0000732812-17-000047.txt : 20171114
0000732812-17-000047.hdr.sgml : 20171114
20171114171134
ACCESSION NUMBER: 0000732812-17-000047
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/
CENTRAL INDEX KEY: 0000895213
IRS NUMBER: 954154361
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04457
FILM NUMBER: 171202856
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 900711
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000895213
XXXXXXXX
09-30-2017
09-30-2017
CAPITAL INTERNATIONAL INC /CA/
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
900711
13F HOLDINGS REPORT
028-04457
N
Peter C. Kelly
Senior Vice President and Senior Counsel
213-486-9200
Peter C. Kelly
Los Angeles
CA
11-14-2017
3
158
683964
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
ciinc.xml
ABBVIE INC
COMMON STOCK
00287Y109
347
3900SH
DFND
1,2
390000
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
2661
19700SH
DFND
1,2
1970000
ADVANCE AUTO PARTS INC
COMMON STOCK
00751Y106
972
9800SH
DFND
1,2
980000
AES CORP (THE)
COMMON STOCK
00130H105
1506
136700SH
DFND
1,2
13670000
AETNA INC
COMMON STOCK
00817Y108
151
950SH
DFND
1,2
95000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
2723
40800SH
DFND
1,2
4080000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
110980
642580SH
DFND
1,2
64258000
ALPHABET INC CL A
COMMON STOCK
02079K305
4245
4360SH
DFND
1,2
436000
ALPHABET INC CL C
COMMON STOCK
02079K107
5212
5434SH
DFND
1,2
543400
AMAZON.COM INC
COMMON STOCK
023135106
3413
3550SH
DFND
1,2
355000
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
48329
2722735SH
DFND
1,2
272273500
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
4721
34539SH
DFND
1,2
3453900
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
391
3200SH
DFND
1,2
320000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
669
13700SH
DFND
1,2
1370000
ANALOG DEVICES INC
COMMON STOCK
032654105
319
3700SH
DFND
1,2
370000
AON PLC CL A
COMMON STOCK
G0408V102
1300
8900SH
DFND
1,2
890000
APPLE INC
COMMON STOCK
037833100
3765
24432SH
DFND
1,2
2443200
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
3418
19964SH
DFND
1,2
1996400
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
573
16900SH
DFND
1,2
1690000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
2677
50491SH
DFND
1,2
5049100
BROADCOM LTD
COMMON STOCK
Y09827109
2641
10890SH
DFND
1,2
1089000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
936
28000SH
DFND
1,2
2800000
CBS CORP CL B N/V
COMMON STOCK
124857202
1636
28200SH
DFND
1,2
2820000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
6706
738517SH
DFND
1,2
73851700
CERNER CORPORATION
COMMON STOCK
156782104
3780
53000SH
DFND
1,2
5300000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
3611
47450SH
DFND
1,2
4745000
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
1817
5000SH
DFND
1,2
500000
CHEVRON CORP
COMMON STOCK
166764100
3570
30386SH
DFND
1,2
3038600
CHUBB LTD
COMMON STOCK
H1467J104
4219
29600SH
DFND
1,2
2960000
CME GROUP INC CL A
COMMON STOCK
12572Q105
8271
60960SH
DFND
1,2
6096000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F304
169
118084SH
DFND
1,2
11808400
COCA-COLA CO
COMMON STOCK
191216100
1562
34700SH
DFND
1,2
3470000
COMCAST CORP CL A
COMMON STOCK
20030N101
4541
118000SH
DFND
1,2
11800000
CONOCOPHILLIPS
COMMON STOCK
20825C104
290
5790SH
DFND
1,2
579000
CORE LABORATORIES
COMMON STOCK
N22717107
1964
19900SH
DFND
1,2
1990000
CREDICORP LTD
COMMON STOCK
G2519Y108
35720
174228SH
DFND
1,2
17422800
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
2879
28800SH
DFND
1,2
2880000
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
214
200SH
DFND
1,2
20000
CSX CORP
COMMON STOCK
126408103
499
9200SH
DFND
1,2
920000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
13719
260117SH
DFND
1,2
26011700
DANAHER CORP
COMMON STOCK
235851102
4615
53800SH
DFND
1,2
5380000
DEERE AND CO
COMMON STOCK
244199105
4283
34100SH
DFND
1,2
3410000
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
538
4550SH
DFND
1,2
455000
DOLLAR GENERAL CORP
COMMON STOCK
256677105
2359
29100SH
DFND
1,2
2910000
DOWDUPONT INC
COMMON STOCK
26078J100
118
1700SH
DFND
1,2
170000
EATON CORP PLC
COMMON STOCK
G29183103
3072
40000SH
