-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D0mSEd24g6tDYiggyJSDi+6rzotXnFL/3AiHJdZs4iD5lTjLg2ZO3qxoWbXlZPZX B+DXJkW+FLik9H2J7R5UKw== 0000950130-02-001249.txt : 20020415 0000950130-02-001249.hdr.sgml : 20020415 ACCESSION NUMBER: 0000950130-02-001249 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY ARIZONA MUNICIPALS FUNDS INC CENTRAL INDEX KEY: 0000811706 STATE OF INCORPORATION: MD FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-12792 FILM NUMBER: 02564817 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 6172486084 FORMER COMPANY: FORMER CONFORMED NAME: SLH MUNICIPALS SERIES FUND INC /MD/ DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON ARIZONA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS ARIZONA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY APPRECIATION FUND INC CENTRAL INDEX KEY: 0000089558 IRS NUMBER: 132653031 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-34576 FILM NUMBER: 02564818 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 6175731332 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN APPRECIATION FUND INC/MD/ DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON APPRECIATION FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS APPRECIATION FUND INC DATE OF NAME CHANGE: 19930326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY CONCERT SERIES INC CENTRAL INDEX KEY: 0001000077 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-64457 FILM NUMBER: 02564819 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: C/O SMITH BARNEY INC CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166474 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY CARDINAL INVESTMENT FUND INC DATE OF NAME CHANGE: 19950830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIFUNDS INTERNATIONAL TRUST CENTRAL INDEX KEY: 0000866747 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-36556 FILM NUMBER: 02564798 BUSINESS ADDRESS: STREET 1: 21 MILK STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174231679 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MASSACHUSETTS MUNICIPALS FUND CENTRAL INDEX KEY: 0000809846 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-11417 FILM NUMBER: 02564806 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 FORMER COMPANY: FORMER CONFORMED NAME: SLH MASSACHUSETTS MUNICIPALS FUND DATE OF NAME CHANGE: 19910130 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON MASSACHUSETTS MUNICIPAL FUND DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MASSACHUSETTS MUNICIPALS FUND DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON AGGRESSIVE GROWTH FUND INC CENTRAL INDEX KEY: 0000720506 IRS NUMBER: 061088990 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-84199 FILM NUMBER: 02564797 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER 100TH FL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 6175731332 MAIL ADDRESS: STREET 1: NULL FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON AGGRESSIVE GROWTH FUND INC DATE OF NAME CHANGE: 19880509 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN AGGRESSIVE GROWTH FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS AGGRESSIVE GROWTH FUND INC DATE OF NAME CHANGE: 19930326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SMALL CAP CORE FUND INC CENTRAL INDEX KEY: 0000856343 IRS NUMBER: 133540130 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-25499 FILM NUMBER: 02564801 BUSINESS ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER 39TH FL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127830693 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: INEFFICIENT MARKET FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY DISCIPLINED SMALL CAP FUND INC DATE OF NAME CHANGE: 19970731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SECTOR SERIES FUNDS CENTRAL INDEX KEY: 0000797480 IRS NUMBER: 133444708 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-07339 FILM NUMBER: 02564802 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET, MF-2 CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 8884512010 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET, MF-2 CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY NATURAL RESOURCES FUND INC DATE OF NAME CHANGE: 19960116 