-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PGcGyo8ooErlF3Z2WMHwau1vHNEfN35FkRNWjs0v0Iyj0Mowht0zhiogFgWChjXD oVwiQ0DoPTjf0H6mhv7+jQ== 0001193125-05-009919.txt : 20050121 0001193125-05-009919.hdr.sgml : 20050121 20050121171607 ACCESSION NUMBER: 0001193125-05-009919 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050121 DATE AS OF CHANGE: 20050121 EFFECTIVENESS DATE: 20050121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIFUNDS TRUST I CENTRAL INDEX KEY: 0000744388 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-90518 FILM NUMBER: 05542333 BUSINESS ADDRESS: STREET 1: 125 BROAD ST 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2122292554 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK FUNDS I DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK GROWTH & INCOME FUND DATE OF NAME CHANGE: 19900429 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARKFUNDS MANAGED MUNICIPAL BOND TRUST DATE OF NAME CHANGE: 19860819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY ARIZONA MUNICIPALS FUNDS INC CENTRAL INDEX KEY: 0000811706 IRS NUMBER: 000000000 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-12792 FILM NUMBER: 05542332 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON ARIZONA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS ARIZONA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SLH MUNICIPALS SERIES FUND INC /MD/ DATE OF NAME CHANGE: 19930331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MUNI FUNDS CENTRAL INDEX KEY: 0000775370 IRS NUMBER: 136861405 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-99861 FILM NUMBER: 05542343 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY MUNI BOND FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MUNI BOND FUNDS DATE OF NAME CHANGE: 19910804 FORMER COMPANY: FORMER CONFORMED NAME: TEST MANAGED MUNICIPAL BOND FUNDS DATE OF NAME CHANGE: 19860626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON MANAGED GOVERNMENTS FUND INC CENTRAL INDEX KEY: 0000748826 IRS NUMBER: 133227583 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-91948 FILM NUMBER: 05542348 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10 FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED GOVERNMENTS FUND INC DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN MANAGED GOVERNMENTS INC /MD/ DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED GOVERNMENTS FUND DATE OF NAME CHANGE: 19921112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INCOME FUNDS CENTRAL INDEX KEY: 0000764624 IRS NUMBER: 000000000 FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-96408 FILM NUMBER: 05542327 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INCOME FUNDS DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INCOME FUNDS DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INCOME PORTFOLIOS DATE OF NAME CHANGE: 19921030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY EQUITY FUNDS CENTRAL INDEX KEY: 0000787514 IRS NUMBER: 000000000 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-02627 FILM NUMBER: 05542330 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON EQUITY FUNDS DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS EQUITY FUNDS DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS SPECIAL EQUITIES PORTFOLIO DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SECTOR SERIES FUNDS CENTRAL INDEX KEY: 0000797480 IRS NUMBER: 133444708 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-07339 FILM NUMBER: 05542338 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY NATURAL RESOURCES FUND INC DATE OF NAME CHANGE: 19960116 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON PRECIOUS METALS & MINERAL FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS PRECIOUS METALS & MINERALS FUND INC DATE OF NAME CHANGE: 19930328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MASSACHUSETTS MUNICIPALS FUND CENTRAL INDEX KEY: 0000809846 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-11417 FILM NUMBER: 05542345 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON MASSACHUSETTS MUNICIPAL FUND DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MASSACHUSETTS MUNICIPALS FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SLH MASSACHUSETTS MUNICIPALS FUND DATE OF NAME CHANGE: 19910130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON NEW JERSEY MUNICIPALS FUND INC CENTRAL INDEX KEY: 0000825629 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-18779 FILM NUMBER: 05542341 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS NEW JERSEY MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SLH NEW JERSEY MUNICIPALS FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY PRINCIPAL RETURN FUND CENTRAL INDEX KEY: 0000841489 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-25087 FILM NUMBER: 05542339 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON PRINCIPAL RETURN FUND DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS PRINCIPAL RETURN FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SLH PRINCIPAL RETURN FUND DATE OF NAME CHANGE: 19901014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SMALL CAP CORE FUND INC CENTRAL INDEX KEY: 0000856343 IRS NUMBER: 133540130 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-25499 FILM NUMBER: 05542337 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY DISCIPLINED SMALL CAP FUND INC DATE OF NAME CHANGE: 19970731 FORMER COMPANY: FORMER CONFORMED NAME: INEFFICIENT MARKET FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY WORLD FUNDS INC CENTRAL INDEX KEY: 0000873637 IRS NUMBER: 133610321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-39564 FILM NUMBER: 05542335 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-291-2556 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY WORLDWIDE FUNDS INC DATE OF NAME CHANGE: 19600201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT TRUST CENTRAL INDEX KEY: 0000880366 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-43446 FILM NUMBER: 05542349 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INCOME TRUST DATE OF NAME CHANGE: 19931213 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INCOME TRUST DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INTERMEDIATE TERM TRUST DATE OF NAME CHANGE: 19600201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY ADJUSTABLE RATE GOVERNMENT INCOME FUND CENTRAL INDEX KEY: 0000887428 IRS NUMBER: 000000000 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-47782 FILM NUMBER: 05542323 