-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RrcyIvb75XeguuRM4NyHqg4Ccufi4Q2Unoq1FlwxgianfrJCoANN2atYoptAlUhz dHsTTdCJXztItMmmId8wbw== 0000949265-03-000613.txt : 20031203 0000949265-03-000613.hdr.sgml : 20031203 20031203165333 ACCESSION NUMBER: 0000949265-03-000613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY SHOES & BOOTS INC CENTRAL INDEX KEY: 0000895456 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 311364046 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147531951 MAIL ADDRESS: STREET 1: 39 EAST CANAL STREET CITY: NELSONVILLE STATE: OH ZIP: 45764 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS MIKE CENTRAL INDEX KEY: 0000904913 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21026 FILM NUMBER: 031035705 BUSINESS ADDRESS: STREET 1: ROCKY SHOES & BOOTS INC STREET 2: 39 E CANAL ST CITY: NELSONVILLE STATE: OH ZIP: 45764 BUSINESS PHONE: 6147982000 MAIL ADDRESS: STREET 1: ROCKY SHOES & BOOTS INC STREET 2: 39 E CANAL ST CITY: NELSONVILLE STATE: OH ZIP: 45764 4 1 bro36.xml X0201 4 2003-12-01 0 0000895456 ROCKY SHOES & BOOTS INC RCKY 0000904913 BROOKS MIKE 39 EAST CANAL STREET NELSONVILLE OH 45764 1 1 0 0 Chairman, President, and CEO Common Stock, without par value 2003-12-01 4 M 0 5000 6.0000 A 360837 D Common Stock, without par value 2003-12-01 4 M 0 8000 8.8750 A 368837 D Common Stock, without par value 2003-12-03 4 S 0 11825 18.6688 D 357012 D Stock Option (right to buy) 1/1/96 6.0000 2003-12-01 4 M 0 5000 0 D 1997-01-01 2004-01-01 Common Stock, without par value 5000 0 D Stock Option (right to buy) 1/1/97 8.8750 2003-12-01 4 M 0 8000 0 D 1998-01-01 2005-01-01 Common Stock, without par value 8000 0 D Shares vest 25% per year beginning on the first anniversary of the date of grant. By: Curtis A. Loveland, Attorney-in-Fact 2003-12-03 -----END PRIVACY-ENHANCED MESSAGE-----