-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPriDw8lLKAvAxWmNEr+tikt/fQGRFUtvA/W+UbEP7Mm75KmWifZ7SWOHH6bTFo+ O+rgOUby0lgF2/jz6o9Raw== 0000950136-03-000347.txt : 20030218 0000950136-03-000347.hdr.sgml : 20030217 20030214183909 ACCESSION NUMBER: 0000950136-03-000347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020214 FILED AS OF DATE: 20030218 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ASHKEN IAN G H CENTRAL INDEX KEY: 0001093725 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O MARKIN HOLDINGS INC STREET 2: 555 THEODORE FREAUD AVE., STE. CITY: ROCKRYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2529199679426 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 03569806 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 4 1 file001.txt FORM 4 - ------- |FORM 4| - ------- [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Ashken Ian G.H. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Jarden Corporation 555 Theodore Fremd Avenue - -------------------------------------------------------------------------------- (Street) Rye NY 10580 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year February 14, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |X| Director |_| 10% Owner |X| Officer (give title below) |_| Other (specify below) Vice Chairman, Chief Financial Officer, and Secretary ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Law) |X| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. Amount of 6. 4. Securities Owner- 2A. Securities Acquired (A) or Beneficially ship 2. Deemed 3. Disposed of (D) Owned Form: 7. Trans- Execution Transaction (Instr. 3, 4 and 5) Following Direct Nature of action Date, if Code ------------------------------- Reported (D) or Indirect 1. Date any (Instr. 8) (A) Transactions Indirect Beneficial Title of Security (Month/ (Month/ ------------ or (Instr. 3 (I) Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price and 4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/14/03 J(2) 10,000 D $25.95 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/10/03 S 2,328 D(1) $25.6667 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/12/03 S 6,000 D(1) $25.1118 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/13/03 S 8,520 D(1) $25.1316 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2/14/03 S 10,152 D(1) $24.9955 303,652 D(3) ====================================================================================================================================
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
9. Number 10. of Owner- Deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or 3A. Derivative 6. of Underlying 8. ficially Secur- of Exer- Deemed 4. Securities Date Securities Price Owned ities In- cise 3. Execut- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Benefi- direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing cially Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported Owned ficial Title of Deriv- Date If Any (Instr. (Instr. 3, ---------------- or Secur- Trans- at End Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity actions of Month ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right Common to Buy) $19.35 (4) 7/2/12 Stock 150,000 150,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) These securities were sold pursuant to a stock trading plan adopted by Mr. Ashken in accordance with the guidelines specified by the Securities and Exchange Commission's Rule 10b5-1 under the Securities Exchange Act of 1934. (2) Mr. Ashken surrendered 10,000 shares of common stock to the issuer to repay approximately $259,500 of the outstanding amount under the note, dated January 24, 2002, made by Mr. Ashken to the issuer pursuant to the issuer's 2002 Executive Loan Program. (3) Mr. Ashken entered into a voting agreement, dated as of August 22, 2002, with Martin E. Franklin, pursuant to which Mr. Franklin has the power to vote, or direct the vote, over all of these shares. (4) Exercisable in four equal annual installments beginning on July 2, 2003. /s/ Ian G.H. Ashken February 14, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Crime Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----