0001225208-18-015003.txt : 20181031
0001225208-18-015003.hdr.sgml : 20181031
20181031160228
ACCESSION NUMBER: 0001225208-18-015003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181030
FILED AS OF DATE: 20181031
DATE AS OF CHANGE: 20181031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wortham Byron
CENTRAL INDEX KEY: 0001709433
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34382
FILM NUMBER: 181150287
MAIL ADDRESS:
STREET 1: 39 E. CANAL ST.
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY BRANDS, INC.
CENTRAL INDEX KEY: 0000895456
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 311364046
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
BUSINESS PHONE: 6147531951
MAIL ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC
DATE OF NAME CHANGE: 19950706
4
1
doc4.xml
X0306
4
2018-10-30
0000895456
ROCKY BRANDS, INC.
RCKY
0001709433
Wortham Byron
39 EAST CANAL STREET
NELSONVILLE
OH
45764
1
President, Core Brands
Common Stock, without par value
2018-10-30
4
M
0
400.0000
11.5600
A
900.0000
D
Common Stock, without par value
2018-10-30
4
M
0
400.0000
11.5500
A
1300.0000
D
Common Stock, without par value
2018-10-30
4
S
0
800.0000
29.0000
D
500.0000
D
Stock Option (right to buy)
11.5500
2018-10-30
4
M
0
400.0000
0.0000
D
2027-01-03
Common Stock, without par value
400.0000
1600.0000
D
Stock Option (right to buy)
11.5600
2018-10-30
4
M
0
400.0000
0.0000
D
2026-01-04
Common Stock, without par value
400.0000
600.0000
D
Option vests 20% per year beginning on the first anniversary of the date of grant.
Jeremy D. Siegfried, Attorney-in-Fact
2018-10-31