0001225208-18-013327.txt : 20180911 0001225208-18-013327.hdr.sgml : 20180911 20180911170641 ACCESSION NUMBER: 0001225208-18-013327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180906 FILED AS OF DATE: 20180911 DATE AS OF CHANGE: 20180911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Jason CENTRAL INDEX KEY: 0001516425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 181065410 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 4 1 doc4.xml X0306 4 2018-09-06 0000895456 ROCKY BRANDS, INC. RCKY 0001516425 Brooks Jason 39 EAST CANAL STREET NELSONVILLE OH 45764 1 President and CEO Common Stock, without par value 2018-09-06 4 M 0 1800.0000 13.4200 A 6003.0000 D Common Stock, without par value 2018-09-06 4 M 0 1200.0000 11.5600 A 7203.0000 D Common Stock, without par value 2018-09-06 4 M 0 1000.0000 11.5500 A 8203.0000 D Common Stock, without par value 1535.0000 I By Spouse Common Stock, without par value 2000.0000 I Minor Children Stock Option (right to buy) 13.4200 2018-09-06 4 M 0 1800.0000 0.0000 D 2025-01-02 Common Stock, without par value 1800.0000 1200.0000 D Stock Option (right to buy) 11.5500 2018-09-06 4 M 0 1000.0000 0.0000 D 2027-01-03 Common Stock, without par value 1000.0000 4000.0000 D Stock Option (right to buy) 11.5600 2018-09-06 4 M 0 1200.0000 0.0000 D 2026-01-04 Common Stock, without par value 1200.0000 1800.0000 D Option vests 20% per year beginning on the first anniversary of the date of grant. Jeremy D. Siegfried, Attorney-in-Fact 2018-09-11