-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQ499T9a5DuvVgsLxyHWe7yJkq9B+gSK0SMGbeqB/9s5tzlRgnTfahlV7iHbSTUT iF4IRinAcDy8TWWRx4SVfw== 0000950152-02-007543.txt : 20021011 0000950152-02-007543.hdr.sgml : 20021011 20021011161205 ACCESSION NUMBER: 0000950152-02-007543 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020930 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY SHOES & BOOTS INC CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21026 FILM NUMBER: 02787650 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 8-K 1 l96663ae8vk.txt ROCKY SHOES & BOOTS 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 -------------------- DATE OF REPORT: SEPTEMBER 30, 2002 -------------------- ROCKY SHOES & BOOTS, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) -------------------- OHIO 0-21026 31-1364046 - ----------- --------------------- -------------- (STATE OR OTHER (COMMISSION FILE NO.) (IRS EMPLOYER JURISDICTION OF IDENTIFICATION NUMBER) INCORPORATION OR ORGANIZATION) -------------------- 39 East Canal Street Nelsonville, Ohio 45764 (740) 753-1951 (ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER INCLUDING AREA CODE OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) -------------------- Not Applicable (FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT) -------------------- ITEM 5. OTHER ITEMS. On September 30, 2002, Rocky Shoes & Boots, Inc., an Ohio corporation (the "Company"), issued a press release announcing that the Company's Board of Directors has authorized the Company to repurchase up to 500,000 shares of its outstanding common stock, through open market or privately negotiated transactions, through December 31, 2003. The press release, dated September 30, 2002, is included as Exhibit 99 to this Form 8-K and is incorporated herein by this reference. ITEM 7. EXHIBITS. (c) EXHIBITS. Exhibit No. Description 99 Press Release, dated September 30, 2002, entitled "Rocky Shoes & Boots, Inc. Announces Stock Repurchase Program." SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ROCKY SHOES & BOOTS, INC. Date: October 11, 2002 By: /s/ James E. McDonald ---------------------------------------- James E. McDonald, Vice President and Chief Financial Officer EXHIBIT INDEX Exhibit No. Description 99 Press Release, dated September 30, 2002, entitled "Rocky Shoes & Boots, Inc. Announces Stock Repurchase Program." EX-99 3 l96663aexv99.txt EXHIBIT 99 EXHIBIT 99 [ROCKY(R) LETTERHEAD] [ROCKY(R) LOGO] NEWS RELEASE FOR IMMEDIATE RELEASE For Additional Information Contact: James E. McDonald Chief Financial Officer (740) 753-1951 ROCKY SHOES & BOOTS, INC. ANNOUNCES STOCK REPURCHASE PROGRAM NELSONVILLE, Ohio (September 30, 2002) Rocky Shoes & Boots, Inc. (NASDAQ: RCKY) today announced its Board of Directors has authorized the repurchase of up to 500,000 shares, approximately 11% of the Company's common shares outstanding at June 30, 2002, through open market or privately negotiated transactions through December 31, 2003. Purchases of stock under this program will be funded from the Company's operating cash flow. The Company currently has approximately 4.5 million shares of common stock issued and outstanding. Mike Brooks, Chairman, President and Chief Executive Officer, stated "We believe the Company's shares are undervalued and that the repurchase of shares at substantially less than book value per share represents an attractive investment opportunity and an appropriate use of our cash flow from operations." About Rocky Shoes & Boots, Inc. - ------------------------------- Rocky Shoes & Boots, Inc. designs, develops, manufactures and markets premium quality rugged outdoor, occupational, and casual footwear, as well as branded clothing and accessories. The Company's footwear, clothing and accessories are marketed through several distribution channels, primarily under the registered trademark, ROCKY(R). This press release contains certain forward-looking statements with in the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities and Exchange Act of 1934, as amended, which are intended to be covered by the safe harbors created thereby. Those statements include, but may not be limited to, all statements regarding intent, beliefs, expectations, projections, forecasts, and plans of the Company and its management, and include statements in this press release regarding the stock repurchase program and the investment opportunity available therefrom. These forward-looking statements involve numerous risks and uncertainties, including the risks that the Company will not have sufficient cash flow from operations to fund the repurchase of all 500,000 shares included in the program, that other business factors may cause the Company to discontinue the stock repurchase program at any time, and that the Company will not be able to repurchase as many shares as desired in market or privately negotiated transactions at acceptable prices, and all of the other various risks inherent in the Company's business as set forth in periodic reports filed with the Securities and Exchange Commission, including, the Company's annual report on Form 10-K for the year ended December 31, 2001. One or more of these factors have affected, and could in the future affect, the Company's businesses and financial results in future periods and could cause actual results to differ materially from plans and projections. Therefore there can be no assurance that the forward-looking statements included in this press release will prove to be accurate. In light of the significant uncertainties inherent in the forward-looking statements included herein, no person should regard the inclusion of such information as a representation, that the objectives and plans of the Company will be achieved. All forward-looking statements made in this press release are based on information presently available to the management of the Company. The Company assumes no obligation to update any forward-looking statements. ### - ------------------------------------------------------------------------------- INVESTQUEST, INC. (614) 876-1900 -----END PRIVACY-ENHANCED MESSAGE-----