0000895213-20-000006.txt : 20201113
0000895213-20-000006.hdr.sgml : 20201113
20201113134758
ACCESSION NUMBER: 0000895213-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/
CENTRAL INDEX KEY: 0000895213
IRS NUMBER: 954154361
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04457
FILM NUMBER: 201310600
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 900711
13F-HR
1
primary_doc.xml
13F-HR
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0000895213
XXXXXXXX
09-30-2020
09-30-2020
CAPITAL INTERNATIONAL INC
333 South Hope Street
55th Fl
Los Angeles
CA
90071
13F HOLDINGS REPORT
028-04457
N
Mark E. Brubaker
Senior Vice President and Senior Counsel
213-486-9200
Mark E. Brubaker, Senior Vice President and Senior Counsel
Los Angeles
CA
11-14-2020
3
275
9082856
false
1
028-00218
CAPITAL GROUP COMPANIES INC
2
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
form13fInfoTable.xml
GENERATED FOR CAPITAL INTERNATIONAL, INC. AS OF 09-30-2020
AES CORP
COM
00130H105
65080
3593619
SH
DFND
1, 2
1459300
0
2134319
ABBOTT LABS
COM
002824100
66796
613769
SH
DFND
1, 2
336531
0
277238
ACTIVISION BLIZZARD INC
COM
00507V109
61002
753578
SH
DFND
1, 2
426950
0
326628
ADOBE SYSTEMS INCORPORATED
COM
00724F101
93709
191075
SH
DFND
1, 2
89418
0
101657
ADVANCED MICRO DEVICES INC
COM
007903107
13209
161107
SH
DFND
1, 2
128491
0
32616
AGIOS PHARMACEUTICALS INC
COM
00847X104
3461
98882
SH
DFND
1, 2
81947
0
16935
AIR LEASE CORP
CL A
00912X302
1740
59145
SH
DFND
1, 2
59145
0
0
AIR PRODS & CHEMS INC
COM
009158106
49487
166141
SH
DFND
1, 2
42251
0
123890
ALLAKOS INC
COM
01671P100
14374
176481
SH
DFND
1, 2
54341
0
122140
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
26159
2999870
SH
DFND
1, 2
1128470
0
1871400
ALLOGENE THERAPEUTICS INC
COM
019770106
16891
447926
SH
DFND
1, 2
140257
0
307669
ALPHABET INC
CAP STK CL C
02079K107
144616
98405
SH
DFND
1, 2
50341
0
48064
ALPHABET INC
CAP STK CL A
02079K305
53333
36390
SH
DFND
1, 2
23650
0
12740
ALTERYX INC
COM CL A
02156B103
5364
47243
SH
DFND
1, 2
37633
0
9610
ALTICE USA INC
CL A
02156K103
1464
56316
SH
DFND
1, 2
46631
0
9685
ALTRIA GROUP INC
COM
02209S103
899
23261
SH
DFND
1, 2
23261
0
0
AMAZON COM INC
COM
023135106
248347
78872
SH
DFND
1, 2
48940
0
29932
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
67902
5436517
SH
DFND
1, 2
4881311
0
555206
AMERICAN EXPRESS CO
COM
025816109
3923
39134
SH
DFND
1, 2
39134
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
60762
251363
SH
DFND
1, 2
120111
0
131252
AMETEK INC
COM
031100100
40835
410819
SH
DFND
1, 2
147140
0
263679
ANGLOGOLD ASHANTI LIMITED
SPONSORED ADR
035128206
3867
146586
SH
DFND
1, 2
128027
0
18559
