0000950103-20-019766.txt : 20201006 0000950103-20-019766.hdr.sgml : 20201006 20201006170035 ACCESSION NUMBER: 0000950103-20-019766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201002 FILED AS OF DATE: 20201006 DATE AS OF CHANGE: 20201006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leibowitz Shelley B CENTRAL INDEX KEY: 0001626888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 201227348 MAIL ADDRESS: STREET 1: C/O E*TRADE FINANCIAL CORP. STREET 2: 11 TIMES SQUARE, 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036-9992 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 dp138404_4-liebowitz.xml FORM 4 X0306 4 2020-10-02 0 0000895421 MORGAN STANLEY MS 0001626888 Leibowitz Shelley B C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 1 0 0 0 Common Stock 2020-10-02 4 A 0 30954 A 30954 D Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation, as it may be amended from time to time (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of E*TRADE common stock, including shares underlying previously reported equity awards, outstanding immediately prior to the effective time of the merger was cancelled in exchange for the right to receive 1.0432 fully paid and nonassessable shares of Morgan Stanley common stock, $0.01 par value, for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares. /s/ Martin M. Cohen, Attorney-in-Fact 2020-10-06