0001225208-17-000551.txt : 20170105 0001225208-17-000551.hdr.sgml : 20170105 20170105114504 ACCESSION NUMBER: 0001225208-17-000551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170102 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Jason CENTRAL INDEX KEY: 0001516425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 17509545 MAIL ADDRESS: STREET 1: 39 E. CANAL ST. CITY: NELSONVILLE STATE: OH ZIP: 45764 4 1 doc4.xml X0306 4 2017-01-02 0000895456 ROCKY BRANDS, INC. RCKY 0001516425 Brooks Jason 39 EAST CANAL STREET NELSONVILLE OH 45764 1 President-US Wholesale Sales Common Stock, without par value 2017-01-02 4 M 0 1250.0000 0.0000 A 5965.0000 D Common Stock, without par value 2017-01-04 4 M 0 750.0000 0.0000 A 6715.0000 D Common Stock, without par value 1535.0000 I By Spouse Common Stock, without par value 2000.0000 I Minor Children Restricted Stock Unit 2017-01-02 4 M 0 500.0000 0.0000 D 2018-01-02 Common Stock, without par value 500.0000 500.0000 D Restricted Stock Unit 2017-01-02 4 M 0 750.0000 0.0000 D 2019-01-02 Common Stock, without par value 750.0000 1500.0000 D Stock Option (right to buy) 11.5500 2017-01-03 4 A 0 5000.0000 0.0000 A 2027-01-03 Common Stock, without par value 5000.0000 5000.0000 D Restricted Stock Unit 2017-01-04 4 M 0 750.0000 0.0000 D 2020-01-04 Common Stock, without par value 750.0000 2250.0000 D Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Option vests 20% per year beginning on the first anniversary of the date of grant. Curtis A. Loveland, Attorney-in-Fact 2017-01-04