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
344
6385
SH
DFND
1, 2
6385
0
0
ANTHEM INC
COM
036752103
35574
132446
SH
DFND
1, 2
49746
0
82700
APPLE INC
COM
037833100
107613
929220
SH
DFND
1, 2
578570
0
350650
ARCOSA INC
COM
039653100
82313
1866930
SH
DFND
1, 2
609139
0
1257791
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
2633
65145
SH
DFND
1, 2
65145
0
0
ARMSTRONG WORLD INDS INC
COM
04247X102
1937
28157
SH
DFND
1, 2
28157
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1481
27027
SH
DFND
1, 2
27027
0
0
AUTODESK INC
COM
052769106
10201
44159
SH
DFND
1, 2
34853
0
9306
AZUL S A
SPONSR ADR PFD
05501U106
6822
518407
SH
DFND
1, 2
518407
0
0
BAKER HUGHES COMPANY
CL A
05722G100
4944
371977
SH
DFND
1, 2
302947
0
69030
BK OF AMERICA CORP
COM
060505104
3556
147603
SH
DFND
1, 2
119624
0
27979
BARRICK GOLD CORP
COM
067901108
4031
143397
SH
DFND
1, 2
115885
0
27512
BAXTER INTL INC
COM
071813109
3752
46657
SH
DFND
1, 2
38016
0
8641
BEIGENE LTD
SPONSORED ADR
07725L102
314613
1098354
SH
DFND
1, 2
981522
0
116832
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3073
14432
SH
DFND
1, 2
14432
0
0
BLACKROCK INC
COM
09247X101
15293
27137
SH
DFND
1, 2
21469
0
5668
BLACKSTONE GROUP INC
COM CL A
09260D107
2893
55420
SH
DFND
1, 2
55420
0
0
BLUEBIRD BIO INC
COM
09609G100
269
4980
SH
DFND
1, 2
4024
0
956
BOEING CO
COM
097023105
4809
29099
SH
DFND
1, 2
23341
0
5758
BOOKING HOLDINGS INC
COM
09857L108
34025
19890
SH
DFND
1, 2
11202
0
8688
BOSTON SCIENTIFIC CORP
COM
101137107
20700
541744
SH
DFND
1, 2
435990
0
105754
BROADCOM INC
COM
11135F101
149334
409899
SH
DFND
1, 2
242958
0
166941
BURLINGTON STORES INC
COM
122017106
38039
184575
SH
DFND
1, 2
56575
0
128000
CDK GLOBAL INC
COM
12508E101
41898
961184
SH
DFND
1, 2
418118
0
543066
CF INDS HLDGS INC
COM
125269100
450
14655
SH
DFND
1, 2
13417
0
1238
CME GROUP INC
COM
12572Q105
44610
266630
SH
DFND
1, 2
160369
0
106261
CMS ENERGY CORP
COM
125896100
831
13533
SH
DFND
1, 2
13533
0
0
CSX CORP
COM
126408103
42534
547631
SH
DFND
1, 2
221856
0
325775
CABLE ONE INC
COM
12685J105
48078
25500
SH
DFND
1, 2
9800
0
15700
CANADIAN NATL RY CO
COM
136375102
44252
415533
SH
DFND
1, 2
367173
0
48360
CANADIAN NAT RES LTD
COM
136385101
2466
153970
SH
DFND
1, 2
134940
0
19030
CARRIER GLOBAL CORPORATION
COM
14448C104
56920
1863793
SH
DFND
1, 2
666493
0
1197300
CATERPILLAR INC DEL
COM
149123101
18852
126395
SH
DFND
1, 2
39996
0
86399
CELANESE CORP DEL
COM
150870103
8582
79870
SH
DFND
1, 2
77468
0
2402
CELLECTIS S A
SPON ADS
15117K103
18017
973893
SH
DFND
1, 2
837393
0
136500
CENTENE CORP DEL
COM
15135B101
46207
792167
SH
DFND
1, 2
271650
0
520517
CENTERPOINT ENERGY INC
COM
15189T107
36711
