-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYyBAu/QKNTOnZmZplUGoMyheW5WLXhI6pvrUbQKMoHpLKtecuCMdAv0t8UMkg8F Lt3UQMgk7Qy84lCCaRJNoQ== 0000950152-08-001120.txt : 20080214 0000950152-08-001120.hdr.sgml : 20080214 20080214120244 ACCESSION NUMBER: 0000950152-08-001120 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY BRANDS, INC. CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49703 FILM NUMBER: 08610467 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 FORMER COMPANY: FORMER CONFORMED NAME: ROCKY SHOES & BOOTS INC DATE OF NAME CHANGE: 19950706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS MIKE CENTRAL INDEX KEY: 0000904913 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 6147982000 MAIL ADDRESS: STREET 1: ROCKY SHOES & BOOTS INC STREET 2: 39 E CANAL ST CITY: NELSONVILLE STATE: OH ZIP: 45764 SC 13G/A 1 l30119asc13gza.htm ROCKY BRANDS, INC. / MIKE BROOKS SC 13G/A Rocky Brands, Inc. / Mike Brooks SC 13G/A
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 14)*
Rocky Brands, Inc.
 
(Name of Issuer)
Common stock, without par value
 
(Title of Class of Securities)
774515 10 0
 
(CUSIP Number)
December 31, 2007
 
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
  o   Rule 13d-1(b)
 
  o    Rule 13d-1(c)
 
  þ    Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

 

                     
CUSIP No.
  
774515 10 0 
   Page  
2 
      
 

 

           
1   NAME OF REPORTING PERSONS:
MIKE BROOKS

I.R.S. Identification Nos. of above persons (entities only):
N/A
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   377,832
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
  7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   377,832
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON:
   
  377,832
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  þ

Mr. Brooks expressly disclaims beneficial ownership of 360 shares held by his spouse.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  6.8%
     
12   TYPE OF REPORTING PERSON:
   
  IN

 

CUSIP No. 774515 10 0
Page 3
Item 1.
  (a)   Name of Issuer: Rocky Brands, Inc.
 
  (b)   Address of Issuer’s Principal Executive Offices:
39 East Canal Street, Nelsonville, Ohio 45764
Item 2.
  (a)   Name of Person Filing: Mike Brooks
 
  (b)   Address of Principal Business Office, or, if none, Residence:
Rocky Brands, Inc.
39 East Canal Street
Nelsonville, Ohio 45764
  (c)   Citizenship: The person filing is a citizen of the United States of America.
 
  (d)   Title of Class of Securities: Common Stock, without par value.
 
  (e)   CUSIP Number: 774515 10 0
Item 3.
Not applicable.
Item 4. Ownership
  (a)   Amount Beneficially Owned: 377,832 shares
 
  (b)   Percent of Class: 6.8%
 
  (c)   Number of Shares as to which the person has:
  (i)   Sole power to vote or to direct the vote: 377,832 shares
 
  (ii)   Shared power to vote or to direct the vote: 0 shares
 
  (iii)   Sole power to dispose or to direct the disposition of: 377,832 shares
 
  (iv)   Shared power to dispose or to direct the disposition of: 0 shares

 

 

CUSIP No. 774515 10 0
Page 4
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.

 

 

CUSIP No. 774515 10 0
Page 5
SIGNATURES
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
Dated: February 13, 2008
      /s/ Mike Brooks
 
       
 
      Mike Brooks

 

-----END PRIVACY-ENHANCED MESSAGE-----