0001225208-21-006642.txt : 20210408 0001225208-21-006642.hdr.sgml : 20210408 20210408152402 ACCESSION NUMBER: 0001225208-21-006642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210406 FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dixon David P. CENTRAL INDEX KEY: 0001709434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 21814834 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0306 4 2021-04-06 0000895456 ROCKY BRANDS, INC. RCKY 0001709434 Dixon David P. 39 EAST CANAL STREET NELSONVILLE OH 45764 1 President, Sourcing and Mfg Common Stock, without par value 2021-04-06 4 M 0 1000.0000 18.9000 A 5300.0000 D Common Stock, without par value 2021-04-06 4 M 0 400.0000 11.5500 A 5700.0000 D Stock Option (right to buy) 18.9000 2021-04-06 4 M 0 1000.0000 0.0000 D 2028-01-02 Common Stock, without par value 1000.0000 2000.0000 D Stock Option (right to buy) 11.5500 2021-04-06 4 M 0 400.0000 0.0000 D 2027-01-03 Common Stock, without par value 400.0000 400.0000 D Option vests 20% per year beginning on the first anniversary of the date of grant. Jeremy D. Siegfried, Attorney-in-Fact 2021-04-08