0000732812-17-000011.txt : 20170215 0000732812-17-000011.hdr.sgml : 20170215 20170215073749 ACCESSION NUMBER: 0000732812-17-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/ CENTRAL INDEX KEY: 0000895213 IRS NUMBER: 954154361 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04457 FILM NUMBER: 17612918 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 900711 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000895213 XXXXXXXX 12-31-2016 12-31-2016 CAPITAL INTERNATIONAL INC /CA/
333 SOUTH HOPE ST 55TH FL LOS ANGELES CA 900711
13F HOLDINGS REPORT 028-04457 N
Peter C. Kelly Senior Vice President, Senior Counsel and Secretary 213-486-9200 Peter C. Kelly Los Angeles CA 02-15-2017 3 162 804028 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE 2 ciinc.xml ACCENTURE PLC CL A COMMON STOCK G1151C101 1862 15900SH DFND 1,2 1590000 ADVANCE AUTO PARTS INC COMMON STOCK 00751Y106 609 3600SH DFND 1,2 360000 AES CORP (THE) COMMON STOCK 00130H105 15862 1365100SH DFND 1,2 136510000 AETNA INC COMMON STOCK 00817Y108 2319 18700SH DFND 1,2 1870000 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 3593 86100SH DFND 1,2 8610000 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 63634 724680SH DFND 1,2 72468000 ALPHABET INC CL A COMMON STOCK 02079K305 5028 6345SH DFND 1,2 634500 ALPHABET INC CL C COMMON STOCK 02079K107 8095 10488SH DFND 1,2 1048800 AMAZON.COM INC COMMON STOCK 023135106 7173 9565SH DFND 1,2 956500 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 42254 3361532SH DFND 1,2 336153200 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 5859 55439SH DFND 1,2 5543900 AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5PERCENT SER B) 02-15-18 (REIT) CONV PREFRD STCK 03027X407 303 2900SH DFND 1,2 290000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 1478 21200SH DFND 1,2 2120000 ANALOG DEVICES INC COMMON STOCK 032654105 327 4500SH DFND 1,2 450000 AON PLC CL A COMMON STOCK G0408V102 1695 15200SH DFND 1,2 1520000 APPLE INC COMMON STOCK 037833100 6744 58232SH DFND 1,2 5823200 ASML HOLDING NV (USD) COMMON STOCK N07059210 2722 24264SH DFND 1,2 2426400 ASTRAZENECA PLC ADR COMMON STOCK 046353108 1000 36600SH DFND 1,2 3660000 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 771 7500SH DFND 1,2 750000 BANCO BRADESCO SA PN ADR COMMON STOCK 059460303 20590 2363947SH DFND 1,2 236394700 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 486 30400SH DFND 1,2 3040000 BROADCOM LTD COMMON STOCK Y09827109 2361 13359SH DFND 1,2 1335900 CANADIAN NATIONAL RAILWAY CO (USD) COMMON STOCK 136375102 3646 54100SH DFND 1,2 5410000 CANADIAN NATURAL RESOURCES LTD COMMON STOCK 136385101 1404 44000SH DFND 1,2 4400000 CBS CORP CL B N/V COMMON STOCK 124857202 3213 50500SH DFND 1,2 5050000 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR) COMMON STOCK 151290889 18269 2275082SH DFND 1,2 227508200 CERNER CORPORATION COMMON STOCK 156782104 2970 62700SH DFND 1,2 6270000 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 4579 62500SH DFND 1,2 6250000 CHARTER COMMUNICATIONS INC CL A COMMON STOCK 16119P108 1641 5700SH DFND 1,2 570000 CHEVRON CORP COMMON STOCK 166764100 4318 36686SH DFND 1,2 3668600 CHUBB LTD COMMON STOCK H1467J104 4822 36500SH DFND 1,2 3650000 CIT GROUP INC COMMON STOCK 125581801 4703 110200SH DFND 1,2 11020000 CME GROUP INC CL A COMMON STOCK 12572Q105 12545 108760SH DFND 1,2 10876000 COBALT INTERNATIONAL ENERGY INC COMMON STOCK 19075F106 2259 1851955SH DFND 1,2 185195500 COBALT INTL ENERGY INC CV SR UNSEC 2.625PERCENT 12-01-19 CORP CONV BOND 19075FAA4 61 153000PRN DFND 1,2 15300000 COBALT INTL ENERGY INC CV SR UNSEC 3.125PERCENT 05-15-24 CORP CONV BOND 19075FAB2 396 1367000PRN DFND 1,2 136700000 COCA-COLA