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON ADJUSTABLE RATE GOVERNMENT INCOME FD DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS ADJUSTABLE RATE GOVT INCOME FUND DATE OF NAME CHANGE: 19920929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INSTITUTIONAL CASH MANAGEMENT FUND INC CENTRAL INDEX KEY: 0000943309 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-90952 FILM NUMBER: 05542326 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT FUNDS INC /MD/ CENTRAL INDEX KEY: 0000355747 IRS NUMBER: 133089608 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-74288 FILM NUMBER: 05542351 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SLH INVESTMENT PORTFOLIOS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HUTTON INVESTMENT SERIES INC DATE OF NAME CHANGE: 19890310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON AGGRESSIVE GROWTH FUND INC CENTRAL INDEX KEY: 0000720506 IRS NUMBER: 061088990 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-84199 FILM NUMBER: 05542325 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS AGGRESSIVE GROWTH FUND INC DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN AGGRESSIVE GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON AGGRESSIVE GROWTH FUND INC DATE OF NAME CHANGE: 19880509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON OREGON MUNICIPAL FUND CENTRAL INDEX KEY: 0000920058 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-52643 FILM NUMBER: 05542340 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-291-2556 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT SERIES CENTRAL INDEX KEY: 0000810271 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-11716 FILM NUMBER: 05542350 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: CONCERT INVESTMENT SERIES DATE OF NAME CHANGE: 19980224 FORMER COMPANY: FORMER CONFORMED NAME: COMMON SENSE TRUST DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY CALIFORNIA MUNICIPALS FUNDS INC CENTRAL INDEX KEY: 0000740871 IRS NUMBER: 000000000 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-89548 FILM NUMBER: 05542331 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON CALIFORNIA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS CALIFORNIA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SLH CALIFORNIA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIFUNDS TRUST III CENTRAL INDEX KEY: 0000747576 IRS NUMBER: 000000000 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-91556 FILM NUMBER: 05542334 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-625-4554 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK CASH RESERVES DATE OF NAME CHANGE: 19910320 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK FUNDS CASH RESERVES INC DATE OF NAME CHANGE: 19861030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY CONCERT SERIES INC CENTRAL INDEX KEY: 0001000077 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-64457 FILM NUMBER: 05542324 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY CARDINAL INVESTMENT FUND INC DATE OF NAME CHANGE: 19950830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY APPRECIATION FUND INC CENTRAL INDEX KEY: 0000089558 IRS NUMBER: 132653031 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-34576 FILM NUMBER: 05542352 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON APPRECIATION FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS APPRECIATION FUND INC DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN APPRECIATION FUND INC/MD/ DATE OF NAME CHANGE: 19930326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY FUNDS INC CENTRAL INDEX KEY: 0000091157 IRS NUMBER: 132583041 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-25890 FILM NUMBER: 05542328 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INCOME & GROWTH FUND INC DATE OF NAME CHANGE: 19840815 FORMER COMPANY: FORMER CONFORMED NAME: MOODYS FUND INC DATE OF NAME CHANGE: 19720512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MONEY FUNDS INC CENTRAL INDEX KEY: 0000275811 IRS NUMBER: 132788602 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-51301 FILM NUMBER: 05542344 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR - MF2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR - MF2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL LIQUID RESERVES INC DATE OF NAME CHANGE: 19910711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MANAGED MUNICIPALS FUND INC CENTRAL INDEX KEY: 0000319460 IRS NUMBER: 133059345 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-69308 FILM NUMBER: 05542346 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR - MF2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR - MF2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON MANAGED MUNICIPALS FUND INC DATE OF NAME CHANGE: 19931203 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED MUNICIPALS FUND DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MUNICIPAL MONEY MARKET FUND INC CENTRAL INDEX KEY: 0000320282 IRS NUMBER: 133043472 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-69938 FILM NUMBER: 05542342 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY TAX FREE MONEY FUNDS INC DATE OF NAME CHANGE: 19940701 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON DAILY TAX FREE DIVIDEND INC DATE OF NAME CHANGE: 19931213 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY TAX FREE MONEY FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON FUNDAMENTAL VALUE FUND INC CENTRAL INDEX KEY: 0000351934 IRS NUMBER: 911146641 STATE OF INCORPORATION: WA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-71469 FILM NUMBER: 05542329 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS FUNDAMENTAL VALUE FUND INC DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SLH FUNDAMENTAL VALUE FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY TRUST II CENTRAL INDEX KEY: 0000744389 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-90519 FILM NUMBER: 05542336 BUSINESS ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-625-4554 MAIL ADDRESS: STREET 1: CITIGROUP ASSET MANAGEMENT STREET 2: 125 BROAD STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: CITIFUNDS TRUST II DATE OF NAME CHANGE: 19981030 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK CAPITAL GROWTH FUND DATE OF NAME CHANGE: 19900426 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARKFUNDS NEW YORK MANAGED MUNICIPAL BOND TRUST DATE OF NAME CHANGE: 19860819 497 1 d497.htm SMITH BARNEY VARIOUS FUNDS Smith Barney Various Funds

