0000732812-17-000023.txt : 20170515
0000732812-17-000023.hdr.sgml : 20170515
20170515161536
ACCESSION NUMBER: 0000732812-17-000023
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/
CENTRAL INDEX KEY: 0000895213
IRS NUMBER: 954154361
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04457
FILM NUMBER: 17844390
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 900711
13F-HR
1
primary_doc.xml
13F-HR
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0000895213
XXXXXXXX
03-31-2017
03-31-2017
CAPITAL INTERNATIONAL INC /CA/
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
900711
13F HOLDINGS REPORT
028-04457
N
Peter C. Kelly
Senior Vice President, Senior Counsel and Secretary
213-486-9200
Peter C. Kelly
Los Angeles
CA
05-15-2017
3
165
821285
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
ciinc.xml
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
1870
15600SH
DFND
1,2
1560000
ADVANCE AUTO PARTS INC
COMMON STOCK
00751Y106
534
3600SH
DFND
1,2
360000
AES CORP (THE)
COMMON STOCK
00130H105
11955
1069300SH
DFND
1,2
106930000
AETNA INC
COMMON STOCK
00817Y108
198
1550SH
DFND
1,2
155000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
5011
85800SH
DFND
1,2
8580000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
74185
687980SH
DFND
1,2
68798000
ALPHABET INC CL A
COMMON STOCK
02079K305
5146
6070SH
DFND
1,2
607000
ALPHABET INC CL C
COMMON STOCK
02079K107
8891
10718SH
DFND
1,2
1071800
AMAZON.COM INC
COMMON STOCK
023135106
8932
10075SH
DFND
1,2
1007500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
46010
3247032SH
DFND
1,2
324703200
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
6143
50539SH
DFND
1,2
5053900
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
324
2900SH
DFND
1,2
290000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
1283
20700SH
DFND
1,2
2070000
ANALOG DEVICES INC
COMMON STOCK
032654105
336
4100SH
DFND
1,2
410000
AON PLC CL A
COMMON STOCK
G0408V102
1709
14400SH
DFND
1,2
1440000
APPLE INC
COMMON STOCK
037833100
8323
57932SH
DFND
1,2
5793200
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
3143
23664SH
DFND
1,2
2366400
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
1074
34500SH
DFND
1,2
3450000
AUTOMATIC DATA PROCESSING INC
COMMON STOCK
053015103
655
6400SH
DFND
1,2
640000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
22149
2162947SH
DFND
1,2
216294700
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
158
8300SH
DFND
1,2
830000
BROADCOM LTD
COMMON STOCK
Y09827109
2772
12659SH
DFND
1,2
1265900
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
3401
46000SH
DFND
1,2
4600000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1345
41200SH
DFND
1,2
4120000
CBS CORP CL B N/V
COMMON STOCK
124857202
3503
50500SH
DFND
1,2
5050000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
9861
1087184SH
DFND
1,2
108718400
CERNER CORPORATION
COMMON STOCK
156782104
4473
76000SH
DFND
1,2
7600000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
4761
61600SH
DFND
1,2
6160000
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
1669
5100SH
DFND
1,2
510000
CHEVRON CORP
COMMON STOCK
166764100
4014
37386SH
DFND
1,2
3738600
CHUBB LTD
COMMON STOCK
H1467J104
4973
36500SH
DFND
1,2
3650000
CIT GROUP INC
COMMON STOCK
125581801
4705
109600SH
DFND
1,2
10960000
CME GROUP INC CL A
COMMON STOCK
12572Q105
11840