DFND
1,2
4000000
ELI LILLY AND CO
COMMON STOCK
532457108
1027
12005SH
DFND
1,2
1200500
ENBRIDGE INC
COMMON STOCK
29250N105
9137
219000SH
DFND
1,2
21900000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
9118
892191SH
DFND
1,2
89219100
ENSCO PLC CL A
COMMON STOCK
G3157S106
2986
500100SH
DFND
1,2
50010000
EOG RESOURCES INC
COMMON STOCK
26875P101
1963
20290SH
DFND
1,2
2029000
EQUIFAX INC
COMMON STOCK
294429105
1718
16208SH
DFND
1,2
1620800
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
139
2200SH
DFND
1,2
220000
EXXON MOBIL CORP
COMMON STOCK
30231G102
1590
19400SH
DFND
1,2
1940000
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
699
3400SH
DFND
1,2
340000
GENPACT LTD
COMMON STOCK
G3922B107
276
9600SH
DFND
1,2
960000
GILEAD SCIENCES INC
COMMON STOCK
375558103
1009
12450SH
DFND
1,2
1245000
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
4732
49800SH
DFND
1,2
4980000
GODADDY INC CL A
COMMON STOCK
380237107
631
14500SH
DFND
1,2
1450000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
1508
66700SH
DFND
1,2
6670000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
1123
4735SH
DFND
1,2
473500
HALLIBURTON CO
COMMON STOCK
406216101
1043
22658SH
DFND
1,2
2265800
HDFC BANK LTD ADR
COMMON STOCK
40415F101
19
200SH
DFND
1,2
20000
HELMERICH AND PAYNE
COMMON STOCK
423452101
834
16000SH
DFND
1,2
1600000
HEWLETT PACKARD ENTERPRISE CO
COMMON STOCK
42824C109
178
12100SH
DFND
1,2
1210000
HEXCEL CORPORATION
COMMON STOCK
428291108
2469
43000SH
DFND
1,2
4300000
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
2042
29400SH
DFND
1,2
2940000
HORMEL FOODS CORP
COMMON STOCK
440452100
280
8700SH
DFND
1,2
870000
HP INC
COMMON STOCK
40434L105
413
20700SH
DFND
1,2
2070000
HUMANA INC
COMMON STOCK
444859102
1462
6000SH
DFND
1,2
600000
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
1855
132900SH
DFND
1,2
13290000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
15599
1822360SH
DFND
1,2
182236000
IDEX CORP
COMMON STOCK
45167R104
1010
8318SH
DFND
1,2
831800
ILLUMINA INC
COMMON STOCK
452327109
95
475SH
DFND
1,2
47500
INCYTE CORP
COMMON STOCK
45337C102
8859
75887SH
DFND
1,2
7588700
INTEL CORP
COMMON STOCK
458140100
53
1400SH
DFND
1,2
140000
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
3758
54700SH
DFND
1,2
5470000
INTERNATIONAL FLAVORS AND FRAGRANCES INC
COMMON STOCK
459506101
629
4400SH
DFND
1,2
440000
INVESCO LTD
COMMON STOCK
G491BT108
456
13000SH
DFND
1,2
1300000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
300
7710SH
DFND
1,2
771000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
5585
407651SH
DFND
1,2
40765100
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
606
5900SH
DFND
1,2
590000
JD.COM INC A ADR
COMMON STOCK
47215P106
5589
146318SH
DFND
1,2
14631800
JOHNSON AND JOHNSON
COMMON STOCK
478160104
2821
21700SH
DFND
1,2
2170000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
4822
50489SH
DFND
1,2
5048900
JUNO THERAPEUTICS INC
COMMON STOCK
48205A109
2467
55000SH
DFND
1,2
5500000
KINDER MORGAN INC
COMMON STOCK
49456B101
330
17180SH
DFND
1,2
1718000
KRAFT HEINZ CO (THE)
COMMON STOCK
500754106
140
1800SH
DFND
1,2
180000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
730
11375SH
DFND
1,2
1137500
LENNAR CORP CL A
COMMON STOCK
526057104
449
8500SH
DFND
1,2
850000
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
1233
3975SH
DFND
1,2
397500
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
4920
58700SH
DFND
1,2
5870000
MEDTRONIC PLC
COMMON STOCK
G5960L103
1695
21800SH
DFND
1,2
2180000
MERCADOLIBRE INC
COMMON STOCK
58733R102
24990
96512SH
DFND
1,2
9651200
MICRO FOCUS INTERNATIONAL PLC ADR
COMMON STOCK
594837304
369
11561SH
DFND
1,2
1156100
MICROSOFT CORP
COMMON STOCK
594918104
10800
144990SH
DFND
1,2
14499000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
2179
53600SH
DFND
1,2
5360000
MONSANTO CO
COMMON STOCK
61166W101
4062
33900SH
DFND
1,2
3390000
MOODYS CORP
COMMON STOCK
615369105
2617
18800SH
DFND
1,2
1880000
NASDAQ INC
COMMON STOCK
631103108
248
3200SH
DFND
1,2
320000
NATIONAL GRID PLC ADR
COMMON STOCK
636274409
615
9800SH
DFND
1,2
980000
NETAPP INC
COMMON STOCK
64110D104
210
4800SH
DFND
1,2
480000
NETEASE INC ADR
COMMON STOCK
64110W102
