0001225208-24-006725.txt : 20240607 0001225208-24-006725.hdr.sgml : 20240607 20240607171527 ACCESSION NUMBER: 0001225208-24-006725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240605 FILED AS OF DATE: 20240607 DATE AS OF CHANGE: 20240607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Robert Burton Jr. CENTRAL INDEX KEY: 0001703142 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 241030670 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0508 4 2024-06-05 0000895456 ROCKY BRANDS, INC. RCKY 0001703142 Moore Robert Burton Jr. 39 EAST CANAL STREET NELSONVILLE OH 45764 1 0 Common Stock, without par value 2024-06-05 4 M 0 5000.0000 28.0700 A 34517.0000 D Common Stock, without par value 2024-06-05 4 M 0 4000.0000 29.4300 A 38517.0000 D Common Stock, without par value 2024-06-05 4 S 0 9000.0000 38.8200 D 29517.0000 D Stock Option (right to buy) 28.0700 2024-06-05 4 M 0 5000.0000 0.0000 D 2026-01-04 Common Stock, without par value 5000.0000 0.0000 D Stock Option (right to buy) 29.4300 2024-06-05 4 M 0 4000.0000 0.0000 D 2021-01-02 2025-01-02 Common Stock, without par value 4000.0000 0.0000 D Price represents a weighted average of the sale price. Shares were sold at prices ranging from $38.195 to $39.13. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Options vest 25% on each of March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Jeremy D. Siegfried, Attorney-in-Fact 2024-06-07