0000732812-17-000011.txt : 20170215
0000732812-17-000011.hdr.sgml : 20170215
20170215073749
ACCESSION NUMBER: 0000732812-17-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/
CENTRAL INDEX KEY: 0000895213
IRS NUMBER: 954154361
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04457
FILM NUMBER: 17612918
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 900711
13F-HR
1
primary_doc.xml
13F-HR
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0000895213
XXXXXXXX
12-31-2016
12-31-2016
CAPITAL INTERNATIONAL INC /CA/
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
900711
13F HOLDINGS REPORT
028-04457
N
Peter C. Kelly
Senior Vice President, Senior Counsel and Secretary
213-486-9200
Peter C. Kelly
Los Angeles
CA
02-15-2017
3
162
804028
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
ciinc.xml
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
1862
15900SH
DFND
1,2
1590000
ADVANCE AUTO PARTS INC
COMMON STOCK
00751Y106
609
3600SH
DFND
1,2
360000
AES CORP (THE)
COMMON STOCK
00130H105
15862
1365100SH
DFND
1,2
136510000
AETNA INC
COMMON STOCK
00817Y108
2319
18700SH
DFND
1,2
1870000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
3593
86100SH
DFND
1,2
8610000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
63634
724680SH
DFND
1,2
72468000
ALPHABET INC CL A
COMMON STOCK
02079K305
5028
6345SH
DFND
1,2
634500
ALPHABET INC CL C
COMMON STOCK
02079K107
8095
10488SH
DFND
1,2
1048800
AMAZON.COM INC
COMMON STOCK
023135106
7173
9565SH
DFND
1,2
956500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
42254
3361532SH
DFND
1,2
336153200
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
5859
55439SH
DFND
1,2
5543900
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5PERCENT SER B) 02-15-18 (REIT)
CONV PREFRD STCK
03027X407
303
2900SH
DFND
1,2
290000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
1478
21200SH
DFND
1,2
2120000
ANALOG DEVICES INC
COMMON STOCK
032654105
327
4500SH
DFND
1,2
450000
AON PLC CL A
COMMON STOCK
G0408V102
1695
15200SH
DFND
1,2
1520000
APPLE INC
COMMON STOCK
037833100
6744
58232SH
DFND
1,2
5823200
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
2722
24264SH
DFND
1,2
2426400
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
1000
36600SH
DFND
1,2
3660000
AUTOMATIC DATA PROCESSING INC
COMMON STOCK
053015103
771
7500SH
DFND
1,2
750000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
20590
2363947SH
DFND
1,2
236394700
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
486
30400SH
DFND
1,2
3040000
BROADCOM LTD
COMMON STOCK
Y09827109
2361
13359SH
DFND
1,2
1335900
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
3646
54100SH
DFND
1,2
5410000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1404
44000SH
DFND
1,2
4400000
CBS CORP CL B N/V
COMMON STOCK
124857202
3213
50500SH
DFND
1,2
5050000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
18269
2275082SH
DFND
1,2
227508200
CERNER CORPORATION
COMMON STOCK
156782104
2970
62700SH
DFND
1,2
6270000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
4579
62500SH
DFND
1,2
6250000
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
1641
5700SH
DFND
1,2
570000
CHEVRON CORP
COMMON STOCK
166764100
4318
36686SH
DFND
1,2
3668600
CHUBB LTD
COMMON STOCK
H1467J104
4822
36500SH
DFND
1,2
3650000
CIT GROUP INC
COMMON STOCK
125581801
