0001225208-16-023701.txt : 20160106 0001225208-16-023701.hdr.sgml : 20160106 20160106150943 ACCESSION NUMBER: 0001225208-16-023701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHARP DAVID CENTRAL INDEX KEY: 0001216613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34382 FILM NUMBER: 161326558 MAIL ADDRESS: STREET 1: 39 EAST CANAL ST CITY: NELSONVILLE STATE: OH ZIP: 45764 4 1 doc4.xml X0306 4 2016-01-04 0000895456 ROCKY BRANDS, INC. RCKY 0001216613 SHARP DAVID 39 EAST CANAL STREET NELSONVILLE OH 45764 1 1 President and CEO Common Stock, without par value 2016-01-04 4 M 0 3000.0000 0.0000 A 49881.0000 D Restricted Stock Unit 2016-01-04 4 M 0 1500.0000 0.0000 D 2018-01-02 Common Stock, without par value 1500.0000 3000.0000 D Restricted Stock Unit 2016-01-04 4 M 0 1500.0000 0.0000 D 2019-01-02 Common Stock, without par value 1500.0000 4500.0000 D Restricted Stock Unit 2016-01-04 4 A 0 6000.0000 0.0000 A 2020-01-04 Common Stock, without par value 6000.0000 6000.0000 D Stock Option (right to buy) 11.5600 2016-01-04 4 A 0 6000.0000 0.0000 A 2026-01-04 Common Stock, without par value 6000.0000 6000.0000 D Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Restricted stock unit vests 25% per year beginning on the first anniversary of the date of grant. Option vests 20% per year beginning on the first anniversary of the date of grant. Curtis A. Loveland, Attorney-in-Fact 2016-01-06