8-K 1 a5777861.htm MORGAN STANLEY 8-K a5777861.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549



FORM 8-K

CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): September 16, 2008

Morgan Stanley

 (Exact name of Registrant as specified in its charter)
 
 
Delaware   1-11758   36-3145972
(State or other jurisdiction of incorporation)
  (Commission File Number)   (I.R.S. Employer Identification No.)
 
 
1585 Broadway, New York, New York 10036

(Address of principal executive offices, including zip code)

Registrant's telephone number, including area code:     (212) 761-4000



(Former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o         Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o         Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o         Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o         Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
Item 2.02.     Results of Operations and Financial Condition
 

On September 16, 2008, Morgan Stanley (the "Registrant") released financial information with respect to its fiscal quarter ended August 31, 2008.  A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Registrant's Financial Data Supplement for its fiscal quarter ended August 31, 2008 is annexed as Exhibit 99.2 to this Report and by this reference incorporated herein and made a part hereof.

The information furnished under Item 2.02 of this Report, including Exhibit 99.1 and Exhibit 99.2, shall be deemed to be "filed" for purposes of theSecurities Exchange Act of 1934, as amended.


Item 9.01.     Financial Statements and Exhibits
 
 
  99.1   Press release of the Registrant dated September 16, 2008 containing financial information for the third quarter ended August 31, 2008.
       
  99.2   Quarterly Financial Data Supplement of the Registrant for the third quarter ended August 31, 2008.
 
 
 

 


 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 
  MORGAN STANLEY  
 
(Registrant)
 
     
       
 
By:
/s/ Paul C. Wirth  
    Paul C. Wirth  
    Controller and Principal Accounting Officer  
       
       
Dated: September 16, 2008