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON PRECIOUS METALS & MINERAL FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS PRECIOUS METALS & MINERALS FUND INC DATE OF NAME CHANGE: 19930328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON OREGON MUNICIPAL FUND CENTRAL INDEX KEY: 0000920058 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-52643 FILM NUMBER: 02564803 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STRET STREET 2: EXCHANGE PLACE 53 STATE STRET 025-0048 CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 6172483477 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: EXCHANGE PLACE 53 STATE STREET 025-0048 CITY: NEW YORK STATE: NY ZIP: 10013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON NEW JERSEY MUNICIPALS FUND INC CENTRAL INDEX KEY: 0000825629 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-18779 FILM NUMBER: 02564804 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: NULL CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166550 MAIL ADDRESS: STREET 1: NULL FORMER COMPANY: FORMER CONFORMED NAME: SLH NEW JERSEY MUNICIPALS FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS NEW JERSEY MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MUNI FUNDS CENTRAL INDEX KEY: 0000775370 IRS NUMBER: 136861405 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-99861 FILM NUMBER: 02564805 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166550 MAIL ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: MUNI BOND FUNDS DATE OF NAME CHANGE: 19910804 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY MUNI BOND FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TEST MANAGED MUNICIPAL BOND FUNDS DATE OF NAME CHANGE: 19860626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY MANAGED MUNICIPALS FUND INC CENTRAL INDEX KEY: 0000319460 IRS NUMBER: 133059345 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-69308 FILM NUMBER: 02564807 BUSINESS ADDRESS: STREET 1: 2 WORLD TRADE CENTER 101ST FL STREET 2: NULL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 6172486082 MAIL ADDRESS: STREET 1: NULL FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED MUNICIPALS FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON MANAGED MUNICIPALS FUND INC DATE OF NAME CHANGE: 19931203 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON MANAGED GOVERNMENTS FUND INC CENTRAL INDEX KEY: 0000748826 IRS NUMBER: 133227583 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-91948 FILM NUMBER: 02564808 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 6175731283 MAIL ADDRESS: STREET 1: NULL FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN MANAGED GOVERNMENTS INC /MD/ DATE OF NAME CHANGE: 19930326 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED GOVERNMENTS FUND DATE OF NAME CHANGE: 19921112 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS MANAGED GOVERNMENTS FUND INC DATE OF NAME CHANGE: 19930331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY FUNDS INC CENTRAL INDEX KEY: 0000091157 IRS NUMBER: 132583041 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-25890 FILM NUMBER: 02564813 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS - 22ND FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2126985344 MAIL ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: MOODYS FUND INC DATE OF NAME CHANGE: 19720512 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INCOME & GROWTH FUND INC DATE OF NAME CHANGE: 19840815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY SHEARSON FUNDAMENTAL VALUE FUND INC CENTRAL INDEX KEY: 0000351934 IRS NUMBER: 911146641 STATE OF INCORPORATION: WA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-71469 FILM NUMBER: 02564814 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: NULL CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128166550 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SLH FUNDAMENTAL VALUE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS FUNDAMENTAL VALUE FUND INC DATE OF NAME CHANGE: 19930326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY EQUITY FUNDS CENTRAL INDEX KEY: 0000787514 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-02627 FILM NUMBER: 02564815 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST STREET 2: NULL CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 6175731332 MAIL ADDRESS: STREET 1: NULL FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON EQUITY FUNDS DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS EQUITY FUNDS DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS SPECIAL EQUITIES PORTFOLIO DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY TRUST II CENTRAL INDEX KEY: 0000744389 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-90519 FILM NUMBER: 02564799 BUSINESS ADDRESS: STREET 1: 425 PARK AVE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125594418 MAIL ADDRESS: STREET 1: 425 PARK AVE STREET 2: 22ND FL CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CITIFUNDS TRUST II DATE OF NAME CHANGE: 19981030 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARK CAPITAL GROWTH FUND DATE OF NAME CHANGE: 19900426 FORMER COMPANY: FORMER CONFORMED NAME: LANDMARKFUNDS NEW YORK MANAGED MUNICIPAL BOND TRUST DATE OF NAME CHANGE: 19860819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY WORLD FUNDS INC CENTRAL INDEX KEY: 0000873637 IRS NUMBER: 133610321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-39564 FILM NUMBER: 02564800 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-291-2556 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY WORLDWIDE FUNDS INC DATE OF NAME CHANGE: 19600201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT TRUST CENTRAL INDEX KEY: 0000880366 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-43446 FILM NUMBER: 02564809 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-451-2010 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INCOME TRUST DATE OF NAME CHANGE: 19931213 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INCOME TRUST DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INTERMEDIATE TERM TRUST DATE OF NAME CHANGE: 19600201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT SERIES CENTRAL INDEX KEY: 0000810271 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-11716 FILM NUMBER: 02564810 BUSINESS ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-725-6666 MAIL ADDRESS: STREET 1: 125 BROAD STREET STREET 2: 10TH FLOOR, MF-2 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: COMMON SENSE TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CONCERT INVESTMENT SERIES DATE OF NAME CHANGE: 19980224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INVESTMENT FUNDS INC /MD/ CENTRAL INDEX KEY: 0000355747 IRS NUMBER: 133089608 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-74288 FILM NUMBER: 02564811 BUSINESS ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2127830693 MAIL ADDRESS: STREET 1: SEVEN WORLD TRADE CENTER 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: HUTTON INVESTMENT SERIES INC DATE OF NAME CHANGE: 19890310 FORMER COMPANY: FORMER CONFORMED NAME: SLH INVESTMENT PORTFOLIOS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19931015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY INCOME FUNDS CENTRAL INDEX KEY: 0000764624 STATE OF INCORPORATION: MA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-96408 FILM NUMBER: 02564812 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2124648068 MAIL ADDRESS: STREET 1: 2 WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INCOME FUNDS DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INCOME FUNDS DATE OF NAME CHANGE: 19930331 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS INCOME PORTFOLIOS DATE OF NAME CHANGE: 19921030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH BARNEY CALIFORNIA MUNICIPALS FUNDS INC CENTRAL INDEX KEY: 0000740871 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-89548 FILM NUMBER: 02564816 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CENTER 100TH FL CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 6175731283 MAIL ADDRESS: STREET 1: NULL FORMER COMPANY: FORMER CONFORMED NAME: SLH CALIFORNIA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON CALIFORNIA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19931015 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN BROTHERS CALIFORNIA MUNICIPALS FUND INC DATE OF NAME CHANGE: 19930326 497 1 d497.txt SMITH BARNEY CLASS A, B & L SHARES The following information revises and supersedes, as applicable, the information contained