0000950103-14-008174.txt : 20141119 0000950103-14-008174.hdr.sgml : 20141119 20141119154025 ACCESSION NUMBER: 0000950103-14-008174 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-200365 FILM NUMBER: 141234980 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morgan Stanley Capital Trust VIII CENTRAL INDEX KEY: 0001295228 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-200365-06 FILM NUMBER: 141234981 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CAPITAL TRUST VII CENTRAL INDEX KEY: 0001161450 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-200365-07 FILM NUMBER: 141234982 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CAPITAL V CENTRAL INDEX KEY: 0001055618 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-200365-09 FILM NUMBER: 141234984 BUSINESS ADDRESS: STREET 1: MORGAN STANLEY DEAN WITTER DISCOVER & CO STREET 2: 1585 BROAD WAY ATTN OFFICE OF SECRETARY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: C/O BROWN & WOOD LLP STREET 2: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: MSDW CAPITAL TRUST V DATE OF NAME CHANGE: 19980212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CAPITAL TRUST IV CENTRAL INDEX KEY: 0001055617 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-200365-10 FILM NUMBER: 141234985 BUSINESS ADDRESS: STREET 1: MORGAN STANLEY DEAN WITTER DISCOVER & CO STREET 2: 1585 BROAD WAY ATTN OFFICE OF SECRETARY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: C/O BROWN & WOOD LLP STREET 2: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: MSDW CAPITAL TRUST IV DATE OF NAME CHANGE: 19980212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CAPITAL TRUST III CENTRAL INDEX KEY: 0001055616 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-200365-11 FILM NUMBER: 141234986 BUSINESS ADDRESS: STREET 1: MORGAN STANLEY DEAN WITTER DISCOVER & CO STREET 2: 1585 BROAD WAY ATTN OFFICE OF SECRETARY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: C/O BROWN & WOOD LLP STREET 2: ONE WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: MSDW CAPITAL TRUST III DATE OF NAME CHANGE: 19980212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CAPITAL TRUST VI CENTRAL INDEX KEY: 0001161449 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-200365-08 FILM NUMBER: 141234983 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 424B3 1 dp51098_424b3-proadd.htm FORM 424(B)(3)
Filed Pursuant to Rule 424(b)(3)
Registration Statement Nos.333-200365
333-200365-11
333-200365-10
333-200365-09
333-200365-08
333-200365-07
333-200365-06
 
Prospectus Addendum to
the Prospectus dated November 19, 2014
 
 
MORGAN STANLEY CAPITAL TRUST III
MORGAN STANLEY CAPITAL TRUST IV
MORGAN STANLEY CAPITAL TRUST V
MORGAN STANLEY CAPITAL TRUST VI
MORGAN STANLEY CAPITAL TRUST VII
MORGAN STANLEY CAPITAL TRUST VIII
 
CAPITAL SECURITIES
 
guaranteed by
 
Morgan Stanley
 
You should read the accompanying prospectus supplement, which gives the specific terms of the offered capital securities issued by any of Morgan Stanley Capital Trust III, Morgan Stanley Capital Trust IV, Morgan Stanley Capital Trust V, Morgan Stanley Capital Trust VI, Morgan Stanley Capital Trust VII and Morgan Stanley Capital Trust VIII (which we refer to as the “Existing Trusts”) and related guarantees issued by Morgan Stanley, together with the accompanying prospectus dated November 19, 2014 of Morgan Stanley and the Existing Trusts. When you read the supplement with the specific terms of the offered capital securities and related guarantees, please note that all references in the supplement to the prospectus dated June 11, 2002, the prospectus dated November 14, 2005 or the prospectus dated January 25, 2006, or to any sections of those documents, should refer instead to the accompanying prospectus dated November 19, 2014, or to the corresponding section of that accompanying prospectus.
 
The accompanying prospectus dated November 19, 2014 supersedes the prospectus dated June 11, 2002, the prospectus dated November 14, 2005 and the prospectus dated January 25, 2006.
 
Morgan Stanley & Co. LLC will, and other affiliates of Morgan Stanley may, use this prospectus addendum in connection with offers and sales of the capital securities in market-making transactions.
 
The capital securities are not deposits or savings accounts and are not insured by the Federal Deposit Insurance Corporation or any other governmental agency or instrumentality, nor are they obligations of, or guaranteed by, a bank.
 
 
MORGAN STANLEY
 
November 19, 2014