-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hzelan0WN6nugB67wRL7vqe66Gwrk8ixSH2cDHILVlc0cgXRZTpPjlxi5FFz1cYX Wxr7EbdEGRrSn+Ec8upc7Q== 0000950136-02-003105.txt : 20021105 0000950136-02-003105.hdr.sgml : 20021105 20021105154615 ACCESSION NUMBER: 0000950136-02-003105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021101 FILED AS OF DATE: 20021105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 02809873 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TOLBERT JOHN DAVID CENTRAL INDEX KEY: 0001167295 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O KANE KESSLER PC STREET 2: 1350 AVENUE OF THE AMERICAS 26TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125416222 MAIL ADDRESS: STREET 1: 345 S HIGH STREET STREET 2: STE 201 CITY: MUNCIE STATE: IN ZIP: 47305 4 1 file001.txt FORM 4 - ---------- FORM 4 - ---------- [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Tolbert John David - -------------------------------------------------------------------------------- (Last) (First) (Middle) 345 S. High Street, Suite 201 - -------------------------------------------------------------------------------- (Street) Muncie IN 47305 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) - -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year November 1, 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |_| Director |_| 10% Owner |X| Officer (give title below) |_| Other (specify below) Vice President, Human Resources and Administration -------------------------------------------------- - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Law) |X| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person - --------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 5. 2A. Amount of 2. Deemed Securities 6. Trans- Execution 3. 4. Beneficially Ownership 7. action Date, Transaction Securities Acquired (A) Following Form: (D) Nature of Date if any Code or Disposed of (D) Reported Direct Indirect 1. ---------- ---------- (Instr. 8) (Instr. 3 and 4) Transactions or (I) Beneficial Title of Security (Month/ (Month/ ------------ --------------------------- (Instr. 3 and Indirect Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (A) or (D) Price 4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 6/4/02 M 2,000 A $6.63 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/25/02 A V 7,666 A - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/25/02 F V 2,322 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/1/02 S 5,000 D $23.95 7,690 (1) D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or 3A. Derivative 6. of Underlying 8. ficially Secur- of Exer- Deemed 4. Securities Date Securities Price Owned ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of action Date, Code of (D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date if Any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative (Month (Month 8) 4, and 5) Date Expira- Number ity action(s) (I) ship Security Secur- /Day /Day ------- ------------ Exer- tion of (Inst. (Instr. (Instr. (Instr. (Instr. 3) ity /Year) /Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Stock $9.81 (2) 3/17/04 Common 1,000 1,000 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $11.13 (2) 3/16/05 Common 1,500 1,500 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $10.63 (2) 3/11/06 Common 1,500 1,500 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $10.75 (2) 3/20/07 Common 3,000 3,000 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $6.25 (2) 12/21/10 Common 3,750 3,750 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $5.48 (3) 9/24/11 Common 30,000 30,000 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $6.63 6/4/02 M 2,000 (2) 5/11/03 Common 2,000 0 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------ Stock $19.35 7/2/02 A V 30,000 (4) 7/2/12 Common 30,000 30,000 D Options Stock (Right to Buy) - ------------------------------------------------------------------------------------------------------------------------------------
(1) Includes 102 shares of common stock acquired under the issuer's employee stock purchase plan on August 15, 2002. (2) Presently exercisable. (3) Exercisable in four equal annual installments beginning on September 24, 2002. (4) Exercisable in four equal annual installments beginning on July 2, 2003. (5) The securities covered by this statement reflect a 2-for-1 stock split of the issuer's common stock having a record date of May 20, 2002. * If the Form is filed by more than one reporting person, See Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ John David Tolbert November 5, 2002 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----