in the "Exchanging Shares" section of the Prospectuses of the Funds listed below. Supplement dated March 1, 2002 to Prospectuses of the Funds indicated below: Exchanges of Class A, Class B and Class L shares are subject to minimum investment requirements (except for systematic investment plan exchanges), and all shares are subject to the other requirements of the fund into which exchanges are made. Your shares will not be subject to an initial sales charge at the time of the exchange. Your deferred sales charge (if any) will continue to be measured from the date of your original purchase of shares subject to a deferred sales charge. If the fund you exchange into has a higher deferred sales charge, you will be subject to that charge. If you exchange at any time into a fund with a lower charge, the sales charge will not be reduced. SMITH BARNEY INTERNATIONAL TRUST SMITH BARNEY INTERNATIONAL LARGE CAP FUND May 1, 2001 SMITH BARNEY TRUST II SMITH BARNEY DIVERSIFIED LARGE CAP GROWTH FUND February 28, 2002 SMITH BARNEY SMALL CAP GROWTH OPPORTUNITIES FUND February 28, 2002 SMITH BARNEY AGGRESSIVE GROWTH FUND INC. December 28, 2001 SMITH BARNEY APPRECIATION FUND INC. April 30, 2001 SMITH BARNEY ARIZONA MUNICIPALS FUND INC. September 28, 2001 SMITH BARNEY CALIFORNIA MUNICIPALS FUND INC. June 28, 2001 SMITH BARNEY ALLOCATION SERIES INC. May 31, 2001 BALANCED PORTFOLIO CONSERVATIVE PORTFOLIO GLOBAL PORTFOLIO GROWTH PORTFOLIO HIGH GROWTH PORTFOLIO INCOME PORTFOLIO
SMITH BARNEY EQUITY FUNDS May 31, 2001 SMITH BARNEY SOCIAL AWARENESS FUND SMITH BARNEY FUNDAMENTAL VALUE FUND INC. January 28, 2002 SMITH BARNEY FUNDS, INC. April 30, 2001 LARGE CAP VALUE FUND U.S. GOVERNMENT SECURITIES FUND SMITH BARNEY INCOME FUNDS SMITH BARNEY BALANCED FUND November 28, 2001 SMITH BARNEY CONVERTIBLE FUND November 28, 2001 SMITH BARNEY DIVERSIFIED STRATEGIC INCOME FUND November 28, 2001 SMITH BARNEY HIGH INCOME FUND November 28, 2001 SMITH BARNEY MUNICIPAL HIGH INCOME FUND November 28, 2001 SMITH BARNEY PREMIUM TOTAL RETURN FUND April 30, 2001 SMITH BARNEY TOTAL RETURN BOND FUND November 28, 2001 SMITH BARNEY INVESTMENT FUNDS INC. SMITH BARNEY GOVERNMENT SECURITIES FUND April 30, 2001 SMITH BARNEY GROUP SPECTRUM FUND January 28, 2002 SMITH BARNEY HANSBERGER GLOBAL VALUE FUND August 28, 2001 SMITH BARNEY INVESTMENT GRADE BOND FUND April 30, 2001 SMITH BARNEY PEACHTREE GROWTH FUND April 30, 2001 SMITH BARNEY PREMIER SELECTIONS ALL CAP GROWTH FUND August 28, 2001 SMITH BARNEY PREMIER SELECTIONS GLOBAL GROWTH FUND August 28, 2001 SMITH BARNEY PREMIER SELECTIONS LARGE CAP FUND August 28, 2001 SMITH BARNEY SMALL CAP VALUE FUND January 28, 2002 SMITH BARNEY SMALL CAP GROWTH January 28, 2002, FUND As revised March 1, 2002
SMITH BARNEY INVESTMENT SERIES SMITH BARNEY GROWTH AND INCOME FUND February 28, 2002 SMITH BARNEY INTERNATIONAL AGGRESSIVE GROWTH FUND February 28, 2002 SMITH BARNEY LARGE CAP CORE FUND February 28, 2002 SMITH BARNEY INVESTMENT TRUST SMITH BARNEY INTERMEDIATE MATURITY CALIFORNIA MUNICIPALS FUND March 30, 2001 SMITH BARNEY INTERMEDIATE MATURITY NEW YORK MUNICIPALS FUND March 30, 2001 SMITH BARNEY LARGE CAPITALIZATION GROWTH FUND March 30, 2001 SMITH BARNEY MID CAP CORE FUND March 30, 2001 SMITH BARNEY MANAGED GOVERNMENTS FUND INC. November 28, 2001 SMITH BARNEY MANAGED MUNICIPALS FUND INC. June 28, 2001 SMITH BARNEY MASSACHUSETTS MUNICIPALS FUND March 30, 2001 SMITH BARNEY MUNI FUNDS FLORIDA PORTFOLIO July 30, 2001 GEORGIA PORTFOLIO July 30, 2001 LIMITED TERM PORTFOLIO December 19, 2001 NATIONAL PORTFOLIO July 30, 2001 NEW YORK PORTFOLIO July 30, 2001 PENNSYLVANIA PORTFOLIO SMITH BARNEY NEW JERSEY MUNICIPALS FUND, INC. July 30, 2001 SMITH BARNEY OREGON MUNICIPALS FUND August 28, 2001
SMITH BARNEY SECTOR SERIES INC. SMITH BARNEY FINANCIAL SERVICES FUND February 28, 2002 SMITH BARNEY BIOTECHNOLOGY FUND February 28, 2002 SMITH BARNEY GLOBAL MEDIA AND TELECOMMUNICATIONS FUND February 28, 2002 SMITH BARNEY TECHNOLOGY FUND February 28, 2002 SMITH BARNEY HEALTH SCIENCES FUND February 28, 2002 SMITH BARNEY SMALL CAP CORE FUND, INC. April 30, 2001 SMITH BARNEY WORLD FUNDS, INC. February 28, 2002 EUROPEAN PORTFOLIO GLOBAL GOVERNMENT BOND PORTFOLIO INTERNATIONAL ALL CAP GROWTH PORTFOLIO
FD 02505 -----END PRIVACY-ENHANCED MESSAGE-----