SUPPLEMENT DATED JANUARY 21, 2005

TO THE

PROSPECTUSES

OF THE

FUNDS INDICATED BELOW

 

The section of each of the Prospectuses for the Funds listed below entitled “Management—Recent Developments” is deleted and replaced with the following:

 

In connection with an investigation previously disclosed by Citigroup, the Staff of the Securities and Exchange Commission (SEC) has notified Citigroup Asset Management (CAM), the Citigroup business unit that includes the funds’ investment manager and other investment advisory companies; Citicorp Trust Bank (CTB), an affiliate of CAM; Thomas W. Jones, the former CEO of CAM; and three other individuals, one of whom is an employee and two of whom are former employees of CAM, that the SEC Staff is considering recommending a civil injunctive action and/or an administrative proceeding against each of them relating to the creation and operation of an internal transfer agent unit to serve various CAM-managed funds.

 

In 1999, CTB entered the transfer agent business. CTB hired an unaffiliated subcontractor to perform some of the transfer agent services. The subcontractor, in exchange, had signed a separate agreement with CAM in 1998 that guaranteed investment management revenue to CAM and investment banking revenue to a CAM affiliate. The subcontractor’s business was later taken over by PFPC Inc., and at that time the revenue guarantee was eliminated and a one-time payment was made by the subcontractor to a CAM affiliate.

 

CAM did not disclose the revenue guarantee when the boards of various CAM-managed funds hired CTB as transfer agent. Nor did CAM disclose to the boards of the various CAM-managed funds the one-time payment received by the CAM affiliate when it was made. As previously disclosed, CAM has already paid the applicable funds, primarily through fee waivers, a total of approximately $17 million (plus interest) that is the amount of the revenue received by Citigroup relating to the revenue guarantee.

 

1

In addition, the SEC Staff has indicated that it is considering recommending action based on the adequacy of the disclosures made to the fund boards that approved the transfer agency arrangement, CAM’s initiation and operation of, and compensation for, the transfer agent business and CAM’s retention of, and agreements with, the subcontractor.

 

Citigroup is cooperating fully in the SEC’s investigation and is seeking to resolve the matter in discussions with the SEC staff. On January 20, 2005, Citigroup stated that it had established an aggregate reserve of $196 million ($25 million in the third quarter of 2004 and $171 million in the fourth quarter of 2004) related to its discussions with the SEC Staff. Settlement negotiations are on going and any settlement of this matter with the SEC will require approval by the Citigroup Board and acceptance by the Commission.