CO COMMON STOCK 191216100 2326 56100SH DFND 1,2 5610000 COMCAST CORP CL A COMMON STOCK 20030N101 5165 74800SH DFND 1,2 7480000 CONOCOPHILLIPS COMMON STOCK 20825C104 1318 26290SH DFND 1,2 2629000 CORE LABORATORIES COMMON STOCK N22717107 5840 48652SH DFND 1,2 4865200 COTY INC CL A COMMON STOCK 222070203 112 6100SH DFND 1,2 610000 CREDICORP LTD COMMON STOCK G2519Y108 28040 177628SH DFND 1,2 17762800 CROWN CASTLE INTL CORP (REIT) COMMON STOCK 22822V101 2673 30800SH DFND 1,2 3080000 CTRIP.COM INTL ADR COMMON STOCK 22943F100 4302 107546SH DFND 1,2 10754600 DANAHER CORP COMMON STOCK 235851102 6795 87300SH DFND 1,2 8730000 DAVITA INC COMMON STOCK 23918K108 1637 25500SH DFND 1,2 2550000 DOLLAR GENERAL CORP COMMON STOCK 256677105 2192 29600SH DFND 1,2 2960000 DOW CHEMICAL CO COMMON STOCK 260543103 97 1700SH DFND 1,2 170000 EATON CORP PLC COMMON STOCK G29183103 6575 98000SH DFND 1,2 9800000 ELI LILLY AND CO COMMON STOCK 532457108 1721 23405SH DFND 1,2 2340500 ENBRIDGE INC COMMON STOCK 29250N105 10958 260100SH DFND 1,2 26010000 ENEL AMERICAS SA ADR COMMON STOCK 29274F104 8097 986191SH DFND 1,2 98619100 ENEL CHILE SA ADR COMMON STOCK 29278D105 4295 943891SH DFND 1,2 94389100 ENSCO PLC CL A COMMON STOCK G3157S106 221 22700SH DFND 1,2 2270000 EOG RESOURCES INC COMMON STOCK 26875P101 5039 49840SH DFND 1,2 4984000 EXPRESS SCRIPTS HOLDING CO COMMON STOCK 30219G108 413 6000SH DFND 1,2 600000 EXXON MOBIL CORP COMMON STOCK 30231G102 2771 30700SH DFND 1,2 3070000 GENERAL ELECTRIC CO COMMON STOCK 369604103 85 2700SH DFND 1,2 270000 GENPACT LTD COMMON STOCK G3922B107 234 9600SH DFND 1,2 960000 GILEAD SCIENCES INC COMMON STOCK 375558103 1498 20920SH DFND 1,2 2092000 GODADDY INC CL A COMMON STOCK 380237107 283 8100SH DFND 1,2 810000 GOLAR LNG LTD (USD) COMMON STOCK G9456A100 2744 119600SH DFND 1,2 11960000 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 3121 13035SH DFND 1,2 1303500 GRANA Y MONTERO SAA ADR COMMON STOCK 38500P208 2901 405800SH DFND 1,2 40580000 HALLIBURTON CO COMMON STOCK 406216101 1994 36858SH DFND 1,2 3685800 HDFC BANK LTD ADR COMMON STOCK 40415F101 12 200SH DFND 1,2 20000 HELMERICH & PAYNE COMMON STOCK 423452101 248 3200SH DFND 1,2 320000 HEWLETT PACKARD ENTERPRISE CO COMMON STOCK 42824C109 292 12600SH DFND 1,2 1260000 HEXCEL CORPORATION COMMON STOCK 428291108 3832 74500SH DFND 1,2 7450000 HP INC COMMON STOCK 40434L105 315 21200SH DFND 1,2 2120000 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 377 28500SH DFND 1,2 2850000 ICICI BANK LTD ADR COMMON STOCK 45104G104 491 65600SH DFND 1,2 6560000 IDEX CORP COMMON STOCK 45167R104 1599 17752SH DFND 1,2 1775200 ILLUMINA INC COMMON STOCK 452327109 2125 16600SH DFND 1,2 1660000 INCYTE CORP COMMON STOCK 45337C102 11785 117537SH DFND 1,2 11753700 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 3690 65400SH DFND 1,2 6540000 INTERNATIONAL FLAVORS & FRAGRANCES INC COMMON STOCK 459506101 601 5100SH DFND 1,2 510000 INVESCO LTD COMMON STOCK G491BT108 364 12000SH DFND 1,2 1200000 IRON MOUNTAIN INC (REIT) COMMON STOCK 46284V101 276 8510SH DFND 1,2 851000 ITAU UNIBANCO HOLDING SA PN ADR COMMON STOCK 465562106 23864 2321444SH DFND 1,2 232144400 JACK HENRY & ASSOCIATES INC COMMON STOCK 426281101 648 7300SH DFND 1,2 730000 JD.COM INC A ADR COMMON STOCK 47215P106 31075 1221500SH DFND 1,2 122150000 JOHNSON & JOHNSON COMMON STOCK 478160104 3572 31000SH DFND 1,2 3100000 JPMORGAN CHASE & CO COMMON STOCK 46625H100 3873 44889SH DFND 1,2 4488900 KINDER MORGAN INC COMMON STOCK 49456B101 352 16980SH DFND 1,2 1698000 KITE PHARMA INC COMMON STOCK 49803L109 610 13600SH DFND 1,2 1360000 LAS VEGAS SANDS CORP COMMON STOCK 517834107 554 10375SH DFND 1,2 1037500 LENNAR CORP CL A COMMON STOCK 526057104 