(a)Identity of the party to the offer making the disclosure:
|
BAE Systems plc
|
(b)Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
N/A
|
(c)Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each party to the offer
|
EADS N.V.
|
(d)Is the party to the offer making the disclosure the offeror or the offeree?
|
OFFEREE
|
(e)Date position held:
|
12 September 2012
|
(f)Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
|
YES – disclosing today for positions in BAE Systems plc
|
(a)
|
Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates
|
Class of relevant security:
|
EADS NV Shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1)Relevant securities owned and/or controlled:
|
0
|
0
|
||
(2)Derivatives (other than options):
|
0
|
0
|
||
(3)Options and agreements to purchase/sell:
|
0
|
0
|
||
TOTAL:
|
0
|
0
|
(b)
|
Rights to subscribe for new securities
|
Class of relevant security in relation to which subscription right exists:
|
N/A
|
Details, including nature of the rights concerned and relevant percentages:
|
N/A
|
Details of any irrevocable commitments or letters of intent procured by the party to the offer making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of the Code):
|
None
|
3.
|
POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
|
Details of any interests, short positions and rights to subscribe of any person acting in concert with the party to the offer making the disclosure:
|
Interests
|
Short positions
|
|||
Name
|
Number of EADS N.V. Shares
|
Percentage of issued ordinary share capital of EADS N.V. (per cent.)
|
Number of EADS N.V. Shares
|
Percentage of issued ordinary share capital of EADS N.V. (per cent.)
|
Fundlogic SAS*
|
368,254
|
0.04
|
-
|
-
|
MSDW Equity Finance Services I (Cayman) Ltd*
|
-
|
-
|
11,189
|
0.00
|
Morgan Stanley UK Group
|
3,055,628
|
0.36
|
-
|
-
|
Morgan Stanley Equity Derivative Services (Luxembourg) S.a.r.l
|
-
|
-
|
345,582
|
0.04
|
Goldman, Sachs & Co
|
43
|
0.00
|
5,673
|
0.00
|
UBS AG
|
117,514
|
0.01
|
-
|
-
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer making the disclosure or any person acting in concert with it:
If there are no such agreements, arrangements or understandings, state “none”
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer making the disclosure, or any person acting in concert with it, and any other person relating to:
(i)the voting rights of any relevant securities under any option; or
(ii)the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
|
None
|
Supplemental Form 8 (Open Positions)
|
YES
|
Supplemental Form 8 (SBL)
|
NO
|
Date of disclosure:
|
26 September 2012
|
Contact name:
|
David Parkes, Company Secretary
|
Telephone number:
|
+44 (0)1252 383857
|
Identity of person whose open positions are being disclosed:
|
UBS AG
|
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
|
EADS N.V.
|
Class of relevant security
|
Product description e.g. call option
|
Written or purchased
|
Number of securities to which option or derivative relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
EUR 1 ordinary
|
Call warrant
Call warrant
Call warrant
Call warrant
Call warrant
Call warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Put warrant
Options
Options
Options
|
Purchased
Purchased
Purchased
Purchased
Purchased
Purchased
Purchased
Purchased
Written
Written
Written
Purchased
Written
Written
Written
Purchased
Purchased
Written
Written
Purchased
Written
Purchased
|
2988
434
519
642
762
121000
121000
940
-940
-1950
-1560
1080
-1080
-1280
-1640
1640
1320
-1320
-7600
900
-120000
120000
|
27.85
26.88
30.53
16.86
28.2
34.2
34.2
21.31
21.31
25.6
25.64
27.58
27.58
31.03
24.55
24.55
30.17
30.17
26.3
31.54
28
28
|
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
European
|
03/10/12
15/10/12
12/11/12
23/11/12
29/05/13
21/06/13
21/06/13
29/10/12
29/10/12
05/12/12
05/12/12
17/12/12
17/12/12
07/01/13
18/01/13
18/01/13
28/01/13
28/01/13
18/02/13
03/10/12
21/06/13
21/06/13
|
Full details should be given so that the nature of the interest or position can be fully understood:
|
-
|