1897195
SH
DFND
1, 2
587287
0
1309908
CHARTER COMMUNICATIONS INC N
CL A
16119P108
144137
230863
SH
DFND
1, 2
86253
0
144610
CHEVRON CORP NEW
COM
166764100
27378
380248
SH
DFND
1, 2
159313
0
220935
CHIPOTLE MEXICAN GRILL INC
COM
169656105
84600
68022
SH
DFND
1, 2
21494
0
46528
CHURCH & DWIGHT INC
COM
171340102
55327
590410
SH
DFND
1, 2
193640
0
396770
CITIZENS FINL GROUP INC
COM
174610105
3621
143217
SH
DFND
1, 2
143217
0
0
CLOROX CO DEL
COM
189054109
628
2988
SH
DFND
1, 2
2988
0
0
COCA COLA CO
COM
191216100
657
13310
SH
DFND
1, 2
13310
0
0
COLGATE PALMOLIVE CO
COM
194162103
7152
92707
SH
DFND
1, 2
76609
0
16098
COMCAST CORP NEW
CL A
20030N101
73308
1584694
SH
DFND
1, 2
612328
0
972366
CONCHO RES INC
COM
20605P101
19003
430717
SH
DFND
1, 2
151117
0
279600
CONOCOPHILLIPS
COM
20825C104
30260
921439
SH
DFND
1, 2
446486
0
474953
CONSTELLATION BRANDS INC
CL A
21036P108
20965
110626
SH
DFND
1, 2
26248
0
84378
COPART INC
COM
217204106
9985
94955
SH
DFND
1, 2
75999
0
18956
COSTCO WHSL CORP NEW
COM
22160K105
75595
212944
SH
DFND
1, 2
117265
0
95679
CREE INC
COM
225447101
8386
131558
SH
DFND
1, 2
120373
0
11185
CROWN CASTLE INTL CORP NEW
COM
22822V101
41964
252037
SH
DFND
1, 2
107237
0
144800
DANAHER CORPORATION
COM
235851102
97651
453494
SH
DFND
1, 2
235984
0
217510
DEERE & CO
COM
244199105
2559
11548
SH
DFND
1, 2
11548
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
3818
56409
SH
DFND
1, 2
46090
0
10319
DIGITAL RLTY TR INC
COM
253868103
4302
29312
SH
DFND
1, 2
25793
0
3519
DOMINOS PIZZA INC
COM
25754A201
2886
6785
SH
DFND
1, 2
5359
0
1426
DOW INC
COM
260557103
5370
114143
SH
DFND
1, 2
94345
0
19798
DUN & BRADSTREET HLDGS INC
COM
26484T106
2040
79493
SH
DFND
1, 2
79493
0
0
DUPONT DE NEMOURS INC
COM
26614N102
3925
70753
SH
DFND
1, 2
57331
0
13422
EOG RES INC
COM
26875P101
38333
1066583
SH
DFND
1, 2
581310
0
485273
EAST WEST BANCORP INC
COM
27579R104
3357
102522
SH
DFND
1, 2
102522
0
0
EDISON INTL
COM
281020107
1008
19835
SH
DFND
1, 2
19835
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
60504
758009
SH
DFND
1, 2
352729
0
405280
ELECTRONIC ARTS INC
COM
285512109
2156
16532
SH
DFND
1, 2
13335
0
3197
ENBRIDGE INC
COM
29250N105
39354
1347081
SH
DFND
1, 2
1172316
0
174765
EQUIFAX INC
COM
294429105
60622
386371
SH
DFND
1, 2
165833
0
220538
EQUINIX INC
COM
29444U700
91115
119868
SH
DFND
1, 2
54900
0
64968
EQUITRANS MIDSTREAM CORP
COM
294600101
15596
1843548
SH
DFND
1, 2
620743
0
1222805
EXTRA SPACE STORAGE INC
COM
30225T102
351
3285
SH
DFND
1, 2
3285
0
0
FLIR SYS INC
COM
302445101
2528
70520
SH
DFND
1, 2
57334
0
13186
FACEBOOK INC
CL A
30303M102
264455
1009755
SH
DFND
1, 2
577221
0
432534
FIDELITY NATL INFORMATION SV
