-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OClEbJDQOhn8Ob3gP0E0LQXwxcjn4wUeMmTiW4i6zgPQ1iCf3eGQUJ6n7z47XJzh fWKpgEDlAimwHG1xE59BUQ== 0000898822-07-001163.txt : 20070924 0000898822-07-001163.hdr.sgml : 20070924 20070924172947 ACCESSION NUMBER: 0000898822-07-001163 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070924 DATE AS OF CHANGE: 20070924 GROUP MEMBERS: WARBURG PINCUS & CO. GROUP MEMBERS: WARBURG PINCUS LLC GROUP MEMBERS: WARBURG PINCUS PARTNERS LLC GROUP MEMBERS: WARBURG PINCUS PRIVATE EQUITY VIII, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45375 FILM NUMBER: 071132278 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS PRIVATE EQUITY VIII L P CENTRAL INDEX KEY: 0001157334 IRS NUMBER: 134161869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 sched13d_a.htm sched13d_a.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D/A
(Amendment No. 8)
Under the Securities Exchange Act of 1934

JARDEN CORPORATION
(Name of Issuer)

COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)

471109 10 8
(CUSIP Number)

Scott A. Arenare, Esq.
Managing Director and General Counsel
Warburg Pincus LLC
466 Lexington Avenue
New York, New York 10017
(212) 878-0600

(Name, Address and Telephone Number of Person
Authorized to Receive Notices of Communication)

With a copy to:
Andrew R. Brownstein, Esq.
David M. Silk, Esq.
Wachtell, Lipton, Rosen & Katz
51 West 52nd Street
New York, New York 10019
(212) 403-1000

September 20, 2007
(Date of Event Which Requires Filing of This Statement)

     If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d -1(e), 240.13d -1(f) or 240.13d -1(g), check the following box.   ¨


CUSIP No. (471109 10 8)    SCHEDULE 13D    (Page 2 of 10 Pages) 
 
1       NAME OF REPORTING PERSON     
       Warburg Pincus Private Equity VIII, L.P.     
       I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS     
       I.R.S. Identification No. 13-4161869     
2       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                          (a) ¨
                                                          (b) x
 
3       SEC USE ONLY             
4       SOURCE OF FUNDS         
       WC                 
5       CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT 
       TO ITEM 2(d) or 2(e)        ¨
6       CITIZENSHIP OR PLACE OF ORGANIZATION     
       Delaware                 
NUMBER OF    7    SOLE VOTING POWER     
SHARES        0         
BENEFICIALLY                 
OWNED BY    8    SHARED VOTING POWER     
EACH        3,256,378 (see Items 4 and 5)     
REPORTING 
PERSON WITH    9    SOLE DISPOSITIVE POWER     
            0         
        10    SHARED DISPOSITIVE POWER     
            6,128,297 (see Item 5)     
11       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
       6,128,297 (see Item 5)             
12       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES     
       CERTAIN SHARES             
13       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     
       7.9% (see Item 5)            ¨
14       TYPE OF REPORTING PERSON*     
       PN                 


CUSIP No. (471109 10 8)    SCHEDULE 13D    (Page 3 of 10 Pages) 
 
1       NAME OF REPORTING PERSON     
       Warburg Pincus Partners LLC         
       I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS     
       I.R.S. Identification No. 13-4069737     
2       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                          (a) ¨
                                                          (b) x
 
3       SEC USE ONLY             
4       SOURCE OF FUNDS         
       N/A                 
5       CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT 
       TO ITEM 2(d) or 2(e)          ¨
6       CITIZENSHIP OR PLACE OF ORGANIZATION     
       New York                 
NUMBER OF    7    SOLE VOTING POWER     
SHARES        0         
BENEFICIALLY                 
OWNED BY    8    SHARED VOTING POWER     
EACH        3,256,378 (see Items 4 and 5)     
REPORTING 
PERSON WITH    9    SOLE DISPOSITIVE POWER     
            0         
        10    SHARED DISPOSITIVE POWER     
            6,128,297 (see Item 5)     
11       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
       6,128,297 (see Item 5)             
12       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES     
       CERTAIN SHARES             
13       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     
       7.9% (see Item 5)            ¨
14       TYPE OF REPORTING PERSON*     
       OO                 


CUSIP No. (471109 10 8)    SCHEDULE 13D    (Page 4 of 10 Pages) 
 