 

Unless and until any settlement is consummated, there can be no assurance that any amount reserved by Citigroup will be distributed. Nor is there at this time any certainty as to how the proceeds of any settlement would be distributed, to whom any such distribution would be made, the methodology by which such distribution would be allocated, and when such distribution would be made.

 

Although there can be no assurance, Citigroup does not believe that this matter will have a material adverse effect on the funds.

 

CITIFUNDS TRUST I

     

    SMITH BARNEY EMERGING MARKETS EQUITY FUND

    January 4, 2005

CITIFUNDS TRUST III

     

    CITI CONNECTICUT TAX FREE RESERVES SMITH BARNEY CONNECTICUT MONEY MARKET PORTFOLIO Class A and Y Shares

    December 31, 2004

SB ADJUSTABLE RATE INCOME FUND

    September 28, 2004

Smith Barney Shares

     

SMITH BARNEY AGGRESSIVE GROWTH
FUND INC.

    December 29, 2004

 

2

SMITH BARNEY ALLOCATION SERIES INC.

    May 28, 2004

BALANCED PORTFOLIO

     

CONSERVATIVE PORTFOLIO

     

GROWTH PORTFOLIO

     

HIGH GROWTH PORTFOLIO

     

INCOME PORTFOLIO

     

SMITH BARNEY APPRECIATION FUND INC.

    April 29, 2004

SMITH BARNEY ARIZONA MUNICIPALS
FUND INC.

    September 28, 2004

SMITH BARNEY CALIFORNIA MUNICIPALS FUND INC.

    June 28, 2004

SMITH BARNEY EQUITY FUNDS

    May 28, 2004

SMITH BARNEY SOCIAL AWARENESS FUND

     

SMITH BARNEY FUNDAMENTAL VALUE
FUND INC.

    January 28, 2004

SMITH BARNEY FUNDS, INC.

     

SMITH BARNEY LARGE CAP VALUE FUND

    April 29, 2004

SMITH BARNEY SHORT-TERM INVESTMENT GRADE BOND FUND

    April 29, 2004

U.S. GOVERNMENT SECURITIES FUND

    April 29, 2004

SMITH BARNEY INCOME FUNDS

     

SMITH BARNEY DIVIDEND AND INCOME FUND

    November 26, 2004

SB CONVERTIBLE FUND

    November 26, 2004

Smith Barney Shares

     

SMITH BARNEY DIVERSIFIED STRATEGIC INCOME FUND

    November 26, 2004

SMITH BARNEY EXCHANGE RESERVE FUND

    November 26, 2004

SMITH BARNEY HIGH INCOME FUND

    November 26, 2004

SMITH BARNEY MUNICIPAL HIGH INCOME FUND

    November 26, 2004

 

3

SB CAPITAL AND INCOME FUND

    April 29, 2004

Smith Barney Shares

     

SMITH BARNEY TOTAL RETURN BOND FUND

    November 26, 2004

SMITH BARNEY INSTITUTIONAL CASH MANAGEMENT FUND INC.

    September 28, 2004

CASH PORTFOLIO

     

GOVERNMENT PORTFOLIO

     

MUNICIPAL PORTFOLIO

     

SMITH BARNEY INVESTMENT FUNDS INC.

     

SMITH BARNEY GOVERNMENT SECURITIES FUND

    April 29, 2004

SMITH BARNEY GROUP SPECTRUM FUND

    January 28, 2004

SMITH BARNEY HANSBERGER GLOBAL VALUE FUND

    August 28, 2004

SMITH BARNEY INVESTMENT GRADE BOND FUND

    April 29, 2004

SMITH BARNEY MULTIPLE DISCIPLINE FUNDS — ALL CAP GROWTH AND VALUE FUND

    August 28, 2004

SMITH BARNEY MULTIPLE DISCIPLINE FUNDS — BALANCED ALL CAP GROWTH AND VALUE FUND

    August 2, 2004, as revised August 28, 2004

SMITH BARNEY MULTIPLE DISCIPLINE FUNDS — GLOBAL ALL CAP GROWTH AND VALUE FUND

    August 28, 2004

SMITH BARNEY MULTIPLE DISCIPLINE FUNDS — LARGE CAP GROWTH AND VALUE FUND

    August 28, 2004

SMITH BARNEY SMALL CAP VALUE FUND

    January 28, 2004

SMITH BARNEY SMALL CAP GROWTH FUND

    January 28, 2004

SMITH BARNEY INVESTMENT SERIES

     

