0000950103-20-019766.txt : 20201006
0000950103-20-019766.hdr.sgml : 20201006
20201006170035
ACCESSION NUMBER: 0000950103-20-019766
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201002
FILED AS OF DATE: 20201006
DATE AS OF CHANGE: 20201006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leibowitz Shelley B
CENTRAL INDEX KEY: 0001626888
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 201227348
MAIL ADDRESS:
STREET 1: C/O E*TRADE FINANCIAL CORP.
STREET 2: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036-9992
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
4
1
dp138404_4-liebowitz.xml
FORM 4
X0306
4
2020-10-02
0
0000895421
MORGAN STANLEY
MS
0001626888
Leibowitz Shelley B
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
1
0
0
0
Common Stock
2020-10-02
4
A
0
30954
A
30954
D
Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation, as it may be amended from time to time (the "Merger Agreement").
Pursuant to the Merger Agreement, each share of E*TRADE common stock, including shares underlying previously reported equity awards, outstanding immediately prior to the effective time of the merger was cancelled in exchange for the right to receive 1.0432 fully paid and nonassessable shares of Morgan Stanley common stock, $0.01 par value, for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares.
/s/ Martin M. Cohen, Attorney-in-Fact
2020-10-06