1       NAME OF REPORTING PERSON     
       Warburg Pincus & Co.             
       I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS     
       I.R.S. Identification No. 13-6358475     
2       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                          (a) ¨
                                                          (b) x
 
3       SEC USE ONLY             
4       SOURCE OF FUNDS         
       N/A                 
5       CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT 
       TO ITEM 2(d) or 2(e)          ¨
6       CITIZENSHIP OR PLACE OF ORGANIZATION     
       New York                 
NUMBER OF    7    SOLE VOTING POWER     
SHARES        0         
BENEFICIALLY                 
OWNED BY    8    SHARED VOTING POWER     
EACH        3,256,378 (see Items 4 and 5)     
REPORTING 
PERSON WITH    9    SOLE DISPOSITIVE POWER     
            0         
        10    SHARED DISPOSITIVE POWER     
            6,128,297 (see Item 5)     
11       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
       6,128,297 (see Item 5)             
12       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES     
       CERTAIN SHARES             
13       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     
       7.9% (see Item 5)            ¨
14       TYPE OF REPORTING PERSON     
       PN                 


CUSIP No. (471109 10 8)    SCHEDULE 13D    (Page 5 of 10 Pages) 
 
1       NAME OF REPORTING PERSON     
       Warburg Pincus LLC             
       I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS     
       I.R.S. Identification No. 13-3536050     
2       CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                          (a) x
                                                          (b) ¨
 
3       SEC USE ONLY             
4       SOURCE OF FUNDS         
       N/A                 
5       CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT 
       TO ITEM 2(d) or 2(e)         ¨
6       CITIZENSHIP OR PLACE OF ORGANIZATION     
       New York                 
NUMBER OF    7    SOLE VOTING POWER     
SHARES        0         
BENEFICIALLY                 
OWNED BY    8    SHARED VOTING POWER     
EACH        3,256,378 (see Items 4 and 5)     
REPORTING 
PERSON WITH    9    SOLE DISPOSITIVE POWER     
            0         
        10    SHARED DISPOSITIVE POWER     
            6,128,297 (see Item 5)     
11       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 
       6,128,297 (see Item 5)             
12       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES     
       CERTAIN SHARES (see instructions)     
13       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     
       7.9% (see Item 5)             ¨
14       TYPE OF REPORTING PERSON*     
       OO                 


     This Amendment No. 8 to Schedule 13D (this “Amendment”) amends and supplements the Schedule 13D, as previously amended (the “Schedule 13D”), of Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership (“WP VIII”), Warburg Pincus Partners LLC, a New York limited liability company (“WPP LLC”), Warburg Pincus & Co., a New York general partnership (“WP”), and Warburg Pincus LLC, a New York limited liability company (“WP LLC” and, together with WP VIII, WPP LLC and WP, the “Reporting Entities”). The holdings of the Reporting Entities indicated in this Schedule 13D include the holdings of Warburg Pincus Netherlands Private Equity VIII C.V. I (“WPNPE VIII I”) and WP-WPVIII Investors, L.P. (“WP-WPVIII”, and together with WP VIII and WPNPE VIII I, the “Investors”). WP, WPP LLC, WP LLC and the Inves tors are referred to in this Amendment as the “Group Members.” This Schedule 13D relates to the common shares, par value $0.01, of Jarden Corporation, a Delaware corporation (the “Company”).

     The Group Members are making this single, joint filing because they may be deemed to constitute a “group” within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

     Unless set forth below, all previous items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D and any amendments thereto.

ITEM 2.      IDENTITY AND BACKGROUND.

     Item 2(f) is hereby amended and restated in its entirety as follows:

     “WPNPE VIII I is organized under the laws of the Netherlands. Except as otherwise indicated above or on Schedule I, each of the individuals referred to in paragraphs (a) and (d) above is a United States citizen.”

ITEM 4.      PURPOSE OF THE TRANSACTION.

     Item 4 is hereby amended and supplemented by adding the following thereto:

     “On September 20, 2007, Charles R. Kaye resigned from his position as a director of the Company. Mr. Kaye is a Co-President of WP LLC.”

ITEM 5.      INTEREST IN SECURITIES OF THE ISSUER.

