-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KkQVHUmvHECTEolZYRDr9gSqSBSh5wyceiP2J38UFxjSbpp0TkTIhbpD+rL9hiNU CFnbu7rDSbPC7KXtXTw/gQ== 0000898822-05-001054.txt : 20050816 0000898822-05-001054.hdr.sgml : 20050816 20050816170337 ACCESSION NUMBER: 0000898822-05-001054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050814 FILED AS OF DATE: 20050816 DATE AS OF CHANGE: 20050816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JARDEN CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 351828377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914 967 9400 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD STREET 2: AVE CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 051031376 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS PRIVATE EQUITY VIII L P CENTRAL INDEX KEY: 0001157334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 051031378 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 051031375 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13665 FILM NUMBER: 051031377 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 aug14form4_ex.xml X0202 4 2005-08-14 0 0000895655 JARDEN CORP JAH 0001157334 WARBURG PINCUS PRIVATE EQUITY VIII L P C/O WARBURG, PINCUS & CO. 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001322709 Warburg Pincus Partners LLC C/O WARBURG, PINCUS & CO. 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0000929408 WARBURG PINCUS & CO 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001162870 WARBURG PINCUS LLC C/O WARBURG, PINCUS & CO. 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $.01 per share 2005-08-14 4 C 0 12418019 A 14589923 D Ser B Conv Pref Stock, par value $.01 per share 2005-08-14 4 C 0 260627 D 2005-01-24 Common Stock 12418019 0 D The securities disclosed on this Form 4 are owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership (including two related limited partnerships, "WP VIII"). The sole general partner of WP VIII is Warburg Pincus Partners LLC, a New York limited liability company ("WP Partners LLC") and a subsidiary of Warburg Pincus & Co., a New York general partnership ( "WP"). Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages WP VIII. The securities disclosed on this Form 4 may be deemed to be beneficially owned by WP VIII. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, WP Partners LLC, WP and WP LLC may be deemed to be the beneficial owners of common stock, par value $.01 (the "Common Stock") of Jarden Corporation (the "Company") held by WP VIII although WP Partners LLC, WP and WP LLC disclaim beneficial ownership of such securities except to the extent of any indirect pecuniary interest therein. Effective June 20, 2005, the Common Stock was split 3:2 resulting in the issuance of 723,968 shares of Common Stock to the Investors. On August 14, 2005, the Company converted all shares of Series B Convertible Participating Preferred Stock of the Company ("Series B Preferred Stock") held by WP VIII into Common Stock in accordance with the terms of the Certificate of Designations relating to the Series B Preferred Stock. The Series B Preferred Stock has no expiration date. The number of shares of Common Stock into which a share of the Series B Preferred Stock was convertible was determined by dividing a certain value per share (the "Base Liquidation Value") in effect at the time of conversion, by the conversion price in effect at the time of conversion. The Base Liquidation Value was initially $1,000 upon the issuances of the shares of Series B Preferred Stock and was subject to certain adjustments as set forth in the Certificate of Designations relating to the Series B Preferred Stock. The conversion price was initially $32.00 and at the time of the conversion was $21.33 as a result of Jarden's 3-for-2 stock split. /s/ Scott Arenare for Warburg Pincus Private Equity VIII, L.P. (466 Lexington Avenue, New York, New York 10017) 2005-08-16 /s/ Scott Arenare for Warburg Pincus Partners LLC (466 Lexington Avenue, New York, New York 10017) 2005-08-16 /s/ Scott Arenare for Warburg, Pincus & Co. (466 Lexington Avenue, New York, New York 10017) 2005-08-16 /s/ Scott Arenare for Warburg Pincus LLC (466 Lexington Avenue, New York, New York 10017) 2005-08-16 -----END PRIVACY-ENHANCED MESSAGE-----