4703
110200SH
DFND
1,2
11020000
CME GROUP INC CL A
COMMON STOCK
12572Q105
12545
108760SH
DFND
1,2
10876000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
2259
1851955SH
DFND
1,2
185195500
COBALT INTL ENERGY INC CV SR UNSEC 2.625PERCENT 12-01-19
CORP CONV BOND
19075FAA4
61
153000PRN
DFND
1,2
15300000
COBALT INTL ENERGY INC CV SR UNSEC 3.125PERCENT 05-15-24
CORP CONV BOND
19075FAB2
396
1367000PRN
DFND
1,2
136700000
COCA-COLA CO
COMMON STOCK
191216100
2326
56100SH
DFND
1,2
5610000
COMCAST CORP CL A
COMMON STOCK
20030N101
5165
74800SH
DFND
1,2
7480000
CONOCOPHILLIPS
COMMON STOCK
20825C104
1318
26290SH
DFND
1,2
2629000
CORE LABORATORIES
COMMON STOCK
N22717107
5840
48652SH
DFND
1,2
4865200
COTY INC CL A
COMMON STOCK
222070203
112
6100SH
DFND
1,2
610000
CREDICORP LTD
COMMON STOCK
G2519Y108
28040
177628SH
DFND
1,2
17762800
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
2673
30800SH
DFND
1,2
3080000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
4302
107546SH
DFND
1,2
10754600
DANAHER CORP
COMMON STOCK
235851102
6795
87300SH
DFND
1,2
8730000
DAVITA INC
COMMON STOCK
23918K108
1637
25500SH
DFND
1,2
2550000
DOLLAR GENERAL CORP
COMMON STOCK
256677105
2192
29600SH
DFND
1,2
2960000
DOW CHEMICAL CO
COMMON STOCK
260543103
97
1700SH
DFND
1,2
170000
EATON CORP PLC
COMMON STOCK
G29183103
6575
98000SH
DFND
1,2
9800000
ELI LILLY AND CO
COMMON STOCK
532457108
1721
23405SH
DFND
1,2
2340500
ENBRIDGE INC
COMMON STOCK
29250N105
10958
260100SH
DFND
1,2
26010000
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
8097
986191SH
DFND
1,2
98619100
ENEL CHILE SA ADR
COMMON STOCK
29278D105
4295
943891SH
DFND
1,2
94389100
ENSCO PLC CL A
COMMON STOCK
G3157S106
221
22700SH
DFND
1,2
2270000
EOG RESOURCES INC
COMMON STOCK
26875P101
5039
49840SH
DFND
1,2
4984000
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
413
6000SH
DFND
1,2
600000
EXXON MOBIL CORP
COMMON STOCK
30231G102
2771
30700SH
DFND
1,2
3070000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
85
2700SH
DFND
1,2
270000
GENPACT LTD
COMMON STOCK
G3922B107
234
9600SH
DFND
1,2
960000
GILEAD SCIENCES INC
COMMON STOCK
375558103
1498
20920SH
DFND
1,2
2092000
GODADDY INC CL A
COMMON STOCK
380237107
283
8100SH
DFND
1,2
810000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
2744
119600SH
DFND
1,2
11960000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
3121
13035SH
DFND
1,2
1303500
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
2901
405800SH
DFND
1,2
40580000
HALLIBURTON CO
COMMON STOCK
406216101
1994
36858SH
DFND
1,2
3685800
HDFC BANK LTD ADR
COMMON STOCK
40415F101
12
200SH
DFND
1,2
20000
HELMERICH & PAYNE
COMMON STOCK
423452101
248
3200SH
DFND
1,2
320000
HEWLETT PACKARD ENTERPRISE CO
COMMON STOCK
42824C109
292
12600SH
DFND
1,2
1260000
HEXCEL CORPORATION
COMMON STOCK
428291108
3832
74500SH
DFND
1,2
7450000
HP INC
COMMON STOCK
40434L105
315
21200SH
DFND
1,2
2120000
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
377
28500SH
DFND
1,2
2850000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
491
65600SH
DFND
1,2
6560000
IDEX CORP
COMMON STOCK
45167R104
1599
17752SH
DFND
1,2
1775200
ILLUMINA INC
COMMON STOCK
452327109
2125
16600SH
DFND
1,2
1660000
INCYTE CORP
COMMON STOCK
45337C102
11785
117537SH
DFND
1,2
11753700
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
3690
65400SH