     Item 5(a) is hereby amended and restated in its entirety as follows:

     “(a) Due to their respective relationships with each other, as of September 24, 2007, the Group Members may be deemed to beneficially own, in the aggregate, 6,128,297 shares of Common Stock of the Company, representing approximately 7.9% of the outstanding shares of Common Stock, based on 77,720,394 shares of Common Stock outstanding as of August 31, 2007 (as provided by the Company). The Group Members are making this single, joint


filing because they may be deemed to constitute a “group” within the meaning of Section 13(d)(3) of the Exchange Act.”

SIGNATURES

     After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated: September 24, 2007

WARBURG PINCUS PRIVATE EQUITY VIII, 
L.P. 
 
By: Warburg Pincus Partners LLC, 
             its General Partner 
 
By: Warburg Pincus & Co., 
             its Managing Member 
 
By: /s/  Scott A. Arenare                  
      Name: Scott A. Arenare 
      Title: Partner 
 
 
 
WARBURG PINCUS PARTNERS LLC 
 
By: Warburg Pincus & Co., 
             its Managing Member 
 
By: /s/  Scott A. Arenare                  
      Name: Scott A. Arenare 
      Title: Partner 
 
 
 
WARBURG PINCUS & CO. 
 
By: /s/  Scott A. Arenare                  
      Name: Scott A. Arenare 
      Title: Partner 
 
 
 
WARBURG PINCUS LLC 


By: /s/  Scott A. Arenare     
      Name: Scott A. Arenare 
      Title: Managing Director 


INDEX OF EXHIBITS

1.    Joint Filing Agreement, dated as of June 14, 2005, by and among Warburg 
    Pincus Private Equity VIII, L.P.; Warburg Pincus & Co.; and Warburg 
    Pincus LLC (filed previously) 
 
2.    Purchase Agreement, dated as of September 19, 2004, by and between 
    Jarden Corporation and Warburg Pincus Private Equity VIII, L.P. 
    (incorporated in this Schedule 13D by reference to Exhibit 10.2 of the 
    Current Report on Form 8-K filed by Jarden Corporation on September 
    23, 2004) 
 
3.    Form of Certificate of Designations, Preferences and Rights of Series B 
    Convertible Participating Preferred Stock of Jarden Corporation. 
    (incorporated in this Schedule 13D by reference to Exhibit 10.3 of the 
    Current Report on Form 8-K filed by Jarden Corporation on September 
    23, 2004) 
 
4.    Form of Certificate of Designations, Preferences and Rights of Series C 
    Mandatory Convertible Participating Preferred Stock of Jarden 
    Corporation. (incorporated in this Schedule 13D by reference to Exhibit 
    10.4 of the Current Report on Form 8-K filed by Jarden Corporation on 
    September 23, 2004) 
 
5.    Assignment and Joinder Agreement, dated October 8, 2004, by and among 
    Jarden Corporation, Catterton Partners V, L.P., Catterton Partners V 
    Offshore, L.P., Catterton Coinvest I, L.L.C., Warburg Pincus Netherlands 
    Private Equity VIII C.V. I, Warburg Pincus Netherlands Private Equity 
    VIII C.V. II, Warburg Pincus Germany Private Equity VIII KG and 
    Warburg Pincus Private Equity VIII, L.P. (filed previously) 
 
6.    Escrow Agreement, dated as of October 8, 2004, by and among Jarden 
    Corporation, Warburg Pincus Private Equity VIII, L.P. and National City 
    Bank, a national banking association, as escrow agent. (filed previously) 
 
7.    Voting Trust Agreement, dated as of June 8, 2006, by and among Warburg 
    Pincus Private Equity VIII, L.P., Warburg Pincus Netherlands Private 
    Equity VIII I, C.V., Warburg Pincus Germany Private Equity VIII, K.G. 
    and Martin E. Franklin. (filed previously) 
 
8.    Underwriting Agreement, dated as of November 8, 2006, by and among 
    Lehman Brothers Inc., Citigroup Global Markets Inc., Goldman, Sachs & 
    Co., the Company, Warburg Pincus Private Equity VIII, L.P., Warburg 
    Pincus Netherlands Private Equity VIII I, C.V., Warburg Pincus Germany 
    Private Equity VIII, K.G. and the other selling stockholders named therein 
    (incorporated in this Schedule 13D by reference to Exhibit 1.1 of the 
    Current Report on Form 8-K filed by Jarden Corporation on November 14, 
    2006) 


9.    Press Release dated September 21, 2007 (incorporated in this Schedule 
    13D by reference to Exhibit 99.1 of the Current Report on Form 8-K filed 
    by Jarden Corporation on September 21, 2007). 


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