COM
31620M106
7901
53675
SH
DFND
1, 2
49990
0
3685
FLEETCOR TECHNOLOGIES INC
COM
339041105
43931
184505
SH
DFND
1, 2
69172
0
115333
GAMING & LEISURE PPTYS INC
COM
36467J108
815
22063
SH
DFND
1, 2
22063
0
0
GENERAL ELECTRIC CO
COM
369604103
753
120885
SH
DFND
1, 2
106109
0
14776
GENERAL MLS INC
COM
370334104
3751
60812
SH
DFND
1, 2
52088
0
8724
GENERAL MTRS CO
COM
37045V100
2395
80950
SH
DFND
1, 2
64095
0
16855
GERDAU SA
SPON ADR REP PFD
373737105
11666
3152980
SH
DFND
1, 2
2937564
0
215416
GILEAD SCIENCES INC
COM
375558103
7632
120776
SH
DFND
1, 2
115446
0
5330
GLOBAL PMTS INC
COM
37940X102
11532
64940
SH
DFND
1, 2
58772
0
6168
GODADDY INC
CL A
380237107
67699
891129
SH
DFND
1, 2
538370
0
352759
GOL LINHAS AEREAS INTELIGENT
SPON ADR PFD NEW
38045R206
7113
1166100
SH
DFND
1, 2
1166100
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2270
11296
SH
DFND
1, 2
8404
0
2892
GRIFOLS S A
SP ADR REP B NVT
398438408
4344
250400
SH
DFND
1, 2
197139
0
53261
HDFC BANK LTD
SPONSORED ADS
40415F101
47078
942321
SH
DFND
1, 2
682372
0
259949
HP INC
COM
40434L105
216
11350
SH
DFND
1, 2
11350
0
0
HEICO CORP NEW
COM
422806109
14066
134401
SH
DFND
1, 2
49901
0
84500
HEICO CORP NEW
CL A
422806208
19947
224985
SH
DFND
1, 2
77485
0
147500
HENRY JACK & ASSOC INC
COM
426281101
2686
16519
SH
DFND
1, 2
16519
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
42473
2024453
SH
DFND
1, 2
754791
0
1269662
HILTON WORLDWIDE HLDGS INC
COM
43300A203
18412
215796
SH
DFND
1, 2
193396
0
22400
HOME DEPOT INC
COM
437076102
9125
32857
SH
DFND
1, 2
26038
0
6819
HONEYWELL INTL INC
COM
438516106
23293
141507
SH
DFND
1, 2
117618
0
23889
HUAZHU GROUP LTD
SPONSORED ADS
44332N106
67009
1549708
SH
DFND
1, 2
1474208
0
75500
HUMANA INC
COM
444859102
352
850
SH
DFND
1, 2
850
0
0
HUTCHISON CHINA MEDITECH LTD
SPONSORED ADR
44842L103
155208
4805189
SH
DFND
1, 2
4348511
0
456678
HUYA INC
ADS REP SHS A
44852D108
39212
1637250
SH
DFND
1, 2
1420121
0
217129
ICICI BANK LIMITED
ADR
45104G104
64247
6535822
SH
DFND
1, 2
5835244
0
700578
IDEX CORP
COM
45167R104
8087
44333
SH
DFND
1, 2
36078
0
8255
IDEXX LABS INC
COM
45168D104
11058
28130
SH
DFND
1, 2
22681
0
5449
INCYTE CORP
COM
45337C102
13204
147135
SH
DFND
1, 2
126519
0
20616
INFOSYS LTD
SPONSORED ADR
456788108
2447
177216
SH
DFND
1, 2
131744
0
45472
INSULET CORP
COM
45784P101
13702
57913
SH
DFND
1, 2
46217
0
11696
INTEL CORP
COM
458140100
41228
796216
SH
DFND
1, 2
394608
0
401608
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
90236
901913
SH
DFND
1, 2
464039
0
437874
INTUITIVE SURGICAL INC
COM NEW
46120E602
33998
47916
SH
DFND
1, 2
38379
0
9537
IRIDIUM COMMUNICATIONS INC
COM
46269C102
2581
