0000732812-17-000023.txt : 20170515 0000732812-17-000023.hdr.sgml : 20170515 20170515161536 ACCESSION NUMBER: 0000732812-17-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/ CENTRAL INDEX KEY: 0000895213 IRS NUMBER: 954154361 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04457 FILM NUMBER: 17844390 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 900711 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000895213 XXXXXXXX 03-31-2017 03-31-2017 CAPITAL INTERNATIONAL INC /CA/
333 SOUTH HOPE ST 55TH FL LOS ANGELES CA 900711
13F HOLDINGS REPORT 028-04457 N
Peter C. Kelly Senior Vice President, Senior Counsel and Secretary 213-486-9200 Peter C. Kelly Los Angeles CA 05-15-2017 3 165 821285 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE 2 ciinc.xml ACCENTURE PLC CL A COMMON STOCK G1151C101 1870 15600SH DFND 1,2 1560000 ADVANCE AUTO PARTS INC COMMON STOCK 00751Y106 534 3600SH DFND 1,2 360000 AES CORP (THE) COMMON STOCK 00130H105 11955 1069300SH DFND 1,2 106930000 AETNA INC COMMON STOCK 00817Y108 198 1550SH DFND 1,2 155000 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 5011 85800SH DFND 1,2 8580000 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 74185 687980SH DFND 1,2 68798000 ALPHABET INC CL A COMMON STOCK 02079K305 5146 6070SH DFND 1,2 607000 ALPHABET INC CL C COMMON STOCK 02079K107 8891 10718SH DFND 1,2 1071800 AMAZON.COM INC COMMON STOCK 023135106 8932 10075SH DFND 1,2 1007500 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 46010 3247032SH DFND 1,2 324703200 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 6143 50539SH DFND 1,2 5053900 AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 ( CONV PREFRD STCK 03027X407 324 2900SH DFND 1,2 290000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 1283 20700SH DFND 1,2 2070000 ANALOG DEVICES INC COMMON STOCK 032654105 336 4100SH DFND 1,2 410000 AON PLC CL A COMMON STOCK G0408V102 1709 14400SH DFND 1,2 1440000 APPLE INC COMMON STOCK 037833100 8323 57932SH DFND 1,2 5793200 ASML HOLDING NV (USD) COMMON STOCK N07059210 3143 23664SH DFND 1,2 2366400 ASTRAZENECA PLC ADR COMMON STOCK 046353108 1074 34500SH DFND 1,2 3450000 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 655 6400SH DFND 1,2 640000 BANCO BRADESCO SA PN ADR COMMON STOCK 059460303 22149 2162947SH DFND 1,2 216294700 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 158 8300SH DFND 1,2 830000 BROADCOM LTD COMMON STOCK Y09827109 2772 12659SH DFND 1,2 1265900 CANADIAN NATIONAL RAILWAY CO (USD) COMMON STOCK 136375102 3401 46000SH DFND 1,2 4600000 CANADIAN NATURAL RESOURCES LTD COMMON STOCK 136385101 1345 41200SH DFND 1,2 4120000 CBS CORP CL B N/V COMMON STOCK 124857202 3503 50500SH DFND 1,2 5050000 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR) COMMON STOCK 151290889 9861 1087184SH DFND 1,2 108718400 CERNER CORPORATION COMMON STOCK 156782104 4473 76000SH DFND 1,2 7600000 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 4761 61600SH DFND 1,2 6160000 CHARTER COMMUNICATIONS INC CL A COMMON STOCK 16119P108 1669 5100SH DFND 1,2 510000 CHEVRON CORP COMMON STOCK 166764100 4014 37386SH DFND 1,2 3738600 CHUBB LTD COMMON STOCK H1467J104 4973 36500SH DFND 1,2 3650000 CIT GROUP INC COMMON STOCK 125581801 4705 109600SH DFND 1,2 10960000 CME GROUP INC CL A COMMON