0001225208-20-013269.txt : 20201109 0001225208-20-013269.hdr.sgml : 20201109 20201109182724 ACCESSION NUMBER: 0001225208-20-013269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201105 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dixon David P. CENTRAL INDEX KEY: 0001709434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 201299138 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0306 4 2020-11-05 0000895456 ROCKY BRANDS, INC. RCKY 0001709434 Dixon David P. 39 EAST CANAL STREET NELSONVILLE OH 45764 1 President, Sourcing and Mfg Common Stock, without par value 2020-11-05 4 M 0 2000.0000 18.9000 A 3100.0000 D Common Stock, without par value 2020-11-05 4 M 0 1200.0000 11.5500 A 4300.0000 D Stock Option (right to buy) 18.9000 2020-11-05 4 M 0 2000.0000 0.0000 D 2028-01-02 Common Stock, without par value 2000.0000 3000.0000 D Stock Option (right to buy) 11.5500 2020-11-05 4 M 0 1200.0000 0.0000 D 2027-01-03 Common Stock, without par value 1200.0000 800.0000 D Option vests 20% per year beginning on the first anniversary of the date of grant. Jeremy D. Siegfried, Attorney-in-Fact 2020-11-09