8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2002 Morgan Stanley -------------------------------------- (Exact name of Registrant as specified in its charter) Delaware 1-11758 36-3145972 ------------------------------------------------------------------------- (state or other (Commission (I.R.S. Employer jurisdiction of File Number) Identification No.) incorporation) 1585 Broadway, New York, New York 10036 ------------------------------------------------ (Address of principal executive offices)(Zip Code) Registrant's telephone number, including area code: (212) 761-4000 -------------- ------------------------------------------------------------------------- (Former address, if changed since last report.) Item 5. Other events ---------------------- On September 19, 2002 Morgan Stanley (the "Registrant") released financial information with respect to quarter ended August 31, 2002. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits -------------------------------------------------------------------------------- 99.1 Press release of the Registrant dated September 19, 2002 containing financial information for the Third quarter ended August 31, 2002. -------------------------------------------------------------------------------- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized. MORGAN STANLEY -------------------------------- (Registrant) By: /s/ Ronald T. Carman -------------------------------- Ronald T. Carman Assistant Secretary Dated: September 19, 2002