Date Securities Price Owned Deriv- In- cise 3. Execut- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- ative direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing Secur- Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported ity: ficial Title of Deriv- Date If Any (Instr. (Instr. 3, ---------------- or Secur- Trans- Direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity actions (D) or ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. Indirect (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) (I) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right Common to Buy) $11.13 2/18/03 M 1,500 (1) 3/16/05 Stock 1,500 0 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right Common to Buy) $10.63 2/18/03 M 1,500 (1) 3/11/06 Stock 1,500 0 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right Common to Buy) $10.75 (1) 3/20/07 Stock 3,000 3,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right Common to Buy) $6.25 2/18/03 M 7,500 (2) 12/21/10 Stock 15,000 7,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right Common to Buy) $5.48 2/18/03 M 7,500 (3) 9/24/11 Stock 30,000 22,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right Common to Buy) $19.35 (4) 7/2/12 Stock 30,000 30,000 D - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) Presently exercisable. (2) Exercisable in four equal annual installments beginning on December 21, 2001. (3) Exercisable in four equal annual installments beginning on September 24, 2002. (4) Exercisable in four equal annual installments beginning on July 2, 2003. (5) The securities covered by this statement reflect a 2-for-1 stock split of the issuer's common stock having a record date of May 20, 2002. /s/ John David Tolbert February 19, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----