100904
SH
DFND
1, 2
100904
0
0
JPMORGAN CHASE & CO
COM
46625H100
115041
1194984
SH
DFND
1, 2
660200
0
534784
KLA CORP
COM NEW
482480100
2902
14981
SH
DFND
1, 2
14981
0
0
KT CORP
SPONSORED ADR
48268K101
333
34700
SH
DFND
1, 2
34700
0
0
KARUNA THERAPEUTICS INC
COM
48576A100
17912
231656
SH
DFND
1, 2
72856
0
158800
KEURIG DR PEPPER INC
COM
49271V100
2229
80765
SH
DFND
1, 2
80765
0
0
KEYCORP
COM
493267108
1876
157210
SH
DFND
1, 2
157210
0
0
KRAFT HEINZ CO
COM
500754106
30069
1003989
SH
DFND
1, 2
317591
0
686398
L3HARRIS TECHNOLOGIES INC
COM
502431109
47257
278245
SH
DFND
1, 2
87269
0
190976
LAS VEGAS SANDS CORP
COM
517834107
2199
47121
SH
DFND
1, 2
47121
0
0
LAUDER ESTEE COS INC
CL A
518439104
38840
177963
SH
DFND
1, 2
56463
0
121500
LEGEND BIOTECH CORP
SPONSORED ADS
52490G102
62325
2018956
SH
DFND
1, 2
2018956
0
0
LENNOX INTL INC
COM
526107107
8526
31276
SH
DFND
1, 2
25044
0
6232
LIGHTSPEED POS INC
SUB VTG SHS
53227R106
28027
875199
SH
DFND
1, 2
759933
0
115266
LILLY ELI & CO
COM
532457108
6743
45556
SH
DFND
1, 2
43920
0
1636
LIVE NATION ENTERTAINMENT IN
COM
538034109
313
5802
SH
DFND
1, 2
4673
0
1129
LOCKHEED MARTIN CORP
COM
539830109
703
1834
SH
DFND
1, 2
1834
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
11130
2582414
SH
DFND
1, 2
2582414
0
0
MSCI INC
COM
55354G100
47843
134096
SH
DFND
1, 2
40461
0
93635
MARSH & MCLENNAN COS INC
COM
571748102
60174
524621
SH
DFND
1, 2
185521
0
339100
MASTERCARD INCORPORATED
CL A
57636Q104
159863
472730
SH
DFND
1, 2
236529
0
236201
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
4314
259087
SH
DFND
1, 2
209779
0
49308
MERCADOLIBRE INC
COM
58733R102
77789
71862
SH
DFND
1, 2
60885
0
10977
MERCK & CO. INC
COM
58933Y105
10574
127470
SH
DFND
1, 2
124610
0
2860
METTLER TOLEDO INTERNATIONAL
COM
592688105
4168
4316
SH
DFND
1, 2
3661
0
655
MICROSOFT CORP
COM
594918104
273685
1301215
SH
DFND
1, 2
740232
0
560983
MICRON TECHNOLOGY INC
COM
595112103
68316
1454767
SH
DFND
1, 2
546107
0
908660
MOLSON COORS BEVERAGE CO
CL B
60871R209
29222
870743
SH
DFND
1, 2
206608
0
664135
MONDELEZ INTL INC
CL A
609207105
19106
332573
SH
DFND
1, 2
280426
0
52147
MOODYS CORP
COM
615369105
92031
317514
SH
DFND
1, 2
173384
0
144130
MORGAN STANLEY
COM NEW
617446448
2482
51325
SH
DFND
1, 2
38226
0
13099
MOTOROLA SOLUTIONS INC
COM NEW
620076307
4409
28114
SH
DFND
1, 2
23113
0
5001
NASDAQ INC
COM
631103108
37094
302286
SH
DFND
1, 2
96486
0
205800
NETAPP INC
COM
64110D104
7422
169291
SH
DFND
1, 2
160578
0
8713
NETFLIX INC
COM
64110L106
149593
299169
SH
DFND
1, 2
162904
0
136265
NETEASE INC
SPONSORED ADS
64110W102
10009
22013
SH
DFND
1, 2
22013
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