STOCK 12572Q105 11840 99660SH DFND 1,2 9966000 COBALT INTERNATIONAL ENERGY INC COMMON STOCK 19075F106 954 1789155SH DFND 1,2 178915500 COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19 CORP CONV BOND 19075FAA4 10 31000PRN DFND 1,2 3100000 COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24 CORP CONV BOND 19075FAB2 76 291000PRN DFND 1,2 29100000 COCA-COLA CO COMMON STOCK 191216100 2466 58100SH DFND 1,2 5810000 COMCAST CORP CL A COMMON STOCK 20030N101 5654 150400SH DFND 1,2 15040000 CONOCOPHILLIPS COMMON STOCK 20825C104 408 8190SH DFND 1,2 819000 CORE LABORATORIES COMMON STOCK N22717107 3968 34352SH DFND 1,2 3435200 COTY INC CL A COMMON STOCK 222070203 111 6100SH DFND 1,2 610000 CREDICORP LTD COMMON STOCK G2519Y108 28647 175428SH DFND 1,2 17542800 CROWN CASTLE INTL CORP (REIT) COMMON STOCK 22822V101 2966 31400SH DFND 1,2 3140000 CTRIP.COM INTL ADR COMMON STOCK 22943F100 5286 107546SH DFND 1,2 10754600 DANAHER CORP COMMON STOCK 235851102 7364 86100SH DFND 1,2 8610000 DAVITA INC COMMON STOCK 23918K108 197 2900SH DFND 1,2 290000 DEERE AND CO COMMON STOCK 244199105 2095 19245SH DFND 1,2 1924500 DIGITAL REALTY TRUST INC (REIT) COMMON STOCK 253868103 117 1100SH DFND 1,2 110000 DOLLAR GENERAL CORP COMMON STOCK 256677105 2099 30100SH DFND 1,2 3010000 DOW CHEMICAL CO COMMON STOCK 260543103 108 1700SH DFND 1,2 170000 EATON CORP PLC COMMON STOCK G29183103 6933 93500SH DFND 1,2 9350000 ELI LILLY AND CO COMMON STOCK 532457108 1464 17405SH DFND 1,2 1740500 ENBRIDGE INC COMMON STOCK 29250N105 11437 273700SH DFND 1,2 27370000 ENEL AMERICAS SA ADR COMMON STOCK 29274F104 9590 922991SH DFND 1,2 92299100 ENEL CHILE SA ADR COMMON STOCK 29278D105 2280 414491SH DFND 1,2 41449100 ENSCO PLC CL A COMMON STOCK G3157S106 38 4200SH DFND 1,2 420000 EOG RESOURCES INC COMMON STOCK 26875P101 4013 41140SH DFND 1,2 4114000 EXPRESS SCRIPTS HOLDING CO COMMON STOCK 30219G108 395 6000SH DFND 1,2 600000 EXXON MOBIL CORP COMMON STOCK 30231G102 2518 30700SH DFND 1,2 3070000 GENERAL ELECTRIC CO COMMON STOCK 369604103 80 2700SH DFND 1,2 270000 GENPACT LTD COMMON STOCK G3922B107 238 9600SH DFND 1,2 960000 GILEAD SCIENCES INC COMMON STOCK 375558103 1421 20920SH DFND 1,2 2092000 GODADDY INC CL A COMMON STOCK 380237107 250 6600SH DFND 1,2 660000 GOLAR LNG LTD (USD) COMMON STOCK G9456A100 3340 119600SH DFND 1,2 11960000 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 2994 13035SH DFND 1,2 1303500 GRANA Y MONTERO SAA ADR COMMON STOCK 38500P208 1270 405800SH DFND 1,2 40580000 HALLIBURTON CO COMMON STOCK 406216101 1755 35658SH DFND 1,2 3565800 HDFC BANK LTD ADR COMMON STOCK 40415F101 15 200SH DFND 1,2 20000 HELMERICH AND PAYNE COMMON STOCK 423452101 213 3200SH DFND 1,2 320000 HEWLETT PACKARD ENTERPRISE CO COMMON STOCK 42824C109 299 12600SH DFND 1,2 1260000 HEXCEL CORPORATION COMMON STOCK 428291108 3933 72100SH DFND 1,2 7210000 HORMEL FOODS CORP COMMON STOCK 440452100 246 7100SH DFND 1,2 710000 HP INC COMMON STOCK 40434L105 379 21200SH DFND 1,2 2120000 HUMANA INC COMMON STOCK 444859102 1278 6200SH DFND 1,2 620000 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 838 62600SH DFND 1,2 6260000 ICICI BANK LTD ADR COMMON STOCK 45104G104 16103 1872400SH DFND 1,2 187240000 IDEX CORP COMMON STOCK 45167R104 1641 17552SH DFND 1,2 1755200 ILLUMINA INC COMMON STOCK 