0001225208-18-000679.txt : 20180104
0001225208-18-000679.hdr.sgml : 20180104
20180104165232
ACCESSION NUMBER: 0001225208-18-000679
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks Jason
CENTRAL INDEX KEY: 0001516425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34382
FILM NUMBER: 18510745
MAIL ADDRESS:
STREET 1: 39 E. CANAL ST.
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY BRANDS, INC.
CENTRAL INDEX KEY: 0000895456
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 311364046
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
BUSINESS PHONE: 6147531951
MAIL ADDRESS:
STREET 1: 39 EAST CANAL STREET
CITY: NELSONVILLE
STATE: OH
ZIP: 45764
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC
DATE OF NAME CHANGE: 19950706
4
1
doc4.xml
X0306
4
2018-01-02
0000895456
ROCKY BRANDS, INC.
RCKY
0001516425
Brooks Jason
39 EAST CANAL STREET
NELSONVILLE
OH
45764
1
President and CEO
Common Stock, without par value
2018-01-02
4
M
0
2000.0000
0.0000
A
8715.0000
D
Common Stock, without par value
1535.0000
I
By Spouse
Common Stock, without par value
2000.0000
I
Minor Children
Restricted Stock Unit
2018-01-02
4
M
0
500.0000
0.0000
D
2018-01-02
Common Stock, without par value
500.0000
0.0000
D
Restricted Stock Unit
2018-01-02
4
M
0
750.0000
0.0000
D
2019-01-02
Common Stock, without par value
750.0000
750.0000
D
Restricted Stock Unit
2018-01-02
4
M
0
750.0000
0.0000
D
2020-01-04
Common Stock, without par value
750.0000
1500.0000
D
Stock Option (right to buy)
18.9000
2018-01-02
4
A
0
5000.0000
0.0000
A
2028-01-02
Common Stock, without par value
5000.0000
5000.0000
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant.
Option vests 20% per year beginning on the first anniversary of the date of grant.
Curtis A. Loveland, Attorney-in-Fact
2018-01-03