-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNWEqFUVBDKyQPKXRXiaE7vwqyX5ZAfv4RUV51tDKllIvwy+QKQ1QMzNqwY+W/2M pFh1w5wFaxnZrZHQTUSGwQ== 0000950136-02-003017.txt : 20021028 0000950136-02-003017.hdr.sgml : 20021028 20021028163521 ACCESSION NUMBER: 0000950136-02-003017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020531 FILED AS OF DATE: 20021028 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 02800176 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ROONEY PATRICK W CENTRAL INDEX KEY: 0001023093 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O COOPER TIRE & RUBBER CO STREET 2: LIMA & WESTERN AVE CITY: FINDLAY STATE: OH ZIP: 45840 BUSINESS PHONE: 4194244233 MAIL ADDRESS: STREET 1: C/O COOPER TIRE & RUBBER CO STREET 2: LIMA & WESTERN AVE CITY: FINDLAY STATE: OH ZIP: 45840 4 1 file001.txt FORM 4 - ---------- FORM 4 - ---------- [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Rooney Patrick W. - -------------------------------------------------------------------------------- (Last) (First) (Middle) # 3 Hunters Gate - -------------------------------------------------------------------------------- (Street) Findlay OH 45840 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) - -------------------------------------------------------------------------------- 3. I.R.S. Identification Number or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year May, 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |x| Director |_| 10% Owner |_| Officer (give title below) |_| Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Law) |x| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person - --------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------- 5. Amount of 2. Securities 6. Trans- 3. Beneficially Ownership 7. action Transaction 4. Owned at Form: (D) Nature of Date Code Securities Acquired (A) End of Direct Indirect 1. ---------- (Instr. 8) or Disposed of (D) Month or (I) Beneficial Title of Security (Month/ ------------ --------------------------- (Instr. 3 and Indirect Ownership (Instr. 3) Day/Year) Code V Amount (A) or (D) Price 4) (Instr.4) (Instr.4) - ----------------------------------------------------------------------------------------------------------------------- Common Stock 5/21/02 M 700 A $12.06 - ----------------------------------------------------------------------------------------------------------------------- Common Stock 5/21/02 M 700 A $11.88 - ----------------------------------------------------------------------------------------------------------------------- Common Stock 5/21/02 M 2,000 A $10.75 - ----------------------------------------------------------------------------------------------------------------------- Common Stock 5/21/02 M 2,000 A $13.50 - ----------------------------------------------------------------------------------------------------------------------- Common Stock 5/21/02 M 4,000 A $10.63 - ----------------------------------------------------------------------------------------------------------------------- Common Stock 5/21/02 M 40,000 A $5.48 49,400 D - -----------------------------------------------------------------------------------------------------------------------
FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 9. 10. Number Owner- of ship deriv- Form ative of 2. 5. 7. Secur- Deriv- 11. Conver- Number of Title and Amount ities ative Nature sion or Derivative 6. of Underlying 8. Bene- Secur- of Exer- 4. Securities Date Securities Price ficially ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct Price Trans- action or Disposed Expiration Date ----------------- Deriv- at (D) or Bene- 1. of action Code of (D) (Month/Day/Year) Amount ative End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month 8) 4, and 5) Date Expira- Number ity Month (I) ship Security Secur- /Date ------- ------------ Exer- tion of (Inst. (Instr. (Instr. (Instr. (Instr. 3) ity /Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $12.06 5/21/02 M 700 (1) 4/30/05 Common 700 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $11.88 5/21/02 M 700 (1) 4/30/06 Common 700 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $10.75 5/21/02 M 2,000 (1) 4/30/07 Common 2,000 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $13.50 5/21/02 M 2,000 (1) 4/30/08 Common 2,000 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $10.63 5/21/02 M 2,000 (1) 4/30/09 Common 2,000 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $10.63 5/21/02 M 2,000 (1) 4/30/10 Common 2,000 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $5.48 5/21/02 M 40,000 (1) 9/24/11 Common 40,000 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $7.55 (1) 4/30/11 Common 2,000 2,000 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $17.27 4/30/02 A V 4,000 4/30/03 4/30/12 Common 4,000 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options $17.27 4/30/02 D(2) V 4,000 (2) 4/30/12 Common 4,000 0 D Right to Buy) Stock - ------------------------------------------------------------------------------------------------------------------------------------
(1) Presently exercisable. (2) As a result of the reporting person's resignation as a director of the issuer, effective May 30, 2002, the option granted to him on April 30, 2002 was terminated. (3) The securities covered by this statement reflect a 2-for-1 stock split of the issuer's common stock having a record date of May 20, 2002. * If the form is filed by more than one reporting person, See Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Patrick W. Rooney August 9, 2002 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----