452327109 149 875SH DFND 1,2 87500 INCYTE CORP COMMON STOCK 45337C102 15504 115987SH DFND 1,2 11598700 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 4544 75900SH DFND 1,2 7590000 INTERNATIONAL FLAVORS AND FRAGRANCES INC COMMON STOCK 459506101 649 4900SH DFND 1,2 490000 INVESCO LTD COMMON STOCK G491BT108 368 12000SH DFND 1,2 1200000 IRON MOUNTAIN INC (REIT) COMMON STOCK 46284V101 275 7710SH DFND 1,2 771000 ITAU UNIBANCO HOLDING SA PN ADR COMMON STOCK 465562106 28020 2321444SH DFND 1,2 232144400 JACK HENRY AND ASSOCIATES INC COMMON STOCK 426281101 568 6100SH DFND 1,2 610000 JD.COM INC A ADR COMMON STOCK 47215P106 28556 917900SH DFND 1,2 91790000 JOHNSON AND JOHNSON COMMON STOCK 478160104 3886 31200SH DFND 1,2 3120000 JPMORGAN CHASE AND CO COMMON STOCK 46625H100 3855 43889SH DFND 1,2 4388900 KINDER MORGAN INC COMMON STOCK 49456B101 339 15580SH DFND 1,2 1558000 KITE PHARMA INC COMMON STOCK 49803L109 1013 12900SH DFND 1,2 1290000 KRAFT HEINZ CO (THE) COMMON STOCK 500754106 254 2800SH DFND 1,2 280000 LAS VEGAS SANDS CORP COMMON STOCK 517834107 592 10375SH DFND 1,2 1037500 LENNAR CORP CL A COMMON STOCK 526057104 435 8500SH DFND 1,2 850000 LIBERTY GLOBAL PLC CL A COMMON STOCK G5480U104 2041 56900SH DFND 1,2 5690000 LOCKHEED MARTIN CORP COMMON STOCK 539830109 1117 4175SH DFND 1,2 417500 LULULEMON ATHLETICA INC COMMON STOCK 550021109 825 15900SH DFND 1,2 1590000 MARSH AND MCLENNAN COMPANIES INC COMMON STOCK 571748102 5653 76500SH DFND 1,2 7650000 MEDTRONIC PLC COMMON STOCK G5960L103 4382 54400SH DFND 1,2 5440000 MERCADOLIBRE INC COMMON STOCK 58733R102 26077 123312SH DFND 1,2 12331200 MICROSOFT CORP COMMON STOCK 594918104 14686 222990SH DFND 1,2 22299000 MOBILEYE NV COMMON STOCK N51488117 295 4800SH DFND 1,2 480000 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 2947 68400SH DFND 1,2 6840000 MONSANTO CO COMMON STOCK 61166W101 6288 55550SH DFND 1,2 5555000 MOODYS CORP COMMON STOCK 615369105 3283 29300SH DFND 1,2 2930000 NASDAQ INC COMMON STOCK 631103108 229 3300SH DFND 1,2 330000 NETAPP INC COMMON STOCK 64110D104 201 4800SH DFND 1,2 480000 NEW ORIENTAL EDU AND TECH GRP INC ADR COMMON STOCK 647581107 19805 328000SH DFND 1,2 32800000 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 106 7600SH DFND 1,2 760000 NEWELL BRANDS INC COMMON STOCK 651229106 3387 71800SH DFND 1,2 7180000 NIELSEN HOLDINGS PLC COMMON STOCK G6518L108 4552 110200SH DFND 1,2 11020000 NIKE INC CL B COMMON STOCK 654106103 2730 48990SH DFND 1,2 4899000 NOBLE ENERGY INC COMMON STOCK 655044105 2215 64504SH DFND 1,2 6450400 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 1182 4970SH DFND 1,2 497000 NORWEGIAN CRUISE LINE HOLDINGS LTD COMMON STOCK G66721104 2775 54700SH DFND 1,2 5470000 NUCOR CORP COMMON STOCK 670346105 677 11340SH DFND 1,2 1134000 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 2414 38100SH DFND 1,2 3810000 ON SEMICONDUCTOR CORP COMMON STOCK 682189105 5185 334700SH DFND 1,2 33470000 OUTFRONT MEDIA INC (REIT) COMMON STOCK 69007J106 239 9000SH DFND 1,2 900000 PANERA BREAD CO CL A COMMON STOCK 69840W108 1021 3900SH DFND 1,2 390000 PEPSICO INC COMMON STOCK 713448108 828 7400SH DFND 1,2 740000 PETROLEO BRASILEIRO ON ADR (PETROBRAS) COMMON STOCK 71654V408 29626 3057427SH DFND 1,2 305742700 PETROLEO BRASILEIRO PN ADR (PETROBRAS) COMMON