0001225208-19-010650.txt : 20190730 0001225208-19-010650.hdr.sgml : 20190730 20190730163123 ACCESSION NUMBER: 0001225208-19-010650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190726 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simms Richard CENTRAL INDEX KEY: 0001516233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 19985861 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0306 4 2019-07-26 0000895456 ROCKY BRANDS, INC. RCKY 0001516233 Simms Richard 39 EAST CANAL STREET NELSONVILLE OH 45764 1 President of Operations Common Stock, without par value 2019-07-26 4 M 0 2000.0000 11.5500 A 8595.0000 D Common Stock, without par value 2019-07-26 4 M 0 1800.0000 11.5600 A 10395.0000 D Common Stock, without par value 2019-07-26 4 M 0 900.0000 13.4200 A 11295.0000 D Common Stock, without par value 2019-07-26 4 M 0 400.0000 14.5700 A 11695.0000 D Common Stock, without par value 2019-07-26 4 S 0 8200.0000 30.2411 D 3495.0000 D Stock Option (right to buy) 14.5700 2019-07-26 4 M 0 400.0000 0.0000 D 2024-01-02 Common Stock, without par value 400.0000 0.0000 D Stock Option (right to buy) 13.4200 2019-07-26 4 M 0 900.0000 0.0000 D 2025-01-02 Common Stock, without par value 900.0000 600.0000 D Stock Option (right to buy) 11.5500 2019-07-26 4 M 0 2000.0000 0.0000 D 2027-01-03 Common Stock, without par value 2000.0000 3000.0000 D Stock Option (right to buy) 11.5600 2019-07-26 4 M 0 1800.0000 0.0000 D 2026-01-04 Common Stock, without par value 1800.0000 1200.0000 D Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. Option vests 20% per year beginning on the first anniversary of the date of grant. Jeremy D. Siegfried, Attorney-in-Fact 2019-07-30