99660SH
DFND
1,2
9966000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
954
1789155SH
DFND
1,2
178915500
COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19
CORP CONV BOND
19075FAA4
10
31000PRN
DFND
1,2
3100000
COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24
CORP CONV BOND
19075FAB2
76
291000PRN
DFND
1,2
29100000
COCA-COLA CO
COMMON STOCK
191216100
2466
58100SH
DFND
1,2
5810000
COMCAST CORP CL A
COMMON STOCK
20030N101
5654
150400SH
DFND
1,2
15040000
CONOCOPHILLIPS
COMMON STOCK
20825C104
408
8190SH
DFND
1,2
819000
CORE LABORATORIES
COMMON STOCK
N22717107
3968
34352SH
DFND
1,2
3435200
COTY INC CL A
COMMON STOCK
222070203
111
6100SH
DFND
1,2
610000
CREDICORP LTD
COMMON STOCK
G2519Y108
28647
175428SH
DFND
1,2
17542800
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
2966
31400SH
DFND
1,2
3140000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
5286
107546SH
DFND
1,2
10754600
DANAHER CORP
COMMON STOCK
235851102
7364
86100SH
DFND
1,2
8610000
DAVITA INC
COMMON STOCK
23918K108
197
2900SH
DFND
1,2
290000
DEERE AND CO
COMMON STOCK
244199105
2095
19245SH
DFND
1,2
1924500
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
117
1100SH
DFND
1,2
110000
DOLLAR GENERAL CORP
COMMON STOCK
256677105
2099
30100SH
DFND
1,2
3010000
DOW CHEMICAL CO
COMMON STOCK
260543103
108
1700SH
DFND
1,2
170000
EATON CORP PLC
COMMON STOCK
G29183103
6933
93500SH
DFND
1,2
9350000
ELI LILLY AND CO
COMMON STOCK
532457108
1464
17405SH
DFND
1,2
1740500
ENBRIDGE INC
COMMON STOCK
29250N105
11437
273700SH
DFND
1,2
27370000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
9590
922991SH
DFND
1,2
92299100
ENEL CHILE SA ADR
COMMON STOCK
29278D105
2280
414491SH
DFND
1,2
41449100
ENSCO PLC CL A
COMMON STOCK
G3157S106
38
4200SH
DFND
1,2
420000
EOG RESOURCES INC
COMMON STOCK
26875P101
4013
41140SH
DFND
1,2
4114000
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
395
6000SH
DFND
1,2
600000
EXXON MOBIL CORP
COMMON STOCK
30231G102
2518
30700SH
DFND
1,2
3070000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
80
2700SH
DFND
1,2
270000
GENPACT LTD
COMMON STOCK
G3922B107
238
9600SH
DFND
1,2
960000
GILEAD SCIENCES INC
COMMON STOCK
375558103
1421
20920SH
DFND
1,2
2092000
GODADDY INC CL A
COMMON STOCK
380237107
250
6600SH
DFND
1,2
660000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
3340
119600SH
DFND
1,2
11960000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
2994
13035SH
DFND
1,2
1303500
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
1270
405800SH
DFND
1,2
40580000
HALLIBURTON CO
COMMON STOCK
406216101
1755
35658SH
DFND
1,2
3565800
HDFC BANK LTD ADR
COMMON STOCK
40415F101
15
200SH
DFND
1,2
20000
HELMERICH AND PAYNE
COMMON STOCK
423452101
213
3200SH
DFND
1,2
320000
HEWLETT PACKARD ENTERPRISE CO
COMMON STOCK
42824C109
299
12600SH
DFND
1,2
1260000
HEXCEL CORPORATION
COMMON STOCK
428291108
3933
72100SH
DFND
1,2
7210000
HORMEL FOODS CORP
COMMON STOCK
440452100
246
7100SH
DFND
1,2
710000
HP INC
COMMON STOCK
40434L105
379
21200SH
DFND
1,2
2120000
HUMANA INC
COMMON STOCK
444859102
1278
6200SH
DFND
1,2
620000
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
838
62600SH
DFND
1,2
6260000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
16103
1872400SH
DFND
1,2
187240000
IDEX CORP
COMMON STOCK
45167R104
1641
17552SH
DFND
1,2
1755200
ILLUMINA INC
COMMON STOCK
