4 1 file001.txt FORM 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Ashken Ian G.H. -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Jarden Corporation 555 Theodore Fremd Avenue -------------------------------------------------------------------------------- (Street) Rye NY 10580 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year November 8, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |x| Director |_| 10% Owner |x| Officer (give title below) |_| Other (specify below) Vice Chairman, Chief Financial Officer, and Secretary ____________________________________________________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable line) |x| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2. 2A. 3. Disposed of (D) Owned Form: 7. Trans- Deemed Transaction (Instr. 3 and 4) Following Direct Nature of action Execution Code ------------------------------- Reported (D) or Indirect 1. Date Date, if any (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security (Month/ (Month/ ------------ or (Instr. 3 (I) Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price and 4) (Instr.4) (Instr.4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/5/02 S 1,003 D(1) $21.4643 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/6/02 S 8,693 D(1) $21.2207 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/7/02 S 5,625 D(1) $21.5853 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/8/02 S 2,679 D(1) $20.754 340,652 D(2) ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or 3A. Derivative 6. of Underlying 8. ficially Secur- of Exer- Deemed 4. Securities Date Securities Price Owned ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of action Date, if Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date Any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative (Month (Month 8) 4 and 5) Date Expira- Number ity actions (I) ship Security Secur- /Day /Day ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity /Year) /Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $19.35 (3) 7/2/12 Common 150,000 150,000 D (Right to Buy) Stock ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) These securities were sold pursuant to a stock trading plan adopted by Mr. Ashken in accordance with the guidelines specified by the Securities and Exchange Commission's Rule 10b5-1 under the Securities Exchange Act of 1934. (2) Mr. Ashken entered into a voting agreement, dated as of August 22, 2002, with Martin Franklin, pursuant to which Mr. Franklin has the power to vote, or direct the vote, over all of these 340,652 shares. (3) Exercisable in four equal annual installments beginning on July 2, 2003. * If the Form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) /s/ Ian G.H. Ashken November 11, 2002 --------------------------------------------- ----------------------- **Signature of Reporting Person Date