Date of report (Date of earliest event reported): May 13, 2014
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Morgan Stanley
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(Exact Name of Registrant
as Specified in Charter)
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Delaware
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1-11758
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36-3145972
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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1585 Broadway, New York, New York
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10036
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (212) 761-4000
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Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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For
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Against
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Abstain
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Broker
Non-vote
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1.
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Election of Directors
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Erskine B. Bowles
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1,592,325,062
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20,527,555
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3,842,064
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141,023,873
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Howard J. Davies
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1,600,451,721
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11,755,423
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4,487,542
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141,023,873
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Thomas H. Glocer
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1,606,371,029
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5,775,924
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4,547,733
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141,023,873
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James P. Gorman
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1,580,567,766
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29,048,725
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7,078,197
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141,023,873
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Robert H. Herz
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1,604,267,735
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7,761,858
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4,665,093
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141,023,873
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C. Robert Kidder
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1,589,640,924
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22,148,112
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4,905,648
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141,023,873
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Klaus Kleinfeld
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1,580,376,329
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31,947,980
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4,370,374
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141,023,873
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Donald T. Nicolaisen
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1,592,310,757
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19,823,715
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4,560,211
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141,023,873
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Hutham S. Olayan
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1,590,603,431
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21,244,617
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4,846,637
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141,023,873
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James W. Owens
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1,522,119,368
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59,954,356
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4,620,961
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141,023,873
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||||||
O. Griffith Sexton
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1,603,056,022
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8,960,223
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4,678,440
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141,023,873
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Ryosuke Tamakoshi
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1,598,400,996
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13,730,072
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4,563,614
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141,023,873
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Masaaki Tanaka
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1,594,481,494
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17,559,140
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4,654,041
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141,023,873
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Laura D. Tyson
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1,585,961,981
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26,249,455
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4,483,246
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141,023,873
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Rayford Wilkins, Jr.
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1,598,766,774
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13,204,959
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4,722,956
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141,023,873
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2.
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Ratification of Appointment of Independent Auditor
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1,743,474,742
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10,631,719
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3,612,115
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*
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3.
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Approval of Compensation of Executives (Non-Binding Advisory Resolution)
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1,488,700,414
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118,762,531
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9,231,715
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141,023,873
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4.
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Shareholder Proposal Regarding a Report on Lobbying
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238,571,150
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1,177,969,070
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200,154,483
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141,023,873
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MORGAN STANLEY
(Registrant)
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Date:
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May 13, 2014
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By:
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/s/ Martin M. Cohen
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Name:
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Martin M. Cohen
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Title:
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Corporate Secretary
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