0001225208-18-015003.txt : 20181031 0001225208-18-015003.hdr.sgml : 20181031 20181031160228 ACCESSION NUMBER: 0001225208-18-015003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wortham Byron CENTRAL INDEX KEY: 0001709433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 181150287 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0306 4 2018-10-30 0000895456 ROCKY BRANDS, INC. RCKY 0001709433 Wortham Byron 39 EAST CANAL STREET NELSONVILLE OH 45764 1 President, Core Brands Common Stock, without par value 2018-10-30 4 M 0 400.0000 11.5600 A 900.0000 D Common Stock, without par value 2018-10-30 4 M 0 400.0000 11.5500 A 1300.0000 D Common Stock, without par value 2018-10-30 4 S 0 800.0000 29.0000 D 500.0000 D Stock Option (right to buy) 11.5500 2018-10-30 4 M 0 400.0000 0.0000 D 2027-01-03 Common Stock, without par value 400.0000 1600.0000 D Stock Option (right to buy) 11.5600 2018-10-30 4 M 0 400.0000 0.0000 D 2026-01-04 Common Stock, without par value 400.0000 600.0000 D Option vests 20% per year beginning on the first anniversary of the date of grant. Jeremy D. Siegfried, Attorney-in-Fact 2018-10-31