0001225208-19-010650.txt : 20190730
0001225208-19-010650.hdr.sgml : 20190730
20190730163123
ACCESSION NUMBER: 0001225208-19-010650
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190726
FILED AS OF DATE: 20190730
DATE AS OF CHANGE: 20190730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simms Richard
CENTRAL INDEX KEY: 0001516233
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34382
FILM NUMBER: 19985861
MAIL ADDRESS:
STREET 1: 39 E. CANAL ST.
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY BRANDS, INC.
CENTRAL INDEX KEY: 0000895456
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 311364046
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
BUSINESS PHONE: 6147531951
MAIL ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC
DATE OF NAME CHANGE: 19950706
4
1
doc4.xml
X0306
4
2019-07-26
0000895456
ROCKY BRANDS, INC.
RCKY
0001516233
Simms Richard
39 EAST CANAL STREET
NELSONVILLE
OH
45764
1
President of Operations
Common Stock, without par value
2019-07-26
4
M
0
2000.0000
11.5500
A
8595.0000
D
Common Stock, without par value
2019-07-26
4
M
0
1800.0000
11.5600
A
10395.0000
D
Common Stock, without par value
2019-07-26
4
M
0
900.0000
13.4200
A
11295.0000
D
Common Stock, without par value
2019-07-26
4
M
0
400.0000
14.5700
A
11695.0000
D
Common Stock, without par value
2019-07-26
4
S
0
8200.0000
30.2411
D
3495.0000
D
Stock Option (right to buy)
14.5700
2019-07-26
4
M
0
400.0000
0.0000
D
2024-01-02
Common Stock, without par value
400.0000
0.0000
D
Stock Option (right to buy)
13.4200
2019-07-26
4
M
0
900.0000
0.0000
D
2025-01-02
Common Stock, without par value
900.0000
600.0000
D
Stock Option (right to buy)
11.5500
2019-07-26
4
M
0
2000.0000
0.0000
D
2027-01-03
Common Stock, without par value
2000.0000
3000.0000
D
Stock Option (right to buy)
11.5600
2019-07-26
4
M
0
1800.0000
0.0000
D
2026-01-04
Common Stock, without par value
1800.0000
1200.0000
D
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Option vests 20% per year beginning on the first anniversary of the date of grant.
Jeremy D. Siegfried, Attorney-in-Fact
2019-07-30