365 8500SH DFND 1,2 850000 LIBERTY GLOBAL PLC CL A COMMON STOCK G5480U104 1741 56900SH DFND 1,2 5690000 LOCKHEED MARTIN CORP COMMON STOCK 539830109 1050 4200SH DFND 1,2 420000 LULULEMON ATHLETICA INC COMMON STOCK 550021109 2203 33900SH DFND 1,2 3390000 MARSH & MCLENNAN COMPANIES INC COMMON STOCK 571748102 5346 79100SH DFND 1,2 7910000 MEDTRONIC PLC COMMON STOCK G5960L103 3939 55300SH DFND 1,2 5530000 MERCADOLIBRE INC COMMON STOCK 58733R102 18442 118112SH DFND 1,2 11811200 MICROSOFT CORP COMMON STOCK 594918104 15298 246190SH DFND 1,2 24619000 MOBILEYE NV COMMON STOCK N51488117 221 5800SH DFND 1,2 580000 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 3050 68800SH DFND 1,2 6880000 MONSANTO CO COMMON STOCK 61166W101 5908 56150SH DFND 1,2 5615000 MOODYS CORP COMMON STOCK 615369105 2856 30300SH DFND 1,2 3030000 NETAPP INC COMMON STOCK 64110D104 169 4800SH DFND 1,2 480000 NEW ORIENTAL EDU & TECH GRP INC ADR COMMON STOCK 647581107 17598 418000SH DFND 1,2 41800000 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 181 11400SH DFND 1,2 1140000 NEWELL BRANDS INC COMMON STOCK 651229106 3532 79100SH DFND 1,2 7910000 NIELSEN HOLDINGS PLC COMMON STOCK G6518L108 4610 109900SH DFND 1,2 10990000 NIKE INC CL B COMMON STOCK 654106103 1283 25250SH DFND 1,2 2525000 NOBLE ENERGY INC COMMON STOCK 655044105 2371 62304SH DFND 1,2 6230400 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 1256 5400SH 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73755L107 1000 55300SH DFND 1,2 5530000 PRAXAIR INC COMMON STOCK 74005P104 1014 8650SH DFND 1,2 865000 PRICELINE GROUP INC (THE) COMMON STOCK 741503403 6964 4750SH DFND 1,2 475000 PROCTER & GAMBLE CO COMMON STOCK 742718109 1492 17740SH DFND 1,2 1774000 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 6686 81500SH DFND 1,2 8150000 ROYAL DUTCH SHELL PLC A ADR COMMON STOCK 780259206 4 80SH DFND 1,2 8000 ROYAL DUTCH SHELL PLC B ADR COMMON STOCK 780259107 381 6570SH DFND 1,2 657000 RYANAIR HOLDINGS PLC ADR COMMON STOCK 783513203 2698 32400SH DFND 1,2 3240000 SCHLUMBERGER LTD COMMON STOCK 806857108 8836 105254SH DFND 1,2 10525400 SCRIPPS NETWORKS INTERACTIVE INC CL A COMMON STOCK 811065101 300 4200SH DFND 1,2 420000 SEADRILL LTD COMMON STOCK G7945E105 674 194558SH DFND 1,2 19455800 SEADRILL LTD (USD) COMMON STOCK G7945E105 308 90400SH DFND 1,2 9040000 SEMPRA ENERGY COMMON STOCK 816851109 2345 23300SH DFND 1,2 2330000 SOUTHERN CO COMMON STOCK 842587107 1317 26780SH DFND 1,2 2678000 ST JUDE MEDICAL COMMON STOCK 790849103 2357 29390SH DFND 1,2 2939000 STARBUCKS CORP COMMON STOCK 855244109 7749 139565SH DFND 1,2 13956500 TABLEAU SOFTWARE INC CL A COMMON STOCK 87336U105 1205 28600SH DFND 1,2 2860000 TAIWAN SEMICONDUCTOR MFG CO ADR COMMON STOCK 874039100 3285 114248SH DFND 1,2 11424800 TENARIS SA ADR COMMON STOCK 88031M109 8058 225646SH DFND 1,2 22564600 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 1226 16800SH DFND 1,2 1680000 TRANSDIGM GROUP INC COMMON STOCK 893641100 5803 23310SH DFND 1,2 2331000 TRIMBLE INC COMMON STOCK 896239100 3223 106900SH DFND 1,2 10690000 UBS GROUP AG COMMON STOCK H42097107 2263 144174SH DFND 1,2 14417400 ULTRAGENYX PHARMACEUTICAL INC COMMON STOCK 90400D108 3312 47100SH DFND 1,2 4710000 UMPQUA HOLDINGS CORP COMMON STOCK 904214103 60 3200SH DFND 1,2 320000 UNILEVER NV (USD) COMMON STOCK 904784709 107 2600SH DFND 1,2 260000 UNION PACIFIC CORP COMMON STOCK 907818108 3896 37580SH DFND 1,2 3758000 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 891 5570SH 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22536900 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 13851 530300SH DFND 1,2 53030000 YUM! 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