39037
405954
SH
DFND
1, 2
141554
0
264400
NEWMONT CORP
COM
651639106
7336
115617
SH
DFND
1, 2
109393
0
6224
NIKE INC
CL B
654106103
71838
572229
SH
DFND
1, 2
306707
0
265522
NORFOLK SOUTHN CORP
COM
655844108
1210
5656
SH
DFND
1, 2
5656
0
0
NORTHROP GRUMMAN CORP
COM
666807102
13346
42303
SH
DFND
1, 2
41150
0
1153
NOVO-NORDISK A S
ADR
670100205
222
3202
SH
DFND
1, 2
3202
0
0
ON SEMICONDUCTOR CORP
COM
682189105
46946
2164399
SH
DFND
1, 2
968923
0
1195476
ONECONNECT FINL TECHNOLOGY C
SPONSORED ADS
68248T105
55012
2582740
SH
DFND
1, 2
2550345
0
32395
PG&E CORP
COM
69331C108
1613
171829
SH
DFND
1, 2
171829
0
0
PNC FINL SVCS GROUP INC
COM
693475105
968
8808
SH
DFND
1, 2
8808
0
0
PARK HOTELS RESORTS INC
COM
700517105
34144
3417861
SH
DFND
1, 2
1060661
0
2357200
PAYCHEX INC
COM
704326107
570
7145
SH
DFND
1, 2
7145
0
0
PAYPAL HLDGS INC
COM
70450Y103
87710
445162
SH
DFND
1, 2
243009
0
202153
PEPSICO INC
COM
713448108
3047
21981
SH
DFND
1, 2
18764
0
3217
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
6434
903625
SH
DFND
1, 2
903625
0
0
PFIZER INC
COM
717081103
16138
439740
SH
DFND
1, 2
354846
0
84894
PHILIP MORRIS INTL INC
COM
718172109
73603
981505
SH
DFND
1, 2
494375
0
487130
PINTEREST INC
CL A
72352L106
4751
114466
SH
DFND
1, 2
114466
0
0
PLUG POWER INC
COM NEW
72919P202
773
57621
SH
DFND
1, 2
57621
0
0
PROCTER AND GAMBLE CO
COM
742718109
774
5568
SH
DFND
1, 2
5568
0
0
PUBLIC STORAGE
COM
74460D109
887
3982
SH
DFND
1, 2
3982
0
0
QUALCOMM INC
COM
747525103
1318
11200
SH
DFND
1, 2
11200
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
971
16880
SH
DFND
1, 2
16880
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
20832
37214
SH
DFND
1, 2
29730
0
7484
RESTAURANT BRANDS INTL INC
COM
76131D103
6611
114949
SH
DFND
1, 2
91623
0
23326
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
36456
445890
SH
DFND
1, 2
380487
0
65403
S&P GLOBAL INC
COM
78409V104
1246
3455
SH
DFND
1, 2
3455
0
0
SVB FINANCIAL GROUP
COM
78486Q101
40451
168112
SH
DFND
1, 2
66900
0
101212
SVMK INC
COM
78489X103
2199
99479
SH
DFND
1, 2
29791
0
69688
SAGE THERAPEUTICS INC
COM
78667J108
2669
43671
SH
DFND
1, 2
43671
0
0
SCHLUMBERGER LTD
COM
806857108
8124
522132
SH
DFND
1, 2
455133
0
66999
SEA LTD
SPONSORD ADS
81141R100
27341
177491
SH
DFND
1, 2
172626
0
4865
SEATTLE GENETICS INC
COM
812578102
146795
750143
SH
DFND
1, 2
387616
0
362527
SEMPRA ENERGY
COM
816851109
15339
129597
SH
DFND
1, 2
121543
0
8054
SEMPRA ENERGY
6% PFD CONV A
816851406
628
6382
SH
DFND
1, 2
6382
0
0
SERVICENOW INC
COM
81762P102
81462
167963
SH
DFND
1, 2
78194
0
89769
SHERWIN WILLIAMS CO
COM
824348106
45308
65028
SH
DFND
1, 2
34314
0
30714
SHOPIFY INC
CL A
82509L107