5219
19782SH
DFND
1,2
1978200
NEW ORIENTAL EDU AND TECH GRP INC ADR
COMMON STOCK
647581107
26840
304100SH
DFND
1,2
30410000
NEWELL BRANDS INC
COMMON STOCK
651229106
2219
52000SH
DFND
1,2
5200000
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
3415
82400SH
DFND
1,2
8240000
NIKE INC CL B
COMMON STOCK
654106103
1667
32150SH
DFND
1,2
3215000
NOBLE ENERGY INC
COMMON STOCK
655044105
726
25604SH
DFND
1,2
2560400
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
1300
4520SH
DFND
1,2
452000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
2265
41900SH
DFND
1,2
4190000
NUCOR CORP
COMMON STOCK
670346105
170
3040SH
DFND
1,2
304000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
1442
22450SH
DFND
1,2
2245000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
4521
244800SH
DFND
1,2
24480000
OUTFRONT MEDIA INC (REIT)
COMMON STOCK
69007J106
227
9000SH
DFND
1,2
900000
PEPSICO INC
COMMON STOCK
713448108
513
4600SH
DFND
1,2
460000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
9240
920300SH
DFND
1,2
92030000
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
12579
1302200SH
DFND
1,2
130220000
PFIZER INC
COMMON STOCK
717081103
161
4500SH
DFND
1,2
450000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
7119
64130SH
DFND
1,2
6413000
POTASH CORP OF SASKATCHEWAN INC (USD)
COMMON STOCK
73755L107
602
31300SH
DFND
1,2
3130000
PRAXAIR INC
COMMON STOCK
74005P104
769
5500SH
DFND
1,2
550000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
5075
2772SH
DFND
1,2
277200
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
868
9540SH
DFND
1,2
954000
QUALCOMM INC
COMMON STOCK
747525103
399
7700SH
DFND
1,2
770000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
3147
26550SH
DFND
1,2
2655000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
383
6120SH
DFND
1,2
612000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
2382
22600SH
DFND
1,2
2260000
SCHLUMBERGER LTD
COMMON STOCK
806857108
4482
64254SH
DFND
1,2
6425400
SEATTLE GENETICS INC
COMMON STOCK
812578102
3337
61330SH
DFND
1,2
6133000
SEMPRA ENERGY
COMMON STOCK
816851109
2779
24350SH
DFND
1,2
2435000
STARBUCKS CORP
COMMON STOCK
855244109
4687
87265SH
DFND
1,2
8726500
STATE STREET CORP
COMMON STOCK
857477103
1315
13760SH
DFND
1,2
1376000
SUNCOR ENERGY INC
COMMON STOCK
867224107
129
3700SH
DFND
1,2
370000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
3400
90548SH
DFND
1,2
9054800
TENARIS SA ADR
COMMON STOCK
88031M109
3541
125092SH
DFND
1,2
12509200
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
950
10600SH
DFND
1,2
1060000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
4870
19050SH
DFND
1,2
1905000
TRIMBLE INC
COMMON STOCK
896239100
3332
84900SH
DFND
1,2
8490000
UBS GROUP AG
COMMON STOCK
H42097107
1701
99427SH
DFND
1,2
9942700
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
2455
46100SH
DFND
1,2
4610000
UNION PACIFIC CORP
COMMON STOCK
907818108
244
2100SH
DFND
1,2
210000
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
1659
8470SH
DFND
1,2
847000
VALE SA ON ADR
COMMON STOCK
91912E105
27357
2716712SH
DFND
1,2
271671200
VERISIGN INC
COMMON STOCK
92343E102
418
3929SH
DFND
1,2
392900
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
2443
49360SH
DFND
1,2
4936000
VIACOM INC CL B
COMMON STOCK
92553P201
25
900SH
DFND
1,2
90000
VISA INC CL A
COMMON STOCK
92826C839
10008
95100SH
DFND
1,2
9510000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
2025
20540SH
DFND
1,2
2054000
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
1508
21550SH
DFND
1,2
2155000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
438
400000PRN
DFND
1,2
40000000
WELLS FARGO AND CO
COMMON STOCK
949746101
2801
50780SH
DFND
1,2
5078000
WHIRLPOOL CORP
COMMON STOCK
963320106
1014
5500SH
DFND
1,2
550000
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
453
15100SH
DFND
1,2
1510000
WYNN RESORTS LTD
COMMON STOCK
983134107
3217
21600SH
DFND
1,2
2160000
XILINX INC
COMMON STOCK
983919101
167
2360SH
DFND
1,2
236000
YANDEX NV A
COMMON STOCK
N97284108
10871
329925SH
DFND
1,2
32992500
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
19597
490300SH
DFND
1,2
49030000
YUM! BRANDS INC
COMMON STOCK
988498101
905
12300SH
DFND
1,2
1230000