DFND
1,2
6540000
INTERNATIONAL FLAVORS & FRAGRANCES INC
COMMON STOCK
459506101
601
5100SH
DFND
1,2
510000
INVESCO LTD
COMMON STOCK
G491BT108
364
12000SH
DFND
1,2
1200000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
276
8510SH
DFND
1,2
851000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
23864
2321444SH
DFND
1,2
232144400
JACK HENRY & ASSOCIATES INC
COMMON STOCK
426281101
648
7300SH
DFND
1,2
730000
JD.COM INC A ADR
COMMON STOCK
47215P106
31075
1221500SH
DFND
1,2
122150000
JOHNSON & JOHNSON
COMMON STOCK
478160104
3572
31000SH
DFND
1,2
3100000
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
3873
44889SH
DFND
1,2
4488900
KINDER MORGAN INC
COMMON STOCK
49456B101
352
16980SH
DFND
1,2
1698000
KITE PHARMA INC
COMMON STOCK
49803L109
610
13600SH
DFND
1,2
1360000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
554
10375SH
DFND
1,2
1037500
LENNAR CORP CL A
COMMON STOCK
526057104
365
8500SH
DFND
1,2
850000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
G5480U104
1741
56900SH
DFND
1,2
5690000
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
1050
4200SH
DFND
1,2
420000
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
2203
33900SH
DFND
1,2
3390000
MARSH & MCLENNAN COMPANIES INC
COMMON STOCK
571748102
5346
79100SH
DFND
1,2
7910000
MEDTRONIC PLC
COMMON STOCK
G5960L103
3939
55300SH
DFND
1,2
5530000
MERCADOLIBRE INC
COMMON STOCK
58733R102
18442
118112SH
DFND
1,2
11811200
MICROSOFT CORP
COMMON STOCK
594918104
15298
246190SH
DFND
1,2
24619000
MOBILEYE NV
COMMON STOCK
N51488117
221
5800SH
DFND
1,2
580000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
3050
68800SH
DFND
1,2
6880000
MONSANTO CO
COMMON STOCK
61166W101
5908
56150SH
DFND
1,2
5615000
MOODYS CORP
COMMON STOCK
615369105
2856
30300SH
DFND
1,2
3030000
NETAPP INC
COMMON STOCK
64110D104
169
4800SH
DFND
1,2
480000
NEW ORIENTAL EDU & TECH GRP INC ADR
COMMON STOCK
647581107
17598
418000SH
DFND
1,2
41800000
NEW YORK COMMUNITY BANCORP INC
COMMON STOCK
649445103
181
11400SH
DFND
1,2
1140000
NEWELL BRANDS INC
COMMON STOCK
651229106
3532
79100SH
DFND
1,2
7910000
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
4610
109900SH
DFND
1,2
10990000
NIKE INC CL B
COMMON STOCK
654106103
1283
25250SH
DFND
1,2
2525000
NOBLE ENERGY INC
COMMON STOCK
655044105
2371
62304SH
DFND
1,2
6230400
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
1256
5400SH
DFND
1,2
540000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
2356
55400SH
DFND
1,2
5540000
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
441
12300SH
DFND
1,2
1230000
NUCOR CORP
COMMON STOCK
670346105
877
14740SH
DFND
1,2
1474000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
2714
38100SH
DFND
1,2
3810000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
4407
345400SH
DFND
1,2
34540000
OUTFRONT MEDIA INC (REIT)
COMMON STOCK
69007J106
224
9000SH
DFND
1,2
900000
PANERA BREAD CO CL A
COMMON STOCK
69840W108
820
4000SH
DFND
1,2
400000
PEPSICO INC
COMMON STOCK
713448108
774
7400SH
DFND
1,2
740000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
37013
3661033SH
DFND
1,2
366103300
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
12091
1372400SH
DFND
1,2
137240000
PFIZER INC
COMMON STOCK
717081103
831
25600SH
DFND
1,2
2560000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
7386
80730SH
DFND
1,2