30406
29723
SH
DFND
1, 2
23784
0
5939
SLACK TECHNOLOGIES INC
COM CL A
83088V102
1732
64487
SH
DFND
1, 2
64487
0
0
SMARTSHEET INC
COM CL A
83200N103
9590
194048
SH
DFND
1, 2
154421
0
39627
SNAP INC
CL A
83304A106
3312
126864
SH
DFND
1, 2
98870
0
27994
SNOWFLAKE INC
CL A
833445109
753
3000
SH
DFND
1, 2
3000
0
0
STATE STR CORP
COM
857477103
339
5715
SH
DFND
1, 2
5715
0
0
SYNNEX CORP
COM
87162W100
888
6340
SH
DFND
1, 2
6340
0
0
SYSCO CORP
COM
871829107
2536
40763
SH
DFND
1, 2
40763
0
0
TFI INTL INC
COM
87241L109
31475
752709
SH
DFND
1, 2
670332
0
82377
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
161978
1997999
SH
DFND
1, 2
1385507
0
612492
TANDEM DIABETES CARE INC
COM NEW
875372203
2282
20105
SH
DFND
1, 2
15948
0
4157
TC ENERGY CORP
COM
87807B107
9046
215573
SH
DFND
1, 2
194780
0
20793
TELADOC HEALTH INC
COM
87918A105
1275
5815
SH
DFND
1, 2
4441
0
1374
TESLA INC
COM
88160R101
209694
488785
SH
DFND
1, 2
391345
0
97440
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
6877
763280
SH
DFND
1, 2
638729
0
124551
TEXAS INSTRS INC
COM
882508104
3558
24921
SH
DFND
1, 2
21997
0
2924
THERMO FISHER SCIENTIFIC INC
COM
883556102
26417
59832
SH
DFND
1, 2
48083
0
11749
TOLL BROTHERS INC
COM
889478103
1968
40444
SH
DFND
1, 2
40444
0
0
TRANSDIGM GROUP INC
COM
893641100
61980
130452
SH
DFND
1, 2
63375
0
67077
TRIMBLE INC
COM
896239100
72415
1486956
SH
DFND
1, 2
718982
0
767974
TRINITY INDS INC
COM
896522109
325
16669
SH
DFND
1, 2
16669
0
0
TRIP COM GROUP LTD
ADS
89677Q107
61698
1981318
SH
DFND
1, 2
1843142
0
138176
TRUIST FINL CORP
COM
89832Q109
1775
46649
SH
DFND
1, 2
46649
0
0
TWITTER INC
COM
90184L102
2582
58016
SH
DFND
1, 2
46478
0
11538
UBER TECHNOLOGIES INC
COM
90353T100
1920
52631
SH
DFND
1, 2
42292
0
10339
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
39520
480833
SH
DFND
1, 2
218163
0
262670
UNION PAC CORP
COM
907818108
457
2322
SH
DFND
1, 2
2322
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
68788
220638
SH
DFND
1, 2
96538
0
124100
UNITY SOFTWARE INC
COM
91332U101
436
5000
SH
DFND
1, 2
5000
0
0
VALE S A
SPONSORED ADS
91912E105
103855
9816150
SH
DFND
1, 2
8022525
0
1793625
VERISIGN INC
COM
92343E102
24201
118141
SH
DFND
1, 2
51103
0
67038
VERIZON COMMUNICATIONS INC
COM
92343V104
3765
63289
SH
DFND
1, 2
63289
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
58762
215941
SH
DFND
1, 2
123881
0
92060
VICI PPTYS INC
COM
925652109
1905
81499
SH
DFND
1, 2
81499
0
0
VIR BIOTECHNOLOGY INC
COM
92764N102
2729
79505
SH
DFND
1, 2
66959
0
12546
VISA INC
COM CL A
92826C839
150585
753040
SH
DFND
1, 2
443823
0
309217
WABTEC
COM
929740108
35732
577440
SH
DFND
1, 2
258562
0
318878