452327109
149
875SH
DFND
1,2
87500
INCYTE CORP
COMMON STOCK
45337C102
15504
115987SH
DFND
1,2
11598700
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
4544
75900SH
DFND
1,2
7590000
INTERNATIONAL FLAVORS AND FRAGRANCES INC
COMMON STOCK
459506101
649
4900SH
DFND
1,2
490000
INVESCO LTD
COMMON STOCK
G491BT108
368
12000SH
DFND
1,2
1200000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
275
7710SH
DFND
1,2
771000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
28020
2321444SH
DFND
1,2
232144400
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
568
6100SH
DFND
1,2
610000
JD.COM INC A ADR
COMMON STOCK
47215P106
28556
917900SH
DFND
1,2
91790000
JOHNSON AND JOHNSON
COMMON STOCK
478160104
3886
31200SH
DFND
1,2
3120000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
3855
43889SH
DFND
1,2
4388900
KINDER MORGAN INC
COMMON STOCK
49456B101
339
15580SH
DFND
1,2
1558000
KITE PHARMA INC
COMMON STOCK
49803L109
1013
12900SH
DFND
1,2
1290000
KRAFT HEINZ CO (THE)
COMMON STOCK
500754106
254
2800SH
DFND
1,2
280000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
592
10375SH
DFND
1,2
1037500
LENNAR CORP CL A
COMMON STOCK
526057104
435
8500SH
DFND
1,2
850000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
G5480U104
2041
56900SH
DFND
1,2
5690000
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
1117
4175SH
DFND
1,2
417500
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
825
15900SH
DFND
1,2
1590000
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
5653
76500SH
DFND
1,2
7650000
MEDTRONIC PLC
COMMON STOCK
G5960L103
4382
54400SH
DFND
1,2
5440000
MERCADOLIBRE INC
COMMON STOCK
58733R102
26077
123312SH
DFND
1,2
12331200
MICROSOFT CORP
COMMON STOCK
594918104
14686
222990SH
DFND
1,2
22299000
MOBILEYE NV
COMMON STOCK
N51488117
295
4800SH
DFND
1,2
480000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
2947
68400SH
DFND
1,2
6840000
MONSANTO CO
COMMON STOCK
61166W101
6288
55550SH
DFND
1,2
5555000
MOODYS CORP
COMMON STOCK
615369105
3283
29300SH
DFND
1,2
2930000
NASDAQ INC
COMMON STOCK
631103108
229
3300SH
DFND
1,2
330000
NETAPP INC
COMMON STOCK
64110D104
201
4800SH
DFND
1,2
480000
NEW ORIENTAL EDU AND TECH GRP INC ADR
COMMON STOCK
647581107
19805
328000SH
DFND
1,2
32800000
NEW YORK COMMUNITY BANCORP INC
COMMON STOCK
649445103
106
7600SH
DFND
1,2
760000
NEWELL BRANDS INC
COMMON STOCK
651229106
3387
71800SH
DFND
1,2
7180000
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
4552
110200SH
DFND
1,2
11020000
NIKE INC CL B
COMMON STOCK
654106103
2730
48990SH
DFND
1,2
4899000
NOBLE ENERGY INC
COMMON STOCK
655044105
2215
64504SH
DFND
1,2
6450400
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
1182
4970SH
DFND
1,2
497000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
2775
54700SH
DFND
1,2
5470000
NUCOR CORP
COMMON STOCK
670346105
677
11340SH
DFND
1,2
1134000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
2414
38100SH
DFND
1,2
3810000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
5185
334700SH
DFND
1,2
33470000
OUTFRONT MEDIA INC (REIT)
COMMON STOCK
69007J106
239
9000SH
DFND
1,2
900000
PANERA BREAD CO CL A
COMMON STOCK
69840W108
1021
3900SH
DFND
1,2
390000
PEPSICO INC
COMMON STOCK
713448108
828
7400SH
DFND
1,2
740000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
29626
3057427SH
DFND
1,2
305742700