SB GROWTH AND INCOME FUND

    February 27, 2004

Smith Barney Shares

     

SMITH BARNEY INTERNATIONAL FUND

    February 27, 2004

 

4

SMITH BARNEY DIVIDEND STRATEGY FUND

    November 1, 2004

SMITH BARNEY INVESTMENT TRUST

     

SMITH BARNEY INTERMEDIATE MATURITY CALIFORNIA MUNICIPALS FUND

    March 29, 2004

SMITH BARNEY INTERMEDIATE MATURITY NEW YORK MUNICIPALS FUND

    March 29, 2004

SMITH BARNEY LARGE CAPITALIZATION GROWTH FUND

    March 29, 2004

SMITH BARNEY S&P 500 INDEX FUND

    April 29, 2004

Smith Barney Shares

     

Citi Shares

     

SMITH BARNEY MID CAP CORE FUND

    March 29, 2004

SMITH BARNEY CLASSIC VALUES FUND

    March 29, 2004

SMITH BARNEY MANAGED GOVERNMENTS FUND INC.

    November 26, 2004

SMITH BARNEY MANAGED MUNICIPALS FUND INC.

    June 28, 2004

SMITH BARNEY MASSACHUSETTS MUNICIPALS FUND

    March 29, 2004

SMITH BARNEY MONEY FUNDS, INC.

    April 29, 2004

CASH PORTFOLIO

     

GOVERNMENT PORTFOLIO

     

SMITH BARNEY MUNI FUNDS

     

CALIFORNIA MONEY MARKET PORTFOLIO

    July 29, 2004

FLORIDA PORTFOLIO

    July 29, 2004

GEORGIA PORTFOLIO

    July 29, 2004

LIMITED TERM PORTFOLIO

    July 29, 2004

MASSACHUSETTS MONEY MARKET PORTFOLIO

    July 29, 2004

NATIONAL PORTFOLIO

    July 29, 2004

NEW YORK MONEY MARKET PORTFOLIO

    July 29, 2004

NEW YORK PORTFOLIO

    July 29, 2004

PENNSYLVANIA PORTFOLIO

    July 29, 2004

 

5

SMITH BARNEY MUNICIPAL MONEY MARKET FUND, INC.

    July 29, 2004

SMITH BARNEY NEW JERSEY MUNICIPALS FUND, INC.

    July 29, 2004

SMITH BARNEY OREGON MUNICIPALS FUND

    August 27, 2004

SMITH BARNEY PRINCIPAL RETURN FUND

     

SECURITY AND GROWTH FUND

    March 29, 2004

SMITH BARNEY SECTOR SERIES FUND INC.

    February 27, 2004

SMITH BARNEY FINANCIAL SERVICES FUND

     

SMITH BARNEY HEALTH SCIENCES FUND

     

SMITH BARNEY TECHNOLOGY FUND

     

SMITH BARNEY SMALL CAP CORE FUND, INC.

    April 29, 2004

SMITH BARNEY TRUST II

     

SMITH BARNEY DIVERSIFIED LARGE CAP GROWTH FUND

    February 28, 2004

SMITH BARNEY INTERNATIONAL LARGE CAP FUND

    April 29, 2004

SMITH BARNEY SMALL CAP GROWTH OPPORTUNITIES FUND

    February 28, 2004

SMITH BARNEY CAPITAL PRESERVATION FUND

    February 28, 2004

SMITH BARNEY CAPITAL PRESERVATION FUND II

    February 28, 2004

SMITH BARNEY SHORT DURATION MUNICIPAL INCOME FUND

    February 28, 2004

SMITH BARNEY WORLD FUNDS, INC.

     

SMITH BARNEY INFLATION MANAGEMENT FUND

    October 1, 2004

INTERNATIONAL ALL CAP GROWTH PORTFOLIO

    February 27, 2004

 

FD

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