-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DIB/nfWEE4v7y1pvTMP/ah6Ko/qAaYb/ZuAtTW6k21zZGTQ+9Zz4RgwJP17EDCEo 6A+RA2OrTcveayYnSqHJ9A== 0000950136-03-000293.txt : 20030212 0000950136-03-000293.hdr.sgml : 20030212 20030212152217 ACCESSION NUMBER: 0000950136-03-000293 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 03554314 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: POPWELL LYNDA W CENTRAL INDEX KEY: 0001167302 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O KANE KESSLER PC STREET 2: 1350 AVENUE OF THE AMERICAS 26TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125416222 MAIL ADDRESS: STREET 1: 212 ST CHARLES PLACE CITY: KINGSPORT STATE: TN ZIP: 37660 5 1 file001.txt FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |_| Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |_| Form 3 Holdings Reported |X| Form 4 Transactions Reported ________________________________________________________________________________ 1. Name and Address of Reporting Person* Popwell Lynda W. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 212 St. Charles Place - -------------------------------------------------------------------------------- (Street) Kingsport TN 37660 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year December 31, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |X| Director |_| 10% Owner |_| Officer (give title below) |_| Other (specify below) ____________________________________________________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Law) |X| Form filed by One Reporting Person |_| Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. 6. 4. Amount of Owner- 2A. Securities Acquired (A) or Securities ship 2. Deemed 3. Disposed of (D) Beneficially Form: 7. Trans- Execution Transaction (Instr. 3, 4 and 5) Owned Direct Nature of action Date, if Code ------------------------------- at end (D) or Indirect 1. Date any (Instr. 8) (A) of Issuer's Indirect Beneficial Title of Security (Month/ (Month/ ------------ or Fiscal Year (I) Ownership (Instr. 3) Day/Year) Day/Year) Code Amount (D) Price (Instr. 3 & 4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
10. 9. Owner- Number ship 2. of of Conver- 5. 7. deriv- Deriv- 11. sion Number of Title and Amount ative ative Nature or 3A. Derivative 6. of Underlying 8. Secur- Secur- of Exer- Deemed 4. Securities Date Securities Price ities ity: In- cise 3. Execut- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Bene- Direct direct Price Trans- ion action or Disposed Expiration Date ---------------- Deriv- ficially (D) or Bene- 1. of action Date if Code of(D) (Month/Day/Year) Amount ative Owned In- ficial Title of Deriv- Date any (Instr. (Instr. 3, ---------------- or Secur- at End direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity of Year (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $7.55 4/30/01 A4 2,000 (2) 4/30/11 Common 2,000 2,000 D (Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $17.27 4/30/02 A 4,000 4/30/03 4/30/12 Common 4,000 4,000 D (Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) The securities covered by this statement reflect a 2-for-1 stock split of the issuer's common stock having a record date of May 20, 2002. (2) Presently exercisable. /s/ Ian G.H. Ashken February 12, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Ian G.H. Ashken, as Attorney-in-fact for Lynda W. Popwell ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----