STOCK 71654V101 12181 1321100SH DFND 1,2 132110000 PFIZER INC COMMON STOCK 717081103 811 23700SH DFND 1,2 2370000 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 8843 78330SH DFND 1,2 7833000 POTASH CORP OF SASKATCHEWAN INC (USD) COMMON STOCK 73755L107 490 28700SH DFND 1,2 2870000 PRAXAIR INC COMMON STOCK 74005P104 961 8100SH DFND 1,2 810000 PRICELINE GROUP INC (THE) COMMON STOCK 741503403 8371 4703SH DFND 1,2 470300 PROCTER AND GAMBLE CO COMMON STOCK 742718109 1459 16240SH DFND 1,2 1624000 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 7711 78600SH DFND 1,2 7860000 ROYAL DUTCH SHELL PLC A ADR COMMON STOCK 780259206 4 81SH DFND 1,2 8100 ROYAL DUTCH SHELL PLC B ADR COMMON STOCK 780259107 367 6570SH DFND 1,2 657000 RYANAIR HOLDINGS PLC ADR COMMON STOCK 783513203 2689 32400SH DFND 1,2 3240000 SCHLUMBERGER LTD COMMON STOCK 806857108 8306 106354SH DFND 1,2 10635400 SCRIPPS NETWORKS INTERACTIVE INC CL A COMMON STOCK 811065101 329 4200SH DFND 1,2 420000 SEADRILL LTD (USD) COMMON STOCK G7945E105 455 284958SH DFND 1,2 28495800 SEATTLE GENETICS INC COMMON STOCK 812578102 1578 25100SH DFND 1,2 2510000 SEMPRA ENERGY COMMON STOCK 816851109 2547 23050SH DFND 1,2 2305000 SOUTHERN CO COMMON STOCK 842587107 1204 24180SH DFND 1,2 2418000 STARBUCKS CORP COMMON STOCK 855244109 8015 137265SH DFND 1,2 13726500 TAIWAN SEMICONDUCTOR MFG CO ADR COMMON STOCK 874039100 3752 114248SH DFND 1,2 11424800 TENARIS SA ADR COMMON STOCK 88031M109 7323 214500SH DFND 1,2 21450000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 1345 16700SH DFND 1,2 1670000 TRANSDIGM GROUP INC COMMON STOCK 893641100 5295 24050SH DFND 1,2 2405000 TRIMBLE INC COMMON STOCK 896239100 4155 129800SH DFND 1,2 12980000 UBS GROUP AG COMMON STOCK H42097107 2309 144174SH DFND 1,2 14417400 ULTRAGENYX PHARMACEUTICAL INC COMMON STOCK 90400D108 3863 57000SH DFND 1,2 5700000 UMPQUA HOLDINGS CORP COMMON STOCK 904214103 57 3200SH DFND 1,2 320000 UNILEVER NV (USD) COMMON STOCK 904784709 129 2600SH DFND 1,2 260000 UNION PACIFIC CORP COMMON STOCK 907818108 3239 30580SH DFND 1,2 3058000 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 1471 8970SH DFND 1,2 897000 VALE SA PNA ADR COMMON STOCK 91912E204 28832 3210702SH DFND 1,2 321070200 VERISIGN INC COMMON STOCK 92343E102 516 5929SH DFND 1,2 592900 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 3001 61560SH DFND 1,2 6156000 VISA INC CL A COMMON STOCK 92826C839 13899 156400SH DFND 1,2 15640000 WALT DISNEY COMPANY (THE) COMMON STOCK 254687106 3554 31340SH DFND 1,2 3134000 WASTE CONNECTIONS INC (USD) COMMON STOCK 94106B101 1359 15400SH DFND 1,2 1540000 WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21 CORP CONV BOND 947075AH0 1179 916000PRN DFND 1,2 91600000 WELLS FARGO AND CO COMMON STOCK 949746101 4457 80080SH DFND 1,2 8008000 WHIRLPOOL CORP COMMON STOCK 963320106 1182 6900SH DFND 1,2 690000 WILLIAMS COMPANIES INC (THE) COMMON STOCK 969457100 27 900SH DFND 1,2 90000 WYNN RESORTS LTD COMMON STOCK 983134107 3656 31900SH DFND 1,2 3190000 XILINX INC COMMON STOCK 983919101 1922 33200SH DFND 1,2 3320000 YANDEX NV A COMMON STOCK N97284108 6744 307525SH DFND 1,2 30752500 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 14242 523600SH DFND 1,2 52360000 YUM! BRANDS INC COMMON STOCK 988498101 850 13300SH DFND 1,2 1330000