8073000
POTASH CORP OF SASKATCHEWAN INC (USD)
COMMON STOCK
73755L107
1000
55300SH
DFND
1,2
5530000
PRAXAIR INC
COMMON STOCK
74005P104
1014
8650SH
DFND
1,2
865000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
6964
4750SH
DFND
1,2
475000
PROCTER & GAMBLE CO
COMMON STOCK
742718109
1492
17740SH
DFND
1,2
1774000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
6686
81500SH
DFND
1,2
8150000
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
4
80SH
DFND
1,2
8000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
381
6570SH
DFND
1,2
657000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
2698
32400SH
DFND
1,2
3240000
SCHLUMBERGER LTD
COMMON STOCK
806857108
8836
105254SH
DFND
1,2
10525400
SCRIPPS NETWORKS INTERACTIVE INC CL A
COMMON STOCK
811065101
300
4200SH
DFND
1,2
420000
SEADRILL LTD
COMMON STOCK
G7945E105
674
194558SH
DFND
1,2
19455800
SEADRILL LTD (USD)
COMMON STOCK
G7945E105
308
90400SH
DFND
1,2
9040000
SEMPRA ENERGY
COMMON STOCK
816851109
2345
23300SH
DFND
1,2
2330000
SOUTHERN CO
COMMON STOCK
842587107
1317
26780SH
DFND
1,2
2678000
ST JUDE MEDICAL
COMMON STOCK
790849103
2357
29390SH
DFND
1,2
2939000
STARBUCKS CORP
COMMON STOCK
855244109
7749
139565SH
DFND
1,2
13956500
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
1205
28600SH
DFND
1,2
2860000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
3285
114248SH
DFND
1,2
11424800
TENARIS SA ADR
COMMON STOCK
88031M109
8058
225646SH
DFND
1,2
22564600
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
1226
16800SH
DFND
1,2
1680000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
5803
23310SH
DFND
1,2
2331000
TRIMBLE INC
COMMON STOCK
896239100
3223
106900SH
DFND
1,2
10690000
UBS GROUP AG
COMMON STOCK
H42097107
2263
144174SH
DFND
1,2
14417400
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
3312
47100SH
DFND
1,2
4710000
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
60
3200SH
DFND
1,2
320000
UNILEVER NV (USD)
COMMON STOCK
904784709
107
2600SH
DFND
1,2
260000
UNION PACIFIC CORP
COMMON STOCK
907818108
3896
37580SH
DFND
1,2
3758000
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
891
5570SH
DFND
1,2
557000
VALE SA PNA ADR
COMMON STOCK
91912E204
42491
6166996SH
DFND
1,2
616699600
VERISIGN INC
COMMON STOCK
92343E102
930
12229SH
DFND
1,2
1222900
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
3059
57310SH
DFND
1,2
5731000
VISA INC CL A
COMMON STOCK
92826C839
12312
157800SH
DFND
1,2
15780000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
3329
31940SH
DFND
1,2
3194000
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
1273
16200SH
DFND
1,2
1620000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875PERCENT 07-01-21
CORP CONV BOND
947075AH0
1365
1255000PRN
DFND
1,2
125500000
WELLS FARGO & CO
COMMON STOCK
949746101
4468
81080SH
DFND
1,2
8108000
WHIRLPOOL CORP
COMMON STOCK
963320106
1345
7400SH
DFND
1,2
740000
WYNN RESORTS LTD
COMMON STOCK
983134107
2829
32700SH
DFND
1,2
3270000
XILINX INC
COMMON STOCK
983919101
3338
55300SH
DFND
1,2
5530000
YANDEX NV A
COMMON STOCK
N97284108
6464
321125SH
DFND
1,2
32112500
YPF SOCIEDAD ANONIMA D ADR
COMMON STOCK
984245100
3719
225369SH
DFND
1,2
22536900
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
13851
530300SH
DFND
1,2
53030000
YUM! BRANDS INC
COMMON STOCK
988498101
855
13500SH
DFND
1,2
1350000