4 1 file001.txt FORM 4 ---------- FORM 4 ---------- [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Swift David L. -------------------------------------------------------------------------------- (Last) (First) (Middle) 7553 Greenthorn Drive -------------------------------------------------------------------------------- (Street) Hudson OH 44236 -------------------------------------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Jarden Corporation (JAH) -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year October 24, 2002 -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |x| Director |_| 10% Owner |_| Officer (give title below) |_| Other (specify below) -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Law) |x| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person --------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 5. 2A. Amount of 2. Deemed Securities 6. Trans- Execution 3. 4. Beneficially Ownership 7. action Date, Transaction Securities Acquired (A) Following Form: (D) Nature of Date if any Code or Disposed of (D) Reported Direct Indirect 1. ---------- ---------- (Instr. 8) (Instr. 3 and 4) Transactions or (I) Beneficial Title of Security (Month/ (Month/ ------------ --------------------------- (Instr. 3 and Indirect Ownership (Instr. 3) Day/Year) Day/Year) Code V Amount (A) or (D) Price 4) (Instr.4) (Instr.4) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or 3A. Derivative 6. of Underlying 8. ficially Secur- of Exer- Deemed 4. Securities Date Securities Price Owned ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of action Date, Code of (D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Date if Any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative (Month (Month 8) 4, and 5) Date Expira- Number ity action(s) (I) ship Security Secur- /Day /Day ------- ------------ Exer- tion of (Inst. (Instr. (Instr. (Instr. (Instr. 3) ity /Year) /Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ Stock $17.27 4/30/02 A V 4,000(2) 4/30/03 4/30/12 Common 4,000(2) D Options Stock (Right to Buy) ------------------------------------------------------------------------------------------------------------------------------------ Stock $17.27 4/30/02 D(1) V 2,000(2) 4/30/03(1) 4/30/12 Common 2,000(2) 2,000(2) D Options Stock (Right to Buy) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
(1) As a result of the reporting person's resignation as a director of the issuer, effective October 24, 2002, options to purchase 2,000 shares of common stock granted to him on April 30, 2002 were terminated. (2) The securities covered by this statement reflect a 2-for-1 stock split of the issuer's common stock having a record date of May 20, 2002. * If the form is filed by more than one reporting person, See Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ David L. Swift October 24, 2002 --------------------------------------------- ----------------------- **Signature of Reporting Person Date