-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WEL36pOGOV/6CXoq5wcn53OtB6N48opbKWrA1IhtF6+5gkeFjUtO6p+RqbTaZmj5 B0ilfPBKNucTwWLy35aidQ== 0000950136-02-000426.txt : 20020414 0000950136-02-000426.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950136-02-000426 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLTRISTA CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 02548833 BUSINESS ADDRESS: STREET 1: 5875 CASTLE CREEK PARKWAY, NORTH DRIVE STREET 2: SUITE 440 CITY: INDIANAPOLIS STATE: IN ZIP: 46250-4330 BUSINESS PHONE: 3175775000 MAIL ADDRESS: STREET 1: 5875 CASTLE CREEK PARKWAY, NORTH DRIVE STREET 2: SUITE 440 CITY: INDIANAPOLIS STATE: IN ZIP: 46250-4330 COMPANY DATA: COMPANY CONFORMED NAME: HUEMME DOUGLAS W CENTRAL INDEX KEY: 0001167300 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O KANE KESSLER PC STREET 2: 1350 AVENUE OF THE AMERICAS 26TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125416222 MAIL ADDRESS: STREET 1: 1135 LAURELWOOD CITY: CARMEL STATE: IN ZIP: 46032 5 1 file001.txt FORM 5 FORM 5 _________________________________ [ ] Check this box if no longer subject | OMB APPROVAL | to Section 16. Form 4 or Form 5 _________________________________ obligations may continue. See | OMB Number: 3235-0287| Instruction (b). | Expires: December 31, 2001| [ ] Form 3 Holdings Reported | Estimated average burden | [ ] Form 4 Holdings Reported | hours per response....... 0.5| _________________________________ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Huemme Douglas W. - ----------------------------------------------------- (Last) (First) (Middle) 1135 Laurelwood - ----------------------------------------------------- (Street) Carmel IN 46032 - ----------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Alltrista Corporation (ALC) - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year December 31, 2001 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Law) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - ------------------------------------------------------------------------------- Page 1 FORM 5 (continued)
TABLE I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. - ------------------------------------------------------------------------------------------------------------------------ Amount of Owner- Trans- Securities ship action Trans- Beneficially Form: Date action Owned at End Direct Nature of -------- Code Securities Acquired (A) of Issuer's (D) or Indirect Title of (Month/ (Instr. 8) or Disposed of (D) Fiscal Year Indirect Beneficial Security Day/ ---------- ---------------------------- (Instr. (I) Ownership (Instr. 3) Year) Code Amount (A) or (D) Price 3 and 4) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------
Page 2 FORM 5 (continued)
TABLE II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. - ------------------------------------------------------------------------------------------------------------------------------------ Title and Ownership Number of Date Exer- Amount of Form of Derivative cisable and Underlying Number of Deriv- Securities Expiration Securities Price Derivative ative Conver- Acquired (A) Date (Month/ (Instr. 3 of Securities Security: sion or Trans- or Disposed Day/Year) and 4) Deriv- Benefi- Direct Exercise action Trans- of (D) -------------- -------------- ative cially (D) or Nature of Title of Price of Date action (Instr. 3, Date Amount Secur- Owned at Indirect Indirect Derivative Deriv- (Month/ Code 4 and 5) Exer- Expir- or Num- ity End of (I) Beneficial Security ative Day/ (Instr. ---------- cis- ation ber of (Instr. Year (Instr. Ownership (Instr. 3) Security Year) 8) (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options (Right to Common Buy) (1) $10.95 9/24/01 A 20,000 (2) 9/24/11 Stock 20,000 20,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
(1) Granted pursuant to the Alltrista Corporation 2001 Stock Option Plan. (2) Presently exercisable. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one reporting person, See Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the form displays a currently valid OMB Number. /s/ Douglas W. Huemme February 13, 2002 ---------------------------------------- -------------------- ** Signature of the Reporting Person Date (Over) SEC 1474 (7/96) Page 3 -----END PRIVACY-ENHANCED MESSAGE-----