-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QW71w7e0YL05fuU8P8lePHInAOMbeTOSUkGR4s6pwfV4yj8bPnBXXCBdzAQU0BHC M7/PsorSgXwx66r2SLvRQw== 0000950136-03-000308.txt : 20030213 0000950136-03-000308.hdr.sgml : 20030213 20030213161447 ACCESSION NUMBER: 0000950136-03-000308 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 03559793 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HUEMME DOUGLAS W CENTRAL INDEX KEY: 0001167300 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O KANE KESSLER PC STREET 2: 1350 AVENUE OF THE AMERICAS 26TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125416222 MAIL ADDRESS: STREET 1: 1135 LAURELWOOD CITY: CARMEL STATE: IN ZIP: 46032 5 1 file001.txt FORM 5 - -------- FORM 5 - -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |_| Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |_| Form 3 Holdings Reported |X| Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* Huemme Douglas W. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1135 Laurelwood - -------------------------------------------------------------------------------- (Street) Carmel IN 46032 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year December 31, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |X| Director |_| 10% Owner |_| Officer (give title below) |_| Other (specify below) ____________________________________________________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Law) |X| Form filed by One Reporting Person |_| Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. 2A. 4. Amount of 6. 2. Deemed Securities Acquired (A) or Securities Ownership Trans- Execution 3. Disposed of (D) Beneficially Form: 7. action Date, Transaction (Instr. 3, 4 and 5) Owned at end (D) Nature of Date if any Code ----------------------------- of Issuer's Direct or Indirect 1. --------- --------- (Instr. 8) (A) Fiscal Year (I) Beneficial Title of Security (Month/ (Month/ ------------ or (Instr. 3 Indirect Ownership (Instr. 3) Day/Year) Day/Year) Code Amount (D) Price and 4) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one reporting person, See Instruction 4(b)(v). FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
10. 9. Owner- Number ship 2. of Form of Conver- 5. 7. deriv- Deriv- 11. sion Number of Title and Amount ative ative Nature or 3A. Derivative 6. of Underlying 8. Secur- Secur- of Exer- Deemed Securities Date Securities Price ities ity: In- cise 3. Execut- Acquired (A) Exercisable and (Instr. 3 and 4) of Bene- Direct direct Price Trans- ion 4. or Disposed Expiration Date ---------------- Deriv- ficially (D) or Bene- 1. of action Date, Trans- of (D) (Month/Day/Year) Amount ative Owned In- ficial Title of Deriv- Date if Any action (Instr. 3, ---------------- or Secur- at End direct Owner- Derivative ative (Month/ (Month/ Code 4 and 5) Date Expira- Number ity of Year (I) ship Security Secur- Day/ Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $7.55 4/30/01 A4 2,000 (2) 4/30/11 Common 2,000 2,000 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $17.27 4/30/02 A 4,000 4/30/03 4/30/12 Common 4,000 4,000 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) The securities covered by this statement reflect a 2-for-1 stock split of the issuer's common stock having a record date of May 20, 2002. (2) Presently exercisable. /s/ Ian G.H. Ashken February 13, 2003 ------------------------------------ ----------------- **Signature of Reporting Person Date Ian G.H. Ashken, as Attorney-in-fact for Douglas W. Huemme ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----