0001950047-24-003128.txt : 20240418 0001950047-24-003128.hdr.sgml : 20240418 20240418160223 ACCESSION NUMBER: 0001950047-24-003128 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240418 DATE AS OF CHANGE: 20240418 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 24854285 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GORMAN JAMES P CENTRAL INDEX KEY: 0001182328 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 144 1 primary_doc.xml 144 0001182328 XXXXXXXX LIVE 0000895421 MORGAN STANLEY 001-11758 1585 Broadway New York NY 10036 (212) 761-4000 JAMES P GORMAN Affiliate Common Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza 8th Floor New York NY 10004
100000 9079000.00 1635268297 04/18/2024 NYSE
Common 02/26/2019 Employee stock unit award(s) Issuer N 100000 02/26/2019 Employee stock unit award(s) N JAMES P GORMAN TTEE JPG 2023 CC GRAT U/A DTD 10/23/2023
1585 Broadway New York NY 10036
Common 02/12/2024 100000 8730220.00
JAMES P GORMAN
1585 Broadway New York NY 10036
Common 01/26/2024 50000 4396400.00
JPG 2023 KM GRAT
1585 Broadway New York NY 10036
Common 01/25/2024 50000 4396435.00
The shares of Common Stock to be sold by the Affiliate were acquired on various dates pursuant to employee stock unit awards. 04/18/2024 /s/ James P. Gorman