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
12181
1321100SH
DFND
1,2
132110000
PFIZER INC
COMMON STOCK
717081103
811
23700SH
DFND
1,2
2370000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
8843
78330SH
DFND
1,2
7833000
POTASH CORP OF SASKATCHEWAN INC (USD)
COMMON STOCK
73755L107
490
28700SH
DFND
1,2
2870000
PRAXAIR INC
COMMON STOCK
74005P104
961
8100SH
DFND
1,2
810000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
8371
4703SH
DFND
1,2
470300
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
1459
16240SH
DFND
1,2
1624000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
7711
78600SH
DFND
1,2
7860000
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
4
81SH
DFND
1,2
8100
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
367
6570SH
DFND
1,2
657000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
2689
32400SH
DFND
1,2
3240000
SCHLUMBERGER LTD
COMMON STOCK
806857108
8306
106354SH
DFND
1,2
10635400
SCRIPPS NETWORKS INTERACTIVE INC CL A
COMMON STOCK
811065101
329
4200SH
DFND
1,2
420000
SEADRILL LTD (USD)
COMMON STOCK
G7945E105
455
284958SH
DFND
1,2
28495800
SEATTLE GENETICS INC
COMMON STOCK
812578102
1578
25100SH
DFND
1,2
2510000
SEMPRA ENERGY
COMMON STOCK
816851109
2547
23050SH
DFND
1,2
2305000
SOUTHERN CO
COMMON STOCK
842587107
1204
24180SH
DFND
1,2
2418000
STARBUCKS CORP
COMMON STOCK
855244109
8015
137265SH
DFND
1,2
13726500
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
3752
114248SH
DFND
1,2
11424800
TENARIS SA ADR
COMMON STOCK
88031M109
7323
214500SH
DFND
1,2
21450000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
1345
16700SH
DFND
1,2
1670000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
5295
24050SH
DFND
1,2
2405000
TRIMBLE INC
COMMON STOCK
896239100
4155
129800SH
DFND
1,2
12980000
UBS GROUP AG
COMMON STOCK
H42097107
2309
144174SH
DFND
1,2
14417400
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
3863
57000SH
DFND
1,2
5700000
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
57
3200SH
DFND
1,2
320000
UNILEVER NV (USD)
COMMON STOCK
904784709
129
2600SH
DFND
1,2
260000
UNION PACIFIC CORP
COMMON STOCK
907818108
3239
30580SH
DFND
1,2
3058000
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
1471
8970SH
DFND
1,2
897000
VALE SA PNA ADR
COMMON STOCK
91912E204
28832
3210702SH
DFND
1,2
321070200
VERISIGN INC
COMMON STOCK
92343E102
516
5929SH
DFND
1,2
592900
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
3001
61560SH
DFND
1,2
6156000
VISA INC CL A
COMMON STOCK
92826C839
13899
156400SH
DFND
1,2
15640000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
3554
31340SH
DFND
1,2
3134000
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
1359
15400SH
DFND
1,2
1540000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
1179
916000PRN
DFND
1,2
91600000
WELLS FARGO AND CO
COMMON STOCK
949746101
4457
80080SH
DFND
1,2
8008000
WHIRLPOOL CORP
COMMON STOCK
963320106
1182
6900SH
DFND
1,2
690000
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
27
900SH
DFND
1,2
90000
WYNN RESORTS LTD
COMMON STOCK
983134107
3656
31900SH
DFND
1,2
3190000
XILINX INC
COMMON STOCK
983919101
1922
33200SH
DFND
1,2
3320000
YANDEX NV A
COMMON STOCK
N97284108
6744
307525SH
DFND
1,2
30752500
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
14242
523600SH
DFND
1,2
52360000
YUM! BRANDS INC
COMMON STOCK
988498101
850
13300SH
DFND
1,2
1330000