-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QvKB9EgWgiURdk4BQbsShekd8fqrR35k8pDTcyoKVTjQqR4883VGHp9gOjm9xS5w hcGxzAzJwhXsd4cpXXGK4w== 0000927946-97-000041.txt : 19971204 0000927946-97-000041.hdr.sgml : 19971204 ACCESSION NUMBER: 0000927946-97-000041 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971203 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLTRISTA CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470] IRS NUMBER: 351828377 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-13665 FILM NUMBER: 97731817 BUSINESS ADDRESS: STREET 1: 345 S HIGH ST CITY: MUNCIE STATE: IN ZIP: 47307 BUSINESS PHONE: 3172815000 MAIL ADDRESS: STREET 1: 345 S. HIGH STREET CITY: MUNCIE STATE: IN ZIP: 47307-5004 8-A12B 1 Form 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Commission File No. 0-21052 Alltrista Corporation - ---------------------- (Exact name of registrant as specified in its charter)
Indiana. . . . . . . . . . . . . . . . . 35-1828377 - ---------------------------------------- ------------------- (State of incorporation. . . . . . . . . (I.R.S. Employer or organization) . . . . . . . . . . . . Identification No.) 345 South High Street Muncie, Indiana. . . . . . . . . . . . . 47307 ------------------- (Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered. . . Name of Exchange - --------------------------------- ------------------------ Preferred Stock Purchase Rights . New York Stock Exchange
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and as effective pursuant to General Instruction A.(c), check the following box: [X] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box: Securities to be registered pursuant to Section 12(g) of the Act: None Item 1. Description of Registrant's Securities to be Registered. The securities to be registered hereby are certain rights to purchase shares of Series A Junior Participating Preferred Stock of the registrant. The registrant entered into a Rights Agreement, dated as of March 22, 1993 (the "Rights Agreement"), with respect to the declaration of one right (a "Right") in respect of each share of Common Stock held of record as of the close of business on March 22, 1993, and in respect to each share of Common Stock issued after March 22, 1993. A Right represents the right to purchase one one-hundredth of share of Series A Junior Participating Preferred Stock of the registrant. The Rights, which will expire on March 22, 2003, will become exercisable (i) ten days after a person or group becomes the beneficial owner of 20% or more of the Common Stock, (ii) ten days after a person or group commences a tender offer or exchange offer that would result in such person or group beneficially owning 20% or more of the outstanding Common Stock or (iii) ten business days after the Board of Directors determines that a person is an Adverse Person (as defined below). If (i) any person or group becomes the owner of 20% or more of the Common Stock (other than pursuant to a tender or exchange offer determined by the independent directors of the registrant to be fair and in the best interests of its shareholders) or (ii) the Board of Directors makes a determination that a person has become an "Adverse Person" (defined as a person who holds at least 10% of the Common Stock and who the Board of Directors determines intends to cause the registrant to take certain actions not in the best long-term interests of the registrant or whose ownership is reasonably likely to have a material adverse impact on the registrant), then each Right not owned by such person or group will entitle the holder to purchase, at the Right's then current exercise price, shares of Common Stock (or in certain circumstances, cash or property of the registrant) having a value of twice the Right's then current exercise price. In addition, after the person or group becomes the beneficial owner of 20% or more of the registrant Common Stock, if the registrant is involved in a merger in which its Common Stock is converted or the registrant sells more than 50% of its assets, each Right will entitle its holder to purchase, at the then current exercise price, shares of common stock of the acquiring or successor company having a value of twice the Right's then current exercise price. The Registrant is entitled to redeem the rights in whole, but not in part, at a redemption price of $.01 per Right at any time prior to the expiration of the 20-day period following a public announcement that a person or group has become the beneficial owner of 20% or more of the Common Stock. The Rights are not exercisable until the registrant's right of redemption has expired. Until such time as the Rights become exercisable, the Rights have no voting or dividend privileges and are attached to and do not trade separately from the Common Stock. Shares of Series A Junior Participating Preferred Stock purchasable upon exercise of the Rights will be redeemable at a price equal to 100 times the current market price of Common Stock, which price will be adjusted to prevent dilution. Each share of Series A Junior Participating Preferred Stock will be entitled to a preferential quarterly dividend of $5.00 per share, but will be entitled to an aggregate dividend equal to 100 times the dividend declared per share of Common Stock. In the event of liquidation, the holders of the Series A Junior Participating Preferred will be entitled to a minimum preferential liquidation payment of $100 per share, but will be entitled to an aggregate payment equal to 100 times the payment made per share of Common Stock. Each share of Series A Junior Participating Preferred will have 100 votes, voting together with the Common Stock. In the event of any merger, consolidation or other transaction in which Common Stock is exchanged, each share of Series A Junior Participating Preferred Stock will be entitled to receive an amount equal to 100 times the amount received per share of Common Stock. These rights are protected by customary antidilution provisions. Item 2. Exhibits All Exhibits required by Instruction II to item 2 will be supplied to the New York Stock Exchange. Signature Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. ALLTRISTA CORPORATION By: /s/ Thomas B. Clark ---------------------- Thomas B. Clark President and Chief Executive Officer Date: December 3, 1997
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