0001225208-21-005667.txt : 20210319
0001225208-21-005667.hdr.sgml : 20210319
20210319142530
ACCESSION NUMBER: 0001225208-21-005667
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210317
FILED AS OF DATE: 20210319
DATE AS OF CHANGE: 20210319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simms Richard
CENTRAL INDEX KEY: 0001516233
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34382
FILM NUMBER: 21757656
MAIL ADDRESS:
STREET 1: 39 E. CANAL ST.
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY BRANDS, INC.
CENTRAL INDEX KEY: 0000895456
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 311364046
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
BUSINESS PHONE: 6147531951
MAIL ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC
DATE OF NAME CHANGE: 19950706
4
1
doc4.xml
X0306
4
2021-03-17
0000895456
ROCKY BRANDS, INC.
RCKY
0001516233
Simms Richard
39 EAST CANAL STREET
NELSONVILLE
OH
45764
1
President of Operations
Common Stock, without par value
2021-03-17
4
M
0
2000.0000
11.5500
A
6245.0000
D
Common Stock, without par value
2021-03-17
4
M
0
1200.0000
11.5600
A
7445.0000
D
Common Stock, without par value
2021-03-17
4
M
0
600.0000
13.4200
A
8045.0000
D
Stock Option (right to buy)
13.4200
2021-03-17
4
M
0
600.0000
0.0000
D
2025-01-02
Common Stock, without par value
600.0000
0.0000
D
Stock Option (right to buy)
11.5500
2021-03-17
4
M
0
2000.0000
0.0000
D
2027-01-03
Common Stock, without par value
2000.0000
1000.0000
D
Stock Option (right to buy)
11.5600
2021-03-17
4
M
0
1200.0000
0.0000
D
2026-01-04
Common Stock, without par value
1200.0000
0.0000
D
Option vests 20% per year beginning on the first anniversary of the date of grant.
Jeremy D. Siegfried, Attorney-in-Fact
2021-03-18