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4231
117798
SH
DFND
1, 2
95395
0
22403
WASTE CONNECTIONS INC
COM
94106B101
61625
593687
SH
DFND
1, 2
204037
0
389650
WASTE MGMT INC DEL
COM
94106L109
244
2156
SH
DFND
1, 2
2156
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
5093
103864
SH
DFND
1, 2
97374
0
6490
WORKDAY INC
CL A
98138H101
2304
10711
SH
DFND
1, 2
8195
0
2516
WYNN RESORTS LTD
COM
983134107
21514
299591
SH
DFND
1, 2
71991
0
227600
YUM BRANDS INC
COM
988498101
44215
484278
SH
DFND
1, 2
195389
0
288889
ZENDESK INC
COM
98936J101
5719
55563
SH
DFND
1, 2
43508
0
12055
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
2187
16066
SH
DFND
1, 2
16066
0
0
ZOETIS INC
CL A
98978V103
20283
122654
SH
DFND
1, 2
98356
0
24298
AON PLC
SHS CL A
G0403H108
92728
449479
SH
DFND
1, 2
147883
0
301596
ARCH CAP GROUP LTD
ORD
G0450A105
5212
178191
SH
DFND
1, 2
139516
0
38675
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
47912
736989
SH
DFND
1, 2
293692
0
443297
DESPEGAR COM CORP
ORD SHS
G27358103
4583
720600
SH
DFND
1, 2
720600
0
0
EVEREST RE GROUP LTD
COM
G3223R108
5619
28443
SH
DFND
1, 2
25165
0
3278
FABRINET
SHS
G3323L100
2083
33052
SH
DFND
1, 2
33052
0
0
GENPACT LIMITED
SHS
G3922B107
3707
95174
SH
DFND
1, 2
95174
0
0
LINDE PLC
SHS
G5494J103
15368
64538
SH
DFND
1, 2
53153
0
11385
NOVOCURE LTD
ORD SHS
G6674U108
13229
118844
SH
DFND
1, 2
103187
0
15657
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
34104
904381
SH
DFND
1, 2
865576
0
38805
RENAISSANCERE HLDGS LTD
COM
G7496G103
47524
279981
SH
DFND
1, 2
99565
0
180416
ROYALTY PHARMA PLC
SHS CL A
G7709Q104
41404
984174
SH
DFND
1, 2
232374
0
751800
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
2498
11961
SH
DFND
1, 2
9243
0
2718
CHUBB LIMITED
COM
H1467J104
53001
456430
SH
DFND
1, 2
232863
0
223567
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
9349
111780
SH
DFND
1, 2
93250
0
18530
UBS GROUP AG
SHS
H42097107
21104
1886792
SH
DFND
1, 2
1687346
0
199446
LOGITECH INTL S A
SHS
H50430232
34462
442821
SH
DFND
1, 2
368090
0
74731
TE CONNECTIVITY LTD
REG SHS
H84989104
10820
110698
SH
DFND
1, 2
89965
0
20733
NEXA RES S A
COM
L67359106
6243
1180200
SH
DFND
1, 2
1180200
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
8426
34738
SH
DFND
1, 2
33715
0
1023
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
180256
488141
SH
DFND
1, 2
269661
0
218480
ELASTIC N V
ORD SHS
N14506104
3134
29048
SH
DFND
1, 2
29048
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
6513
92393
SH
DFND
1, 2
78840
0
13553
YANDEX N V
SHS CLASS A
N97284108
193676
2968221
SH
DFND
1, 2
2653042
0
315179
ROYAL CARIBBEAN GROUP
COM
V7780T103
37852
584773
SH
DFND
1, 2
202828
0
381945