8-K 1 a5635006.htm MORGAN STANLEY 8-K a5635006.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 
WASHINGTON, D.C. 20549


FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
 
Date of Report (Date of earliest event reported): March 19, 2008
 
Morgan Stanley

(Exact name of Registrant as specified in its charter)



Delaware
 
1-11758
 
36-3145972
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(I.R.S. Employer Identification No.)
 
 
1585 Broadway, New York, New York 10036

(Address of principal executive offices, including zip code)

 
Registrant's telephone number, including area code: (212) 761-4000


 

(Former address, if changed since last report)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 
Item 2.02. Results of Operations and Financial Condition 

 
 
On March 19, 2008, Morgan Stanley (the "Registrant") released financial information with respect to its fiscal quarter ended February 29, 2008. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Registrant's Financial Data Supplement for its fiscal quarter ended February 29, 2008 is annexed as Exhibit 99.2 to this Report and by this reference incorporated herein and made a part hereof.
 
The information furnished under Item 2.02 of this Report, including Exhibit 99.1 and Exhibit 99.2, shall be deemed to be "filed" for purposes of the Securities Exchange Act of 1934, as amended.
 
 
Item 9.01. Financial Statements and Exhibits 

 
 
99.1
Press release of the Registrant dated March 19, 2008 containing financial information for the first quarter ended February 29, 2008.
 
 
99.2
Quarterly Financial Data Supplement of the Registrant for the first quarter ended February 29, 2008.
 
 
 
 

 
 

 
SIGNATURE
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.  
 
     
 
MORGAN STANLEY
(Registrant)
  By:   /s/ Paul C. Wirth
  Paul C. Wirth
  Controller and Principal Accounting Officer
   
   
   
Dated: March 19, 2008