-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AltwBH0IF0cElDfLRr/6/UteF+uQvLxcVyG9WFdTGnKTDtu1uS6AHMCR9gzEah4e I1+XbNGz0FI+kpRvUciQVg== 0000950136-02-003146.txt : 20021112 0000950136-02-003146.hdr.sgml : 20021111 20021112082633 ACCESSION NUMBER: 0000950136-02-003146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021108 FILED AS OF DATE: 20021112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 02815161 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN MARTIN E CENTRAL INDEX KEY: 0000940603 RELATIONSHIP: OFFICER FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: MARLIN HOLDINGS INC STREET 2: 555 THEODORE FRANKLIN FREMD AVE STE B203 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149679400 MAIL ADDRESS: STREET 1: 555 THEODORE FRANKLIN FREMD AVE STREET 2: STE B-203 CITY: RYE STATE: NY ZIP: 10580 4 1 file001.txt FORM 4 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Franklin Martin E. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Jarden Corporation 555 Theodore Fremd Avenue - -------------------------------------------------------------------------------- (Street) Rye NY 10580 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year November 8, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |x| Director |_| 10% Owner |x| Officer (give title below) |_| Other (specify below) Chairman and Chief Executive Officer ____________________________________________________________________ ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable line) |x| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2. 2A. 3. Disposed of (D) Owned Form: 7. Trans- Deemed Transaction (Instr. 3 and 4) Following Direct Nature of action Execution Code ------------------------------- Reported (D) or Indirect 1. Date Date, if any (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security (Month/ (Month/ ------------ or (Instr. 3 (I) Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (D) Price and 4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/5/02 S 3,897 D(1) $21.4643 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/6/02 S 33,807 D(1) $21.2207 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/7/02 S 21,875 D(1) $21.5853 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/8/02 S 10,421 D(1) $20.754 795,689 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/5/02 S 1,003 D(1) $21.4643 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/6/02 S 8,693 D(1) $21.2207 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/7/02 S 5,625 D(1) $21.5853 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/8/02 S 2,679 D(1) $20.754 340,652 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or 3A. Derivative 6. of Underlying 8. ficially Secur- of Exer- Deemed 4. Securities Date Securities Price Owned ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of action Date, if Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date Any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative (Month (Month 8) 4 and 5) Date Expira- Number ity actions (I) ship Security Secur- /Day /Day ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity /Year) /Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $19.35 (3) 7/2/12 Common 500,000 500,000 D (Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(1) These securities were sold pursuant to a stock trading plan adopted by Mr. Franklin in accordance with the guidelines specified by the Securities and Exchange Commission's Rule 10b5-1 under the Securities Exchange Act of 1934. (2) Shares held by Ian G.H. Ashken. Mr. Franklin entered into a voting agreement, dated as of August 22, 2002, with Mr. Ashken, pursuant to which Mr. Franklin has the power to vote, or direct the vote, over all of these 340,652 shares. Mr. Franklin disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is the beneficial owner of these securities for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. (3) Exercisable in four equal annual installments beginning on July 2, 2003. * If the Form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) /s/ Martin E. Franklin November 11, 2002 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----